List of insiders holdings for EQUUS TOTAL RETURN INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Hardy John A. CEO 10% Owner | 2025-09-17 16:09:35 | 0 3,861,706 | 3,861,706 | Form 4 |
| 2 | TOKARZ MICHAEL T 10% Owner | 2021-10-04 17:24:09 | 3,172,237 0 | 3,172,237 | Form 3 |
| 3 | Benedetti Alessandro Executive Chairman | 2011-09-07 14:21:00 | 0 1,362,962 | 1,362,962 | Form 4 |
| 4 | Douglass Paula Terry Tiel Trust FBO Paula T. Douglass DOUGLASS SAM P Tiel Trust FBO Sam P. Douglass Douglass Trust IV - FBO S. Preston Douglass Douglass Trust IV - FBO Brooke Douglass 10% Owner | 2011-01-12 16:37:53 | 970,969 0 | 970,969 | Form 3 |
| 5 | MCC Europe LTD 10% Owner | 2008-08-11 18:57:48 | 849,292 0 | 849,292 | Form 13D |
| 6 | Moore Anthony R 10% Owner | 2009-08-04 15:52:56 | 0 357,458 | 357,458 | Form 4 |
| 7 | Clayton Sharon 10% Owner | 2009-08-04 15:34:30 | 0 357,458 | 357,458 | Form 4 |
| 8 | Denos Kenneth I Secretary | 2025-09-30 17:13:56 | 0 332,595 | 332,595 | Form 4/A |
| 9 | LEHMANN NOLAN President | 2005-07-05 12:03:28 | 197,951 48,537 | 246,488 | Form 4 |
| 10 | Funston Lance T Member of 10% owner group | 2010-04-30 17:00:38 | 217,033 0 | 217,033 | Form 3 |
| 11 | Moore Clayton & Co. Inc. Director | 2009-10-07 16:56:55 | 0 151,569 | 151,569 | Form 4 |
| 12 | NICODEMUS HARRY O IV Vice President, CFO | 2005-07-05 11:58:53 | 100,000 0 | 100,000 | Form 4 |
| 13 | KNAUSS ROBERT L Director | 2023-07-18 13:40:39 | 93,670 0 | 93,670 | Form 4 |
| 14 | Williams Edward E Director | 2005-07-05 12:01:08 | 47,781 0 | 47,781 | Form 4 |
| 15 | Atkinson Fraser Director | 2021-05-03 16:57:21 | 45,591 0 | 45,591 | Form 4 |
| 16 | Bergner Richard F Director | 2017-03-27 14:28:57 | 19,500 0 | 19,500 | Form 4/A |
| 17 | Hankinson Henry W Director | 2017-03-17 17:59:54 | 19,500 0 | 19,500 | Form 4 |
| 18 | FORBES GARY L Vice President | 2005-07-05 11:58:30 | 14,158 0 | 14,158 | Form 4 |
| 19 | Mobiquity Investments Ltd Versatile Systems Inc. Director 10% Owner | 2014-06-17 15:12:22 | 10,000 0 | 10,000 | Form 13D |
| 20 | Mobiquity Investments Ltd Director 10% Owner | 2014-06-17 15:14:30 | 10,000 0 | 10,000 | Form 4 |
| 21 | STORMS JOHN W Director | 2005-07-05 12:02:31 | 9,237 0 | 9,237 | Form 4 |
| 22 | TUGGLE FRANCIS D DR Director | 2006-05-19 11:44:06 | 6,000 0 | 6,000 | Form 4 |
| 23 | FLANAGAN GREGORY J Director | 2010-06-07 16:19:54 | 4,514 0 | 4,514 | Form 4 |
| 24 | FEINSILVER ALAN D Director | 2007-05-25 15:14:29 | 3,200 0 | 3,200 | Form 4 |
| 25 | Walsh James M Director | 2005-11-17 14:53:22 | 3,000 0 | 3,000 | Form 4 |
| 26 | ORVIETO BRAD Director | 2005-07-05 12:02:56 | 2,479 0 | 2,479 | Form 4 |
| 27 | PETERSEN GARY R Director | 2005-07-05 12:01:36 | 2,318 0 | 2,318 | Form 4 |
| 28 | Boyd Charles M Director | 2006-03-24 15:56:50 | 1,334 0 | 1,334 | Form 4 |
| 29 | Brown Samuel Jones Jay IV Chief Investment Officer | 2010-03-02 11:16:18 | 0 0 | 0 | Form 3 |
| 30 | KARPUS MANAGEMENT INC 10% Beneficial Owner | 2006-01-10 16:22:42 | 0 0 | 0 | Form 13D |
| 31 | Tokarz Group Advisers LLC 10% Owner | 2020-07-17 18:15:43 | 0 0 | 0 | Form 4 |
| 32 | MVC CAPITAL INC. 10% Owner | 2020-07-17 18:21:59 | 0 0 | 0 | Form 4 |
| 33 | des Pallieres Bertrand 10% Owner | 2021-10-18 16:45:21 | 0 0 | 0 | Form 13D |
| 34 | Walters James Philip Vice President, Controller | 2005-07-05 11:59:16 | 0 0 | 0 | Form 4 |
| 35 | Hudson L'Sheryl D Chief Financial Officer | 2006-12-15 17:46:54 | 0 0 | 0 | Form 3 |