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Sec Filings Insider Trading - CATERPILLAR INC (CAT)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
CAT Insider Trading Transactions for CATERPILLAR INC
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-08-04
Sale
2017-08-07
6:18 pm
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
13,859 $114.3 $1,584,084 20,514
(Indirect
Direct)
View
2017-07-28
Sale
2017-08-01
4:10 pm
CATERPILLAR INC CAT OSBORN WILLIAM A
Director
5,000 $113.7 $568,350 51,645
(Direct)
View
2017-07-27
Sale
2017-07-31
9:45 pm
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
182,612 $114.1 $20,827,656 110,450
(Indirect
Direct)
View
2017-07-27
Sale
2017-07-31
8:02 pm
CATERPILLAR INC CAT Johnson Denise C
Group President
88,969 $124.8 $11,100,885 38,896
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-09-29
Option Award
2017-10-03
2:14 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
87 $124.7 4,148
(Direct)
View
2017-09-29
Option Award
2017-10-02
5:20 pm
N/A
N/A
CATERPILLAR INC CAT WHITE MILES D
Director
340 $125 7,473
(Direct)
View
2017-09-29
Option Award
2017-10-02
5:17 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
300 $125 10,694
(Direct)
View
2017-09-29
Option Award
2017-10-02
5:14 pm
N/A
N/A
CATERPILLAR INC CAT RUST EDWARD B JR
Director
330 $125 34,333
(Direct)
View
2017-09-29
Option Award
2017-10-02
5:11 pm
N/A
N/A
CATERPILLAR INC CAT REED DEBRA L
Director
300 $125 4,362
(Direct)
View
2017-09-29
Option Award
2017-10-02
5:08 pm
N/A
N/A
CATERPILLAR INC CAT GALLARDO JUAN
Director
300 $125 27,338
(Direct)
View
2017-09-29
Option Award
2017-10-02
5:04 pm
N/A
N/A
CATERPILLAR INC CAT DICKINSON DANIEL M
Director
300 $125 26,039
(Direct)
View
2017-09-29
Option Award
2017-10-02
5:00 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
300 $125 11,824
(Direct)
View
2017-09-29
Option Award
2017-10-02
4:52 pm
N/A
N/A
CATERPILLAR INC CAT Ayotte Kelly
Director
100 $125 100
(Direct)
View
2017-08-31
Option Award
2017-09-05
4:52 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
91 $117.5 4,061
(Direct)
View
2017-08-14
Option Award
2017-08-15
1:13 pm
N/A
N/A
CATERPILLAR INC CAT Ayotte Kelly
Director
458 $113.7 458
(Direct)
View
2017-08-14
Option Award
2017-08-15
1:12 pm
N/A
N/A
CATERPILLAR INC CAT Long Suzette M
General Counsel/Corporate Sec.
2,638 $113.7 20,174
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
N/A
N/A
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
3,025 $110.1 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
N/A
N/A
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
4,052 $89.75 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
N/A
N/A
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
1,756 $96.31 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
N/A
N/A
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
4,438 $83 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
N/A
N/A
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
2,961 $74.77 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
2015-03-05
2022-03-05
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
3,025 $110.1 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
2016-03-04
2023-03-04
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
4,052 $89.75 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
2017-03-03
2024-03-03
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
1,756 $96.31 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
N/A
2025-03-02
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
4,438 $83 20,514
(Direct)
View
2017-08-04
Exercise
2017-08-07
6:18 pm
N/A
2026-03-07
CATERPILLAR INC CAT Long Suzette M
Int. Executive Vice President
Other
2,961 $74.77 20,514
(Direct)
View
2017-07-31
Option Award
2017-08-02
3:18 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
94 $113.9 3,970
(Direct)
View
2017-07-27
Exercise
2017-07-31
9:45 pm
N/A
N/A
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
79,976 $89.75 110,450
(Direct)
View
2017-07-27
Exercise
2017-07-31
9:45 pm
N/A
N/A
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
102,636 $83 110,450
(Direct)
View
2017-07-27
Exercise
2017-07-31
9:45 pm
2017-03-04
2023-03-04
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
79,976 $89.75 110,450
(Direct)
View
2017-07-27
Exercise
2017-07-31
9:45 pm
N/A
2025-03-02
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
102,636 $83 110,450
(Direct)
View
2017-07-27
I
2017-07-31
9:45 pm
N/A
N/A
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
14,363 $114.4 110,450
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
17,141 $89.75 38,896
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
25,152 $96.31 38,896
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
31,888 $83 38,896
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
14,778 $74.77 38,896
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
2016-03-04
2023-03-04
CATERPILLAR INC CAT Johnson Denise C
Group President
17,141 $89.75 38,896
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
2017-03-03
2024-03-03
CATERPILLAR INC CAT Johnson Denise C
Group President
25,152 $96.31 38,896
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
N/A
2025-03-02
CATERPILLAR INC CAT Johnson Denise C
Group President
31,888 $83 38,896
(Direct)
View
2017-07-27
Exercise
2017-07-31
8:02 pm
N/A
2026-03-07
CATERPILLAR INC CAT Johnson Denise C
Group President
14,778 $74.77 38,896
(Direct)
View
2017-07-25
Option Award
2017-07-27
11:44 am
N/A
N/A
CATERPILLAR INC CAT Johnson Cheryl H
Chief Human Resources Officer
15,715 $0 15,715
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:40 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
100 $107.5 3,876
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:34 pm
N/A
N/A
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
57 $107.5 13,930
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:26 pm
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
351 $106.9 11,446
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:24 pm
N/A
N/A
CATERPILLAR INC CAT DICKINSON DANIEL M
Director
351 $106.9 25,564
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:19 pm
N/A
N/A
CATERPILLAR INC CAT REED DEBRA L
Director
351 $106.9 4,034
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:14 pm
N/A
N/A
CATERPILLAR INC CAT RUST EDWARD B JR
Director
386 $106.9 33,771
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:11 pm
N/A
N/A
CATERPILLAR INC CAT SCHWAB SUSAN C
Director
351 $106.9 10,323
(Direct)
View
2017-06-30
Option Award
2017-07-05
12:05 pm
N/A
N/A
CATERPILLAR INC CAT WHITE MILES D
Director
397 $106.9 7,085
(Direct)
View
2017-06-30
Option Award
2017-07-05
11:59 am
N/A
N/A
CATERPILLAR INC CAT GALLARDO JUAN
Director
351 $106.9 26,853
(Direct)
View
2017-05-31
Option Award
2017-06-01
3:15 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
37 $105.4 3,776
(Direct)
View
2017-05-31
Option Award
2017-06-01
3:12 pm
N/A
N/A
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
53 $105.4 13,873
(Direct)
View
2017-05-08
Option Award
2017-05-09
4:55 pm
N/A
N/A
CATERPILLAR INC CAT WILKINS RAYFORD JR
Director
943 $99.37 943
(Direct)
View
2017-05-01
Tax Withholding
2017-05-03
6:43 pm
N/A
N/A
CATERPILLAR INC CAT BUDA JAMES B
Executive Vice President
519 $102.2 43,290
(Direct)
View
2017-05-01
Tax Withholding
2017-05-03
6:40 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
89 $102.2 7,008
(Direct)
View
2017-05-01
Tax Withholding
2017-05-03
6:38 pm
N/A
N/A
CATERPILLAR INC CAT Halverson Bradley M
Group President & CFO
259 $102.2 17,296
(Direct)
View
2014-05-01
Option Award
2017-05-03
6:33 pm
N/A
N/A
CATERPILLAR INC CAT Copeland Jananne A.
Chief Accounting Officer
875 $0 4,255
(Direct)
View
2014-05-01
Tax Withholding
2017-05-03
6:33 pm
N/A
N/A
CATERPILLAR INC CAT Copeland Jananne A.
Chief Accounting Officer
91 $102.2 4,255
(Direct)
View
2017-05-01
Tax Withholding
2017-05-03
6:22 pm
N/A
N/A
CATERPILLAR INC CAT Umpleby III Donald J
Chief Executive Officer
Director
259 $102.2 37,344
(Direct)
View
2017-04-28
Exercise
2017-05-01
5:16 pm
N/A
N/A
CATERPILLAR INC CAT Pellette Thomas A
Group President
5,060 $57.85 11,683
(Direct)
View
2017-04-28
Disposition
2017-05-01
5:16 pm
N/A
N/A
CATERPILLAR INC CAT Pellette Thomas A
Group President
2,845 $102.9 11,683
(Direct)
View
2017-04-28
Tax Withholding
2017-05-01
5:16 pm
N/A
N/A
CATERPILLAR INC CAT Pellette Thomas A
Group President
690 $102.9 11,683
(Direct)
View
2017-04-28
Exercise
2017-05-01
5:16 pm
2013-03-01
2020-03-01
CATERPILLAR INC CAT Pellette Thomas A
Group President
5,060 $57.85 11,683
(Direct)
View
2017-04-28
Option Award
2017-05-01
5:13 pm
N/A
N/A
CATERPILLAR INC CAT Johnson Denise C
Group President
38 $102.3 3,739
(Direct)
View
2017-04-28
Option Award
2017-05-01
5:13 pm
N/A
N/A
CATERPILLAR INC CAT BUDA JAMES B
Executive Vice President
33 $102.3 30,772
(Direct)
View
2017-03-31
Option Award
2017-04-04
08:48 am
N/A
N/A
CATERPILLAR INC CAT CALHOUN DAVID L
Director
405 $92.63 11,012
(Direct)
View
2017-03-31
Option Award
2017-04-03
7:03 pm
N/A
N/A
CATERPILLAR INC CAT WHITE MILES D
Director
459 $92.63 6,637
(Direct)
View
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