Insider Holders & Insider Ownership - CATERPILLAR INC (CAT)

List of insiders holdings for CATERPILLAR INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Umpleby III Donald J
Chief Executive Officer
2024-03-06 12:23:40480,916
96,049
576,965Form 4
OWENS JAMES W
Director
2010-10-01 12:29:40267,021
181,177
448,198Form 4
LEVENICK STUART L
Group President
2015-01-07 15:14:49241,985
0
241,985Form 4
WUNNING STEVEN H
Group President
2015-01-07 15:15:11241,985
0
241,985Form 4
SHAHEEN GERALD L
Group President
2007-07-27 16:23:33212,364
0
212,364Form 4
Waters James D Jr
Vice President
2005-12-02 12:25:32159,721
0
159,721Form 3
THOMPSON RICHARD L
Group President
2004-07-01 11:19:52132,914
25,039
157,953Form 4
BARTON GLEN A
Chairman of the Board/CEO
2004-02-02 12:07:20138,432
0
138,432Form 4
VITTECOQ GERARD R
Group President
2013-03-06 19:53:50128,883
0
128,883Form 4
RAPP EDWARD J
Group President
2016-03-09 15:15:48114,049
0
114,049Form 4
STROUP GARY A
Vice President
2006-01-27 09:46:5285,592
0
85,592Form 4
LAVIN RICHARD P
Group President
2012-12-18 15:41:3182,609
405
83,014Form 4
BONFIELD ANDREW R J
Chief Financial Officer
2024-03-08 13:45:0179,328
0
79,328Form 4
MACIER ROBERT R
Vice President
2005-11-15 15:07:5876,394
0
76,394Form 4
OBERHELMAN DOUGLAS R
Chairman of the Board
2017-04-03 18:13:4772,355
0
72,355Form 4
De Lange Bob
Group President
2024-07-17 08:54:0070,870
0
70,870Form 4
BANWART SIDNEY C
Vice President
2005-12-14 10:55:5065,458
3296
68,754Form 4
Ainsworth William P
Group Pres. thru 12/31/2020
2021-01-25 18:38:5763,501
4346
67,847Form 4
BENSON RICHARD A
Vice President
2005-02-03 09:25:2763,123
0
63,123Form 4
BAUMGARTNER VITO H
Group President
2004-02-02 12:09:515497
57,170
62,667Form 4
GALES THOMAS A
Vice President
2005-12-07 12:33:1336,318
25,096
61,414Form 4
BUSSELL RODNEY L
Vice President
2006-02-02 11:17:5840,720
20,000
60,720Form 4
GOODE DAVID R
Director
2014-01-02 16:17:3257,573
0
57,573Form 4
MCPHEETERS F LYNN
V.P./Chief Financial Officer
2005-02-03 09:26:4247,691
8066
55,757Form 4
WESTERN DONALD G
Vice President
2006-01-18 12:35:1320,720
34,964
55,684Form 5
INGS DONALD M
Vice President
2004-07-01 11:21:3754,976
0
54,976Form 4
OSBORN WILLIAM A
Director
2021-03-03 14:49:4654,199
0
54,199Form 4
BURRITT DAVID B
V.P./Chief Financial Officer
2010-06-01 14:46:1339,745
13,314
53,059Form 4
Fassino Anthony D.
Group President
2024-09-03 17:06:4150,575
1455
52,030Form 4
Williams Robert T
Vice President
2006-02-03 17:02:0549,915
400
50,315Form 4
RUST EDWARD B JR
Director
2022-06-10 12:25:1447,382
0
47,382Form 4
BUDA JAMES B
Executive Vice President
2017-05-03 18:43:5343,290
2206
45,496Form 4
BAUNTON MICHAEL J
Vice President
2005-02-22 12:09:4145,490
0
45,490Form 4
SCHENA CHRISTIANO V
Vice President
2006-02-01 12:20:1244,349
0
44,349Form 4
BAHAJ ALI M
Vice President
2006-02-01 16:46:5943,564
390
43,954Form 4
Charter Robert B
Group President
2018-03-07 18:57:0543,625
0
43,625Form 4
Pellette Thomas A
Group President
2019-02-14 17:31:1610,661
32,880
43,541Form 4
FIFE EUGENE V
Director
2013-01-03 14:17:1937,784
3000
40,784Form 4
DILLON JOHN T
Director
2011-01-04 13:25:5140,267
0
40,267Form 4
BEARD JAMES S
Vice President
2005-04-21 13:30:2439,426
0
39,426Form 4
MURPHY DANIEL M
Vice President
2006-02-01 14:15:2336,571
0
36,571Form 4
Halverson Bradley M
Group President & CFO
2018-02-15 18:41:5314,285
21,510
35,795Form 4
GALLARDO JUAN
Director
2021-04-02 09:33:5235,425
0
35,425Form 4
PARKER GORDON R
Director
2006-06-15 14:17:2734,911
0
34,911Form 4
PALMER GERALD
Vice President
2006-01-27 10:06:0619,342
15,467
34,809Form 4
MAGOWAN PETER A
Director
2015-01-05 14:36:4132,380
0
32,380Form 4
COLGAN KEVIN E
Treasurer
2005-06-08 12:28:3832,080
0
32,080Form 4
Johnson Denise C
Group President
2024-09-27 15:19:4827,972
0
27,972Form 4
SPRINGER WILLIAM F
Vice President
2005-12-07 12:30:1626,014
0
26,014Form 4
WEST SHERRIL K
Vice President
2004-02-02 12:08:3722,494
3053
25,547Form 4
HELLER JOHN S
Vice President
2006-02-06 15:57:0525,210
0
25,210Form 4
FELLIN PAOLO
Vice President
2006-02-03 09:17:3724,174
0
24,174Form 4
Younessi Ramin
Group President
2020-11-04 15:27:1222,744
0
22,744Form 4
CALHOUN DAVID L
Director
2024-04-01 16:51:4621,559
0
21,559Form 4
Curfman Christopher C
Vice President
2006-02-06 10:25:2821,474
0
21,474Form 4
PARKER JAMES J
Vice President
2006-02-01 16:46:2521,056
0
21,056Form 4
SCHWAB SUSAN C
Director
2024-10-01 13:04:0618,984
0
18,984Form 4
BLOUNT W FRANK
Director
2010-02-04 11:12:1518,033
0
18,033Form 4
GOSSELIN STEPHEN A
Vice President
2005-11-01 09:39:5017,135
790
17,925Form 4
POWELL CHARLES D
Director
2014-01-02 15:14:2817,691
0
17,691Form 4
Adams Kent M
Vice President
2006-02-03 11:08:0817,430
0
17,430Form 4
Smith Joshua I
Director
2013-03-06 09:08:1415,957
0
15,957Form 4
Johnson Cheryl H
Chief Human Resources Officer
2024-08-23 11:38:1815,615
0
15,615Form 4
Fisher Steven L
Vice President
2006-02-01 12:09:3415,390
0
15,390Form 4
Rohner William J
Vice President
2005-11-23 09:06:2615,006
0
15,006Form 4
GREENE JESSE J JR
Director
2017-03-08 16:50:3114,948
0
14,948Form 4
Long Suzette M
CLO/General Counsel
2023-06-09 06:00:3713,890
86
13,976Form 4
HAEFELI HANS A
Vice President
2005-11-02 11:06:2213,541
0
13,541Form 4
BEELER RODNEY C
Vice President
2005-07-28 12:07:2313,510
0
13,510Form 4
Muilenburg Dennis A
Director
2019-03-06 18:01:5112,966
0
12,966Form 4
PFLEDERER MARK R
Vice President
2006-02-01 12:20:5312,563
0
12,563Form 4
Mayo William D
Vice President
2006-02-03 16:25:1112,488
0
12,488Form 4
BELL MARY H
Vice President
2006-02-01 18:08:1612,235
0
12,235Form 4
REED DEBRA L
Director
2024-06-13 13:10:0412,219
0
12,219Form 4
Copeland Jananne A.
Chief Accounting Officer
2019-02-14 17:29:094449
4446
8895Form 4
Creed Joseph E
Chief Operating Officer
2024-09-27 15:18:358857
0
8857Form 4
FOSLER GAIL D
Director
2009-08-06 10:21:118515
0
8515Form 4
WHITE MILES D
Director
2022-03-02 12:58:378382
0
8382Form 4
WILKINS RAYFORD JR
Director
2024-06-13 13:11:237522
0
7522Form 4
Huntsman Jon M Jr
Director
2017-03-08 16:46:426898
0
6898Form 4
DICKINSON DANIEL M
Director
2024-06-13 13:09:556274
0
6274Form 4
Ayotte Kelly
Director
2023-06-15 11:03:066113
0
6113Form 4
BRAZIL JOHN R
Director
2011-05-09 16:29:356080
0
6080Form 4
Fish James C Jr
Director
2024-06-13 13:11:085427
0
5427Form 4
Bozeman David P
Senior Vice President
2016-10-04 18:09:564805
0
4805Form 4
Kaiser Jason
Group President
2024-09-27 15:21:214331
0
4331Form 4
Owens Derek
CLO & General Counsel
2024-04-02 19:44:044108
0
4108Form 4
Johnson Gerald
Director
2024-09-05 12:44:402842
0
2842Form 4
Schaupp William E
Chief Accounting Officer
2024-03-06 12:19:492427
0
2427Form 4
Marvel Gary Michael
Chief Accounting Officer
2022-02-17 13:54:030
1641
1641Form 4
Marks Judith Fran
Director
2024-06-13 13:09:321227
0
1227Form 4
MacLennan David
Director
2024-10-01 13:06:19137
0
137Form 4