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Insider Trading - Deerfield Private Design Fund III L.P.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for Deerfield Private Design Fund III L.P.

Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2016-07-06 Purchase	2016-07-06 11:54 am	Syros Pharmaceuticals Inc.	SYRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	400,000	$12.5	$5,000,000	628,566 (Indirect)	View
2016-07-25 Purchase	2016-07-25 12:19 pm	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	400,000	$15	$6,000,000	514,424 (Indirect)	View
2017-10-10 Purchase	2017-10-10 09:40 am	RHYTHM PHARMACEUTICALS Inc	RYTM	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	355,000	$17	$6,035,000	468,505 (Indirect)	View
2018-04-02 Purchase	2018-04-04 8:56 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	1,250,000	$16	$20,000,000	625,000 (Indirect)	View
2018-06-25 Purchase	2018-06-27 4:58 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	750,000	$15	$11,250,000	1,498,666 (Indirect)	View
2018-10-01 Purchase	2018-10-01 1:47 pm	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	312,500	$16	$5,000,000	411,244 (Indirect)	View
2019-01-23 Sale	2019-01-25 6:24 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	114,444	$15.43	$1,766,193	885,556 (Indirect)	View
2019-01-28 Sale	2019-01-30 5:38 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	7,038	$15.12	$106,448	878,518 (Indirect)	View
2019-02-05 Sale	2019-02-07 8:13 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	14,807	$15.02	$222,443	863,711 (Indirect)	View
2019-02-08 Sale	2019-02-12 5:55 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	7,241	$15.09	$109,251	856,470 (Indirect)	View
2019-03-11 Purchase	2019-03-11 2:16 pm	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	30,000	$17	$510,000	10,000 (Indirect)	View
2019-04-12 Purchase	2019-04-15 7:38 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	533,333	$22.5	$11,999,993	1,158,333 (Indirect)	View
2019-12-19 Sale	2019-12-23 7:57 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	164,730	$21.78	$3,587,060	1,917,339 (Indirect)	View
2019-12-24 Sale	2019-12-27 7:09 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	350,000	$21.95	$7,682,535	1,766,106 (Indirect)	View
2020-01-24 Sale	2020-01-28 6:38 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	639,506	$15.69	$10,036,536	518,827 (Indirect)	View
2020-01-29 Sale	2020-01-31 4:17 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	518,827	$15.45	$8,015,844	0 (Indirect)	View
2020-08-05 Purchase	2020-08-12 4:26 pm	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,500,000	$18	$27,000,000	2,758,000 (Indirect)	View
2020-09-29 Purchase	2020-10-01 5:36 pm	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,562,500	$16	$25,000,000	1,853,967 (Indirect)	View
2020-10-06 Purchase	2020-10-08 5:31 pm	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	1,000,000	$15	$15,000,000	312,282 (Indirect)	View
2021-01-06 Sale	2021-01-08 5:54 pm	LUMOS PHARMA Inc	LUMO	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. 10% Owner	151,723	$22.58	$3,425,623	784,568 (Indirect)	View
2021-02-17 Purchase	2021-02-18 6:44 pm	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	300,000	$19	$5,700,000	345,167 (Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2016-07-06 Conversion	2016-07-06 11:54 am	N/A N/A	Syros Pharmaceuticals Inc.	SYRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,186,654	$0	1,186,654 (Indirect)	View
2016-07-06 Conversion	2016-07-06 11:54 am	N/A N/A	Syros Pharmaceuticals Inc.	SYRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	508,566	$0	508,566 (Indirect)	View
2016-07-06 Conversion	2016-07-06 11:54 am	N/A N/A	Syros Pharmaceuticals Inc.	SYRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,186,654	$0	0 (Indirect)	View
2016-07-06 Conversion	2016-07-06 11:54 am	N/A N/A	Syros Pharmaceuticals Inc.	SYRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	508,566	$0	0 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	535,996	$0	535,996 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	267,998	$0	267,998 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	99,830	$0	635,826 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	99,830	$0	367,828 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	535,996	$0	0 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	267,998	$0	0 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	99,830	$0	0 (Indirect)	View
2016-07-25 Conversion	2016-07-25 12:19 pm	N/A N/A	Audentes Therapeutics Inc.	BOLD	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	99,830	$0	0 (Indirect)	View
2017-10-10 Conversion	2017-10-10 09:40 am	N/A N/A	RHYTHM PHARMACEUTICALS Inc	RYTM	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	291,005	$0	291,005 (Indirect)	View
2017-10-10 Conversion	2017-10-10 09:40 am	N/A N/A	RHYTHM PHARMACEUTICALS Inc	RYTM	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	291,005	$0	291,005 (Indirect)	View
2017-10-10 Conversion	2017-10-10 09:40 am	N/A N/A	RHYTHM PHARMACEUTICALS Inc	RYTM	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	2,668,518	$0	0 (Indirect)	View
2017-10-10 Conversion	2017-10-10 09:40 am	N/A N/A	RHYTHM PHARMACEUTICALS Inc	RYTM	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT CO Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	2,668,518	$0	0 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	669,034	$0	669,034 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	669,034	$0	669,034 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	1,319,484	$0	1,988,518 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	1,319,483	$0	1,988,517 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	3,521,126	$0	0 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	3,521,126	$0	0 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	6,944,445	$0	0 (Indirect)	View
2018-04-02 Conversion	2018-04-04 8:56 pm	N/A N/A	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	6,944,444	$0	0 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	874,333	$0	874,333 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	874,333	$0	874,333 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,557,292	$0	0 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,557,292	$0	0 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	307,078	$0	307,078 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	307,078	$0	307,078 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	307,078	$0	307,078 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	998,004	$0	0 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	998,004	$0	0 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	998,004	$0	0 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	132,740	$0	132,740 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	23,333	$0	156,073 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	132,740	$0	132,740 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	23,333	$0	156,073 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,619,433	$0	0 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	284,659	$0	0 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,619,433	$0	0 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	284,659	$0	0 (Indirect)	View
2020-08-05 Option Award	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	2,222	$0	2,222 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	449,992	$0	449,992 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,199,980	$0	1,199,980 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	189,366	$0	639,358 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,002,464	$0	2,202,444 (Indirect)	View
2020-08-05 Option Award	2020-08-12 4:26 pm	N/A 2030-08-05	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	12,454	$0	12,454 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	449,992	$0	0 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,199,980	$0	0 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	189,366	$0	0 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,002,464	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,422,406	$0	1,422,406 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,422,406	$0	1,422,406 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	291,467	$0	1,713,873 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	291,467	$0	1,713,873 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	291,467	$0	291,467 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	12,809,912	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	12,809,910	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,624,901	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,624,901	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,624,901	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	620,480	$0	620,480 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	620,480	$0	620,480 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	202,670	$0	823,150 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	202,670	$0	823,150 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	202,670	$0	202,670 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	7,499,999	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	7,499,999	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	2,449,761	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	2,449,761	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	2,449,761	$0	0 (Indirect)	View