Activist 13D/13G Filings - LPL Financial LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company‚Äôs equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-02-09
4:22 pm
Sale
13GNUVEEN FLOATING RATE INCOME FU
JFR
LPL Financial LLC2,788,756
2.1%
-399,747decrease
(-12.54%)
View
2024-02-09
4:19 pm
Sale
13GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC784,089
5.5%
-105,242decrease
(-11.83%)
View
2024-02-09
4:16 pm
Sale
13GFIRST TRUST/ABRDN GLOBAL OPPOR
FAM
LPL Financial LLC0
0%
-598,513decrease
(Position Closed)
View
2024-02-09
4:12 pm
Sale
13GFIRST TR SR FLTG RT INCM FD II
FCT
LPL Financial LLC1,364,835
5.3%
-633,404decrease
(-31.70%)
View
2024-02-09
4:09 pm
Sale
13GMACQUARIE/FIRST TR GLOBAL INFR
MFD
LPL Financial LLC364,075
4.3%
-92,416decrease
(-20.24%)
View
2024-02-09
4:06 pm
Sale
13GDESTRA MULTI-ALTERNATIVE FD CO
DMA
LPL Financial LLC330,344
3.7%
-1,050,210decrease
(-76.07%)
View
2023-02-03
5:01 pm
Purchase
13GMACQUARIE/FIRST TR GLOBAL INFR
MFD
LPL Financial LLC456,491
5.3%
456,491increase
(New Position)
View
2023-02-03
4:54 pm
Purchase
13GFIRST TRUST/ABRDN GLOBAL OPPOR
FAM
LPL Financial LLC598,513
5.9%
598,513increase
(New Position)
View
2023-02-03
4:16 pm
Purchase
13GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC889,331
6.2%
889,331increase
(New Position)
View
2023-01-17
1:22 pm
Purchase
13GFIRST TR SR FLTG RT INCM FD II
FCT
LPL Financial LLC1,998,239
7.7%
469,590increase
(+30.72%)
View
2023-01-17
11:46 am
Purchase
13GDESTRA MULTI-ALTERNATIVE FD CO
DMA
LPL Financial LLC1,380,554
15.4%
399,362increase
(+40.70%)
View
2023-01-17
11:35 am
Purchase
13GNUVEEN FLOATING RATE INCOME FU
JFR
LPL Financial LLC3,188,503
5.6%
314,799increase
(+10.95%)
View
2022-10-06
12:47 pm
Purchase
13GDESTRA MULTI-ALTERNATIVE FD CO
DMA
LPL Financial LLC981,192
10.9%
981,192increase
(New Position)
View
2022-02-14
2:19 pm
Purchase
13GNUVEEN FLOATING RATE INCOME FU
JFR
LPL Financial LLC2,873,704
5.1%
2,873,704increase
(New Position)
View
2022-02-14
2:12 pm
Purchase
13GFIRST TR SR FLTG RT INCM FD II
FCT
LPL Financial LLC1,528,649
5.9%
1,528,649increase
(New Position)
View
2019-10-10
2:47 pm
Sale
13GMEDLEY CAP CORP
MCC
LPL Financial LLC300,857
0.6%
-5,767,755decrease
(-95.04%)
View