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Insider Trading - Deerfield Private Design Fund III L.P.

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Insider Trading Transactions for Deerfield Private Design Fund III L.P.

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-07-06
Purchase
2016-07-06
11:54 am
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
400,000 $12.5 $5,000,000 628,566
(Indirect)
View
2016-07-25
Purchase
2016-07-25
12:19 pm
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
400,000 $15 $6,000,000 514,424
(Indirect)
View
2017-10-10
Purchase
2017-10-10
09:40 am
RHYTHM PHARMACEUTICALS Inc RYTM Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
355,000 $17 $6,035,000 468,505
(Indirect)
View
2018-04-02
Purchase
2018-04-04
8:56 pm
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
1,250,000 $16 $20,000,000 625,000
(Indirect)
View
2018-06-25
Purchase
2018-06-27
4:58 pm
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
750,000 $15 $11,250,000 1,498,666
(Indirect)
View
2018-10-01
Purchase
2018-10-01
1:47 pm
ARVINAS Inc ARVN Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design Fund IV L.P.
10% Owner
312,500 $16 $5,000,000 411,244
(Indirect)
View
2019-01-23
Sale
2019-01-25
6:24 pm
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
114,444 $15.43 $1,766,193 885,556
(Indirect)
View
2019-01-28
Sale
2019-01-30
5:38 pm
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
7,038 $15.12 $106,448 878,518
(Indirect)
View
2019-02-05
Sale
2019-02-07
8:13 pm
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
14,807 $15.02 $222,443 863,711
(Indirect)
View
2019-02-08
Sale
2019-02-12
5:55 pm
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
7,241 $15.09 $109,251 856,470
(Indirect)
View
2019-03-11
Purchase
2019-03-11
2:16 pm
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
30,000 $17 $510,000 10,000
(Indirect)
View
2019-04-12
Purchase
2019-04-15
7:38 pm
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
533,333 $22.5 $11,999,993 1,158,333
(Indirect)
View
2019-12-19
Sale
2019-12-23
7:57 pm
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
10% Owner
164,730 $21.78 $3,587,060 1,917,339
(Indirect)
View
2019-12-24
Sale
2019-12-27
7:09 pm
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
10% Owner
350,000 $21.95 $7,682,535 1,766,106
(Indirect)
View
2020-01-24
Sale
2020-01-28
6:38 pm
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
10% Owner
639,506 $15.69 $10,036,536 518,827
(Indirect)
View
2020-01-29
Sale
2020-01-31
4:17 pm
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
10% Owner
518,827 $15.45 $8,015,844 0
(Indirect)
View
2020-08-05
Purchase
2020-08-12
4:26 pm
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
1,500,000 $18 $27,000,000 2,758,000
(Indirect)
View
2020-09-29
Purchase
2020-10-01
5:36 pm
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
1,562,500 $16 $25,000,000 1,853,967
(Indirect)
View
2020-10-06
Purchase
2020-10-08
5:31 pm
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
1,000,000 $15 $15,000,000 312,282
(Indirect)
View
2021-01-06
Sale
2021-01-08
5:54 pm
LUMOS PHARMA Inc LUMO Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
10% Owner
151,723 $22.58 $3,425,623 784,568
(Indirect)
View
2021-02-17
Purchase
2021-02-18
6:44 pm
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
300,000 $19 $5,700,000 345,167
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
1,186,654 $0 1,186,654
(Indirect)
View
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
508,566 $0 508,566
(Indirect)
View
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
1,186,654 $0 0
(Indirect)
View
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
508,566 $0 0
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
535,996 $0 535,996
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
267,998 $0 267,998
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
99,830 $0 635,826
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
99,830 $0 367,828
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
535,996 $0 0
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
267,998 $0 0
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
99,830 $0 0
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
99,830 $0 0
(Indirect)
View
2017-10-10
Conversion
2017-10-10
09:40 am
N/A
N/A
RHYTHM PHARMACEUTICALS Inc RYTM Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
291,005 $0 291,005
(Indirect)
View
2017-10-10
Conversion
2017-10-10
09:40 am
N/A
N/A
RHYTHM PHARMACEUTICALS Inc RYTM Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
291,005 $0 291,005
(Indirect)
View
2017-10-10
Conversion
2017-10-10
09:40 am
N/A
N/A
RHYTHM PHARMACEUTICALS Inc RYTM Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
2,668,518 $0 0
(Indirect)
View
2017-10-10
Conversion
2017-10-10
09:40 am
N/A
N/A
RHYTHM PHARMACEUTICALS Inc RYTM Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT CO
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
2,668,518 $0 0
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
669,034 $0 669,034
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
669,034 $0 669,034
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
1,319,484 $0 1,988,518
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
1,319,483 $0 1,988,517
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
3,521,126 $0 0
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
3,521,126 $0 0
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
6,944,445 $0 0
(Indirect)
View
2018-04-02
Conversion
2018-04-04
8:56 pm
N/A
N/A
Homology Medicines Inc. FIXX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt HIF L.P.
Director
10% Owner
6,944,444 $0 0
(Indirect)
View
2018-06-25
Conversion
2018-06-27
4:58 pm
N/A
N/A
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
874,333 $0 874,333
(Indirect)
View
2018-06-25
Conversion
2018-06-27
4:58 pm
N/A
N/A
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
874,333 $0 874,333
(Indirect)
View
2018-06-25
Conversion
2018-06-27
4:58 pm
N/A
N/A
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
1,557,292 $0 0
(Indirect)
View
2018-06-25
Conversion
2018-06-27
4:58 pm
N/A
N/A
XERIS PHARMACEUTICALS INC XERS Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
1,557,292 $0 0
(Indirect)
View
2018-10-01
Conversion
2018-10-01
1:47 pm
N/A
N/A
ARVINAS Inc ARVN Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design Fund IV L.P.
10% Owner
307,078 $0 307,078
(Indirect)
View
2018-10-01
Conversion
2018-10-01
1:47 pm
N/A
N/A
ARVINAS Inc ARVN Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design Fund IV L.P.
10% Owner
307,078 $0 307,078
(Indirect)
View
2018-10-01
Conversion
2018-10-01
1:47 pm
N/A
N/A
ARVINAS Inc ARVN Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design Fund IV L.P.
10% Owner
307,078 $0 307,078
(Indirect)
View
2018-10-01
Conversion
2018-10-01
1:47 pm
N/A
N/A
ARVINAS Inc ARVN Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design Fund IV L.P.
10% Owner
998,004 $0 0
(Indirect)
View
2018-10-01
Conversion
2018-10-01
1:47 pm
N/A
N/A
ARVINAS Inc ARVN Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design Fund IV L.P.
10% Owner
998,004 $0 0
(Indirect)
View
2018-10-01
Conversion
2018-10-01
1:47 pm
N/A
N/A
ARVINAS Inc ARVN Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design Fund IV L.P.
10% Owner
998,004 $0 0
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
132,740 $0 132,740
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
23,333 $0 156,073
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
132,740 $0 132,740
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
23,333 $0 156,073
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
1,619,433 $0 0
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
284,659 $0 0
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
1,619,433 $0 0
(Indirect)
View
2019-03-11
Conversion
2019-03-11
2:16 pm
N/A
N/A
ShockWave Medical Inc. SWAV Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
10% Owner
284,659 $0 0
(Indirect)
View
2020-08-05
Option Award
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
2,222 $0 2,222
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
449,992 $0 449,992
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
1,199,980 $0 1,199,980
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
189,366 $0 639,358
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
1,002,464 $0 2,202,444
(Indirect)
View
2020-08-05
Option Award
2020-08-12
4:26 pm
N/A
2030-08-05
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
12,454 $0 12,454
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
449,992 $0 0
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
1,199,980 $0 0
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
189,366 $0 0
(Indirect)
View
2020-08-05
Conversion
2020-08-12
4:26 pm
N/A
N/A
Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director
10% Owner
1,002,464 $0 0
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
1,422,406 $0 1,422,406
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
1,422,406 $0 1,422,406
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
291,467 $0 1,713,873
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
291,467 $0 1,713,873
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
291,467 $0 291,467
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
12,809,912 $0 0
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
12,809,910 $0 0
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
2,624,901 $0 0
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
2,624,901 $0 0
(Indirect)
View
2020-09-29
Conversion
2020-10-01
5:36 pm
N/A
N/A
GRAYBUG VISION Inc GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
10% Owner
2,624,901 $0 0
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
620,480 $0 620,480
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
620,480 $0 620,480
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
202,670 $0 823,150
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
202,670 $0 823,150
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
202,670 $0 202,670
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
7,499,999 $0 0
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
7,499,999 $0 0
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
2,449,761 $0 0
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
2,449,761 $0 0
(Indirect)
View
2020-10-06
Conversion
2020-10-08
5:31 pm
N/A
N/A
Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Director
10% Owner
2,449,761 $0 0
(Indirect)
View