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Insider Trading - EQUUS TOTAL RETURN Inc (EQS)

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EQS Insider Trading Transactions for EQUUS TOTAL RETURN Inc

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-03-17
Purchase
2017-03-17
4:35 pm
EQUUS TOTAL RETURN Inc EQS Denos Kenneth I
Director
250,000 $2.4 $600,000 265,754
(Direct)
View
2017-03-17
Purchase
2017-03-17
4:37 pm
EQUUS TOTAL RETURN Inc EQS Hardy John A.
CEO
500,000 $2.4 $1,200,000 500,000
(Direct)
View
2017-03-17
Purchase
2017-03-17
5:59 pm
EQUUS TOTAL RETURN Inc EQS Hankinson Henry W
Director
19,500 $2.4 $46,800 19,500
(Direct)
View
2017-03-17
Purchase
2017-03-17
7:04 pm
EQUUS TOTAL RETURN Inc EQS KNAUSS ROBERT L
Director
21,000 $2.4 $50,400 92,670
(Direct)
View
2017-03-17
Purchase
2017-03-20
10:58 am
EQUUS TOTAL RETURN Inc EQS des Pallieres Bertrand
Director
10% Owner
15,000 $2.4 $36,000 2,199,692
(Direct)
View
2017-03-17
Purchase
2017-03-20
3:28 pm
EQUUS TOTAL RETURN Inc EQS Atkinson Fraser
Director
19,500 $2.4 $46,800 21,389
(Direct)
View
2017-03-17
Purchase
2017-03-23
10:46 am
EQUUS TOTAL RETURN Inc EQS Bergner Richard F
Director
19,500 $2.4 $46,800 19,500
(Direct)
View
2017-03-21
Purchase(A)
2017-03-27
2:28 pm
EQUUS TOTAL RETURN Inc EQS Bergner Richard F
Director
19,500 $2.4 $46,800 19,500
(Direct)
View
2019-07-24
Sale
2019-07-26
9:06 pm
EQUUS TOTAL RETURN Inc EQS MVC CAPITAL Inc
10% Owner
1,216,620 $1.7 $2,068,254 3,228,024
(Direct)
View
2019-07-24
Sale
2019-07-26
9:09 pm
EQUUS TOTAL RETURN Inc EQS Tokarz Group Advisers LLC
10% Owner
1,216,620 $1.7 $2,068,254 3,228,024
(Indirect)
View
2019-07-24
Sale
2019-07-26
9:12 pm
EQUUS TOTAL RETURN Inc EQS TOKARZ MICHAEL T
10% Owner
1,216,620 $1.7 $2,068,254 3,228,024
(Indirect)
View
2019-07-29
Sale
2019-07-30
6:57 pm
EQUUS TOTAL RETURN Inc EQS MVC CAPITAL Inc
10% Owner
608,310 $1.7 $1,034,127 3,836,334
(Direct)
View
2019-07-29
Sale
2019-07-30
7:02 pm
EQUUS TOTAL RETURN Inc EQS Tokarz Group Advisers LLC
10% Owner
608,310 $1.7 $1,034,127 3,836,334
(Indirect)
View
2019-07-29
Sale
2019-07-30
7:05 pm
EQUUS TOTAL RETURN Inc EQS TOKARZ MICHAEL T
10% Owner
608,310 $1.7 $1,034,127 3,836,334
(Indirect)
View
2019-08-12
Sale
2019-08-13
4:42 pm
EQUUS TOTAL RETURN Inc EQS TOKARZ MICHAEL T
10% Owner
608,310 $1.62 $985,462 3,228,024
(Indirect)
View
2019-08-12
Sale
2019-08-13
4:44 pm
EQUUS TOTAL RETURN Inc EQS Tokarz Group Advisers LLC
10% Owner
608,310 $1.62 $985,462 3,228,024
(Indirect)
View
2019-08-12
Sale
2019-08-13
4:48 pm
EQUUS TOTAL RETURN Inc EQS MVC CAPITAL Inc
10% Owner
608,310 $1.62 $985,462 3,228,024
(Direct)
View
2020-07-16
Sale
2020-07-17
6:10 pm
EQUUS TOTAL RETURN Inc EQS TOKARZ MICHAEL T
10% Owner
3,228,024 $1.17 $3,776,788 0
(Indirect)
View
2020-07-16
Sale
2020-07-17
6:15 pm
EQUUS TOTAL RETURN Inc EQS Tokarz Group Advisers LLC
10% Owner
3,228,024 $1.17 $3,776,788 0
(Indirect)
View
2020-07-16
Sale
2020-07-17
6:21 pm
EQUUS TOTAL RETURN Inc EQS MVC CAPITAL Inc
10% Owner
3,228,024 $1.17 $3,776,788 0
(Direct)
View
2020-07-16
Purchase
2020-07-17
6:32 pm
EQUUS TOTAL RETURN Inc EQS Hardy John A.
CEO
10% Owner
3,228,024 $1.17 $3,776,788 3,728,024
(Indirect)
View
2021-04-23
Purchase
2021-05-03
4:57 pm
EQUUS TOTAL RETURN Inc EQS Atkinson Fraser
Director
24,202 $1.8906 $45,756 45,591
(Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-07-24
Other
2019-07-26
9:06 pm
N/A
N/A
EQUUS TOTAL RETURN Inc EQS MVC CAPITAL Inc
10% Owner
608,310 $1.7 3,836,334
(Direct)
View
2019-07-24
Other
2019-07-26
9:06 pm
N/A
N/A
EQUUS TOTAL RETURN Inc EQS MVC CAPITAL Inc
10% Owner
608,310 $1.7 4,444,644
(Direct)
View
2019-07-24
Other
2019-07-26
9:09 pm
N/A
N/A
EQUUS TOTAL RETURN Inc EQS Tokarz Group Advisers LLC
10% Owner
608,310 $1.7 3,836,334
(Indirect)
View
2019-07-24
Other
2019-07-26
9:09 pm
N/A
N/A
EQUUS TOTAL RETURN Inc EQS Tokarz Group Advisers LLC
10% Owner
608,310 $1.7 4,444,644
(Indirect)
View
2019-07-24
Other
2019-07-26
9:12 pm
N/A
N/A
EQUUS TOTAL RETURN Inc EQS TOKARZ MICHAEL T
10% Owner
608,310 $1.7 3,836,334
(Indirect)
View
2019-07-24
Other
2019-07-26
9:12 pm
N/A
N/A
EQUUS TOTAL RETURN Inc EQS TOKARZ MICHAEL T
10% Owner
608,310 $1.7 4,444,644
(Indirect)
View