Insider Holders & Insider Ownership - CATERPILLAR INC (CAT)

List of insiders holdings for CATERPILLAR INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
Umpleby III Donald J
Chief Executive Officer		2024-03-06 12:23:40480,916
96,049		576,965Form 4
OWENS JAMES W
Director		2010-10-01 12:29:40267,021
181,177		448,198Form 4
WUNNING STEVEN H
Group President		2015-01-07 15:15:11241,985
0		241,985Form 4
LEVENICK STUART L
Group President		2015-01-07 15:14:49241,985
0		241,985Form 4
SHAHEEN GERALD L
Group President		2007-07-27 16:23:33212,364
0		212,364Form 4
Waters James D Jr
Vice President		2005-12-02 12:25:32159,721
0		159,721Form 3
THOMPSON RICHARD L
Group President		2004-07-01 11:19:52132,914
25,039		157,953Form 4
BARTON GLEN A
Chairman of the Board/CEO		2004-02-02 12:07:20138,432
0		138,432Form 4
VITTECOQ GERARD R
Group President		2013-03-06 19:53:50128,883
0		128,883Form 4
RAPP EDWARD J
Group President		2016-03-09 15:15:48114,049
0		114,049Form 4
STROUP GARY A
Vice President		2006-01-27 09:46:5285,592
0		85,592Form 4
LAVIN RICHARD P
Group President		2012-12-18 15:41:3182,609
405		83,014Form 4
De Lange Bob
Group President		2024-03-06 12:20:3879,642
0		79,642Form 4
BONFIELD ANDREW R J
Chief Financial Officer		2024-03-08 13:45:0179,328
0		79,328Form 4
MACIER ROBERT R
Vice President		2005-11-15 15:07:5876,394
0		76,394Form 4
OBERHELMAN DOUGLAS R
Chairman of the Board		2017-04-03 18:13:4772,355
0		72,355Form 4
BANWART SIDNEY C
Vice President		2005-12-14 10:55:5065,458
3296		68,754Form 4
Ainsworth William P
Group Pres. thru 12/31/2020		2021-01-25 18:38:5763,501
4346		67,847Form 4
BENSON RICHARD A
Vice President		2005-02-03 09:25:2763,123
0		63,123Form 4
BAUMGARTNER VITO H
Group President		2004-02-02 12:09:515497
57,170		62,667Form 4
GALES THOMAS A
Vice President		2005-12-07 12:33:1336,318
25,096		61,414Form 4
BUSSELL RODNEY L
Vice President		2006-02-02 11:17:5840,720
20,000		60,720Form 4
GOODE DAVID R
Director		2014-01-02 16:17:3257,573
0		57,573Form 4
MCPHEETERS F LYNN
V.P./Chief Financial Officer		2005-02-03 09:26:4247,691
8066		55,757Form 4
WESTERN DONALD G
Vice President		2006-01-18 12:35:1320,720
34,964		55,684Form 5
INGS DONALD M
Vice President		2004-07-01 11:21:3754,976
0		54,976Form 4
OSBORN WILLIAM A
Director		2021-03-03 14:49:4654,199
0		54,199Form 4
BURRITT DAVID B
V.P./Chief Financial Officer		2010-06-01 14:46:1339,745
13,314		53,059Form 4
Williams Robert T
Vice President		2006-02-03 17:02:0549,915
400		50,315Form 4
RUST EDWARD B JR
Director		2022-06-10 12:25:1447,382
0		47,382Form 4
BUDA JAMES B
Executive Vice President		2017-05-03 18:43:5343,290
2206		45,496Form 4
BAUNTON MICHAEL J
Vice President		2005-02-22 12:09:4145,490
0		45,490Form 4
SCHENA CHRISTIANO V
Vice President		2006-02-01 12:20:1244,349
0		44,349Form 4
BAHAJ ALI M
Vice President		2006-02-01 16:46:5943,564
390		43,954Form 4
Charter Robert B
Group President		2018-03-07 18:57:0543,625
0		43,625Form 4
Pellette Thomas A
Group President		2019-02-14 17:31:1610,661
32,880		43,541Form 4
Fassino Anthony D.
Group President		2024-03-06 12:25:1741,991
1426		43,417Form 4
FIFE EUGENE V
Director		2013-01-03 14:17:1937,784
3000		40,784Form 4
DILLON JOHN T
Director		2011-01-04 13:25:5140,267
0		40,267Form 4
BEARD JAMES S
Vice President		2005-04-21 13:30:2439,426
0		39,426Form 4
MURPHY DANIEL M
Vice President		2006-02-01 14:15:2336,571
0		36,571Form 4
Halverson Bradley M
Group President & CFO		2018-02-15 18:41:5314,285
21,510		35,795Form 4
GALLARDO JUAN
Director		2021-04-02 09:33:5235,425
0		35,425Form 4
PARKER GORDON R
Director		2006-06-15 14:17:2734,911
0		34,911Form 4
PALMER GERALD
Vice President		2006-01-27 10:06:0619,342
15,467		34,809Form 4
MAGOWAN PETER A
Director		2015-01-05 14:36:4132,380
0		32,380Form 4
COLGAN KEVIN E
Treasurer		2005-06-08 12:28:3832,080
0		32,080Form 4
Johnson Denise C
Group President		2024-03-18 06:04:1428,564
0		28,564Form 4
Johnson Cheryl H
Chief Human Resources Officer		2024-03-06 12:21:2327,446
232		27,678Form 4
SPRINGER WILLIAM F
Vice President		2005-12-07 12:30:1626,014
0		26,014Form 4
WEST SHERRIL K
Vice President		2004-02-02 12:08:3722,494
3053		25,547Form 4
HELLER JOHN S
Vice President		2006-02-06 15:57:0525,210
0		25,210Form 4
FELLIN PAOLO
Vice President		2006-02-03 09:17:3724,174
0		24,174Form 4
Younessi Ramin
Group President		2020-11-04 15:27:1222,744
0		22,744Form 4
CALHOUN DAVID L
Director		2024-04-01 16:51:4621,559
0		21,559Form 4
Curfman Christopher C
Vice President		2006-02-06 10:25:2821,474
0		21,474Form 4
PARKER JAMES J
Vice President		2006-02-01 16:46:2521,056
0		21,056Form 4
BLOUNT W FRANK
Director		2010-02-04 11:12:1518,033
0		18,033Form 4
GOSSELIN STEPHEN A
Vice President		2005-11-01 09:39:5017,135
790		17,925Form 4
POWELL CHARLES D
Director		2014-01-02 15:14:2817,691
0		17,691Form 4
Adams Kent M
Vice President		2006-02-03 11:08:0817,430
0		17,430Form 4
DICKINSON DANIEL M
Director		2024-05-02 11:03:4716,818
0		16,818Form 4
Smith Joshua I
Director		2013-03-06 09:08:1415,957
0		15,957Form 4
Fisher Steven L
Vice President		2006-02-01 12:09:3415,390
0		15,390Form 4
Rohner William J
Vice President		2005-11-23 09:06:2615,006
0		15,006Form 4
GREENE JESSE J JR
Director		2017-03-08 16:50:3114,948
0		14,948Form 4
Long Suzette M
CLO/General Counsel		2023-06-09 06:00:3713,890
86		13,976Form 4
HAEFELI HANS A
Vice President		2005-11-02 11:06:2213,541
0		13,541Form 4
BEELER RODNEY C
Vice President		2005-07-28 12:07:2313,510
0		13,510Form 4
Muilenburg Dennis A
Director		2019-03-06 18:01:5112,966
0		12,966Form 4
PFLEDERER MARK R
Vice President		2006-02-01 12:20:5312,563
0		12,563Form 4
Mayo William D
Vice President		2006-02-03 16:25:1112,488
0		12,488Form 4
BELL MARY H
Vice President		2006-02-01 18:08:1612,235
0		12,235Form 4
REED DEBRA L
Director		2023-06-15 11:07:1911,520
0		11,520Form 4
SCHWAB SUSAN C
Director		2024-04-30 17:26:1010,291
0		10,291Form 4
Copeland Jananne A.
Chief Accounting Officer		2019-02-14 17:29:094449
4446		8895Form 4
Creed Joseph E
Chief Operating Officer		2024-04-29 15:57:358830
0		8830Form 4
FOSLER GAIL D
Director		2009-08-06 10:21:118515
0		8515Form 4
WHITE MILES D
Director		2022-03-02 12:58:378382
0		8382Form 4
Huntsman Jon M Jr
Director		2017-03-08 16:46:426898
0		6898Form 4
WILKINS RAYFORD JR
Director		2023-06-15 11:03:546883
0		6883Form 4
Ayotte Kelly
Director		2023-06-15 11:03:066113
0		6113Form 4
BRAZIL JOHN R
Director		2011-05-09 16:29:356080
0		6080Form 4
Fish James C Jr
Director		2023-06-15 10:56:414898
0		4898Form 4
Bozeman David P
Senior Vice President		2016-10-04 18:09:564805
0		4805Form 4
Kaiser Jason
Group President		2024-03-18 06:04:444388
0		4388Form 4
Owens Derek
CLO & General Counsel		2024-04-02 19:44:044108
0		4108Form 4
Schaupp William E
Chief Accounting Officer		2024-03-06 12:19:492427
0		2427Form 4
Johnson Gerald
Director		2023-06-15 10:58:192101
0		2101Form 4
Marvel Gary Michael
Chief Accounting Officer		2022-02-17 13:54:030
1641		1641Form 4
Marks Judith Fran
Director		2023-06-15 11:02:10698
0		698Form 4
MacLennan David
Director		2024-04-01 16:52:4945
0		45Form 4