CATERPILLAR INC (CAT) - Insider Holders & Insider Ownership

List of insiders holdings for CATERPILLAR INC:

Shares directly owned by the insider.
Shares indirectly owned by the insider.
Total shares owned by the insider (sum of shares directly and indirectly owned).
Total market value if available.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#	Insider Holder Name	Report Date Time	Shares Owned Directly Indirectly	Total Shares Owned	Filing
1	Umpleby III Donald J Executive Chairman	2025-12-02 10:46:33	445,879 96,070	541,949	Form 4
2	OWENS JAMES W Director	2010-10-01 12:29:40	267,021 181,177	448,198	Form 4
3	WUNNING STEVEN H Group President	2015-01-07 15:15:11	241,985 0	241,985	Form 4
4	LEVENICK STUART L Group President	2015-01-07 15:14:49	241,985 0	241,985	Form 4
5	SHAHEEN GERALD L Group President	2007-07-27 16:23:33	212,364 0	212,364	Form 4
6	Waters James D Jr Vice President	2005-12-02 12:25:32	159,721 0	159,721	Form 3
7	THOMPSON RICHARD L Group President	2004-07-01 11:19:52	132,914 25,039	157,953	Form 4
8	BARTON GLEN A Chairman of the Board/CEO	2004-02-02 12:07:20	138,432 0	138,432	Form 4
9	VITTECOQ GERARD R Group President	2013-03-06 19:53:50	128,883 0	128,883	Form 4
10	RAPP EDWARD J Group President	2016-03-09 15:15:48	114,049 0	114,049	Form 4
11	De Lange Bob Group President	2025-11-07 14:09:49	100,721 0	100,721	Form 4
12	STROUP GARY A Vice President	2006-01-27 09:46:52	85,592 0	85,592	Form 4
13	LAVIN RICHARD P Group President	2012-12-18 15:41:31	82,609 405	83,014	Form 4
14	MACIER ROBERT R Vice President	2005-11-15 15:07:58	76,394 0	76,394	Form 4
15	OBERHELMAN DOUGLAS R Chairman of the Board	2017-04-03 18:13:47	72,355 0	72,355	Form 4
16	BANWART SIDNEY C Vice President	2005-12-14 10:55:50	65,458 3,296	68,754	Form 4
17	Ainsworth William P Group Pres. thru 12/31/2020	2021-01-25 18:38:57	63,501 4,346	67,847	Form 4
18	Fassino Anthony D. Group President	2025-11-12 15:00:21	64,800 1,499	66,299	Form 4
19	BENSON RICHARD A Vice President	2005-02-03 09:25:27	63,123 0	63,123	Form 4
20	BAUMGARTNER VITO H Group President	2004-02-02 12:09:51	5,497 57,170	62,667	Form 4
21	GALES THOMAS A Vice President	2005-12-07 12:33:13	36,318 25,096	61,414	Form 4
22	BUSSELL RODNEY L Vice President	2006-02-02 11:17:58	40,720 20,000	60,720	Form 4
23	GOODE DAVID R Director	2014-01-02 16:17:32	57,573 0	57,573	Form 4
24	MCPHEETERS F LYNN V.P./Chief Financial Officer	2005-02-03 09:26:42	47,691 8,066	55,757	Form 4
25	WESTERN DONALD G Vice President	2006-01-18 12:35:13	20,720 34,964	55,684	Form 5
26	BONFIELD ANDREW R J Chief Financial Officer	2025-12-02 15:53:41	55,460 0	55,460	Form 4
27	INGS DONALD M Vice President	2004-07-01 11:21:37	54,976 0	54,976	Form 4
28	OSBORN WILLIAM A Director	2021-03-03 14:49:46	54,199 0	54,199	Form 4
29	BURRITT DAVID B V.P./Chief Financial Officer	2010-06-01 14:46:13	39,745 13,314	53,059	Form 4
30	Williams Robert T Vice President	2006-02-03 17:02:05	49,915 400	50,315	Form 4
31	RUST EDWARD B JR Director	2022-06-10 12:25:14	47,382 0	47,382	Form 4
32	BUDA JAMES B Executive Vice President	2017-05-03 18:43:53	43,290 2,206	45,496	Form 4
33	BAUNTON MICHAEL J Vice President	2005-02-22 12:09:41	45,490 0	45,490	Form 4
34	SCHENA CHRISTIANO V Vice President	2006-02-01 12:20:12	44,349 0	44,349	Form 4
35	BAHAJ ALI M Vice President	2006-02-01 16:46:59	43,564 390	43,954	Form 4
36	Charter Robert B Group President	2018-03-07 18:57:05	43,625 0	43,625	Form 4
37	Pellette Thomas A Group President	2019-02-14 17:31:16	10,661 32,880	43,541	Form 4
38	FIFE EUGENE V Director	2013-01-03 14:17:19	37,784 3,000	40,784	Form 4
39	DILLON JOHN T Director	2011-01-04 13:25:51	40,267 0	40,267	Form 4
40	BEARD JAMES S Vice President	2005-04-21 13:30:24	39,426 0	39,426	Form 4
41	MURPHY DANIEL M Vice President	2006-02-01 14:15:23	36,571 0	36,571	Form 4
42	Halverson Bradley M Group President & CFO	2018-02-15 18:41:53	14,285 21,510	35,795	Form 4
43	GALLARDO JUAN Director	2021-04-02 09:33:52	35,425 0	35,425	Form 4
44	PARKER GORDON R Director	2006-06-15 14:17:27	34,911 0	34,911	Form 4
45	PALMER GERALD Vice President	2006-01-27 10:06:06	19,342 15,467	34,809	Form 4
46	MAGOWAN PETER A Director	2015-01-05 14:36:41	32,380 0	32,380	Form 4
47	COLGAN KEVIN E Treasurer	2005-06-08 12:28:38	32,080 0	32,080	Form 4
48	SPRINGER WILLIAM F Vice President	2005-12-07 12:30:16	26,014 0	26,014	Form 4
49	WEST SHERRIL K Vice President	2004-02-02 12:08:37	22,494 3,053	25,547	Form 4
50	HELLER JOHN S Vice President	2006-02-06 15:57:05	25,210 0	25,210	Form 4
51	FELLIN PAOLO Vice President	2006-02-03 09:17:37	24,174 0	24,174	Form 4
52	Younessi Ramin Group President	2020-11-04 15:27:12	22,744 0	22,744	Form 4
53	CALHOUN DAVID L Director	2024-04-01 16:51:46	21,559 0	21,559	Form 4
54	Curfman Christopher C Vice President	2006-02-06 10:25:28	21,474 0	21,474	Form 4
55	PARKER JAMES J Vice President	2006-02-01 16:46:25	21,056 0	21,056	Form 4
56	BLOUNT W FRANK Director	2010-02-04 11:12:15	18,033 0	18,033	Form 4
57	GOSSELIN STEPHEN A Vice President	2005-11-01 09:39:50	17,135 790	17,925	Form 4
58	POWELL CHARLES D Director	2014-01-02 15:14:28	17,691 0	17,691	Form 4
59	Adams Kent M Vice President	2006-02-03 11:08:08	17,430 0	17,430	Form 4
60	Smith Joshua I Director	2013-03-06 09:08:14	15,957 0	15,957	Form 4
61	Johnson Cheryl H Chief Human Resources Officer	2025-03-05 18:33:16	15,255 255	15,510	Form 4
62	Fisher Steven L Vice President	2006-02-01 12:09:34	15,390 0	15,390	Form 4
63	Rohner William J Vice President	2005-11-23 09:06:26	15,006 0	15,006	Form 4
64	GREENE JESSE J JR Director	2017-03-08 16:50:31	14,948 0	14,948	Form 4
65	Long Suzette M CLO/General Counsel	2023-06-09 06:00:37	13,890 86	13,976	Form 4
66	HAEFELI HANS A Vice President	2005-11-02 11:06:22	13,541 0	13,541	Form 4
67	BEELER RODNEY C Vice President	2005-07-28 12:07:23	13,510 0	13,510	Form 4
68	Muilenburg Dennis A Director	2019-03-06 18:01:51	12,966 0	12,966	Form 4
69	REED DEBRA L Director	2025-06-13 15:41:37	12,876 0	12,876	Form 4
70	PFLEDERER MARK R Vice President	2006-02-01 12:20:53	12,563 0	12,563	Form 4
71	Mayo William D Vice President	2006-02-03 16:25:11	12,488 0	12,488	Form 4
72	BELL MARY H Vice President	2006-02-01 18:08:16	12,235 0	12,235	Form 4
73	Johnson Denise C Group President	2025-11-14 12:56:12	10,752 0	10,752	Form 4
74	Creed Joseph E Chief Executive Officer	2025-12-01 13:29:58	10,503 0	10,503	Form 4
75	Copeland Jananne A. Chief Accounting Officer	2019-02-14 17:29:09	4,449 4,446	8,895	Form 4
76	Pambianchi Christine M Chief Human Resources Officer	2025-05-13 16:08:48	8,550 0	8,550	Form 4
77	FOSLER GAIL D Director	2009-08-06 10:21:11	8,515 0	8,515	Form 4
78	WHITE MILES D Director	2022-03-02 12:58:37	8,382 0	8,382	Form 4
79	WILKINS RAYFORD JR Director	2025-06-13 15:42:50	8,123 0	8,123	Form 4
80	Owens Derek CLO & General Counsel	2025-04-22 14:09:14	7,031 0	7,031	Form 4
81	Huntsman Jon M Jr Director	2017-03-08 16:46:42	6,898 0	6,898	Form 4
82	Ayotte Kelly Director	2023-06-15 11:03:06	6,113 0	6,113	Form 4
83	BRAZIL JOHN R Director	2011-05-09 16:29:35	6,080 0	6,080	Form 4
84	SCHWAB SUSAN C Director	2025-11-20 15:04:04	5,948 0	5,948	Form 4
85	Kaiser Jason Group President	2025-12-01 13:31:13	5,132 0	5,132	Form 4
86	Fish James C Jr Director	2025-06-13 16:00:23	4,472 500	4,972	Form 4
87	Bozeman David P Senior Vice President	2016-10-04 18:09:56	4,805 0	4,805	Form 4
88	DICKINSON DANIEL M Director	2024-12-06 12:15:54	4,728 0	4,728	Form 4
89	Johnson Gerald Director	2025-06-13 15:35:25	3,659 0	3,659	Form 4
90	Marks Judith Fran Director	2025-06-13 15:39:32	1,717 0	1,717	Form 4
91	Marvel Gary Michael Chief Accounting Officer	2022-02-17 13:54:03	0 1,641	1,641	Form 4
92	Schaupp William E Chief Accounting Officer	2025-11-06 15:14:20	1,323 0	1,323	Form 4
93	KEENE NAZZIC S Director	2025-06-13 15:37:11	512 0	512	Form 4
94	MacLennan David Director	2025-11-26 13:10:36	389 0	389	Form 4