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Insider Trading - Deerfield Mgmt L.P.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for Deerfield Mgmt L.P.

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2018-05-29 Purchase	2018-05-31 4:19 pm	Kiniksa Pharmaceuticals Ltd.	KNSA	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	843,352	$18.97	$15,996,834	843,352 (Indirect)	View
2018-06-25 Purchase	2018-06-27 4:58 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	750,000	$15	$11,250,000	1,498,666 (Indirect)	View
2018-07-23 Purchase	2018-07-23 1:00 pm	CONSTELLATION PHARMACEUTICALS INC	CNST	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. 10% Owner	200,000	$15	$3,000,000	835,843 (Indirect)	View
2018-10-01 Purchase	2018-10-01 1:47 pm	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	312,500	$16	$5,000,000	411,244 (Indirect)	View
2019-01-23 Sale	2019-01-25 6:24 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	114,444	$15.43	$1,766,193	885,556 (Indirect)	View
2019-01-28 Sale	2019-01-30 5:38 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	7,038	$15.12	$106,448	878,518 (Indirect)	View
2019-02-05 Sale	2019-02-07 8:13 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	14,807	$15.02	$222,443	863,711 (Indirect)	View
2019-02-08 Sale	2019-02-12 5:55 pm	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	7,241	$15.09	$109,251	856,470 (Indirect)	View
2019-03-11 Purchase	2019-03-11 2:16 pm	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	30,000	$17	$510,000	10,000 (Indirect)	View
2019-04-12 Purchase	2019-04-15 7:38 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. Director 10% Owner	533,333	$22.5	$11,999,993	1,158,333 (Indirect)	View
2019-05-09 Sale	2019-05-13 5:24 pm	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	614,710	$6.1257	$3,765,522	1,166,959 (Indirect)	View
2019-06-21 Sale	2019-06-25 6:31 pm	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	454,261	$4.5904	$2,085,238	3,751,318 (Indirect)	View
2019-06-26 Sale	2019-06-26 5:52 pm	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,704	$4.5015	$7,671	3,749,966 (Indirect)	View
2019-06-27 Sale	2019-07-01 5:01 pm	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	699,475	$2.6907	$1,882,077	3,159,165 (Indirect)	View
2019-07-22 Purchase	2019-07-24 2:18 pm	Mirum Pharmaceuticals Inc.	MIRM	Flynn James E Deerfield Mgmt HIF L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. 10% Owner	332,000	$15	$4,980,000	166,000 (Indirect)	View
2019-10-07 Purchase	2019-10-07 4:43 pm	Frequency Therapeutics Inc.	FREQ	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt IV L.P. Deerfield Private Design Fund IV L.P. DEERFIELD PARTNERS L.P. 10% Owner	285,714	$14	$3,999,996	285,714 (Indirect)	View
2019-10-24 Purchase	2019-10-30 6:04 pm	Cabaletta Bio Inc.	CABA	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	700,000	$11	$7,700,000	700,000 (Indirect)	View
2019-12-19 Sale	2019-12-23 7:57 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	164,730	$21.78	$3,587,060	1,917,339 (Indirect)	View
2019-12-24 Sale	2019-12-27 7:09 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	350,000	$21.95	$7,682,535	1,766,106 (Indirect)	View
2020-01-24 Sale	2020-01-28 6:38 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	639,506	$15.69	$10,036,536	518,827 (Indirect)	View
2020-01-29 Sale	2020-01-31 4:17 pm	Homology Medicines Inc.	FIXX	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt III L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt HIF L.P. 10% Owner	518,827	$15.45	$8,015,844	0 (Indirect)	View
2020-02-03 Purchase	2020-02-03 1:25 pm	Black Diamond Therapeutics Inc.	BDTX	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	400,000	$19	$7,600,000	778,790 (Indirect)	View
2020-02-10 Purchase	2020-02-10 4:53 pm	Schrodinger Inc.	SDGR	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	250,000	$17	$4,250,000	250,000 (Indirect)	View
2020-02-18 Purchase	2020-02-18 11:58 am	Revolution Medicines Inc.	RVMD	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	600,000	$17	$10,200,000	798,795 (Indirect)	View
2020-06-16 Purchase	2020-06-16 2:50 pm	Generation Bio Co.	GBIO	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	225,000	$19	$4,275,000	1,186,215 (Indirect)	View
2020-07-14 Purchase	2020-07-14 11:39 am	Nkarta Inc.	NKTX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,000,000	$18	$18,000,000	1,209,936 (Indirect)	View
2020-07-28 Purchase	2020-07-28 12:54 pm	Annexon Inc.	ANNX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	700,000	$17	$11,900,000	808,914 (Indirect)	View
2020-08-05 Purchase	2020-08-12 4:26 pm	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,500,000	$18	$27,000,000	2,758,000 (Indirect)	View
2020-09-29 Purchase	2020-10-01 5:36 pm	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,562,500	$16	$25,000,000	1,853,967 (Indirect)	View
2020-10-06 Purchase	2020-10-08 5:31 pm	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	1,000,000	$15	$15,000,000	312,282 (Indirect)	View
2021-02-09 Purchase	2021-02-09 2:55 pm	Terns Pharmaceuticals Inc.	TERN	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. Deerfield Mgmt L.P. 10% Owner	665,000	$17	$11,305,000	2,382,033 (Indirect)	View
2021-02-17 Purchase	2021-02-18 6:44 pm	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	300,000	$19	$5,700,000	345,167 (Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2018-05-29 Conversion	2018-05-31 4:19 pm	N/A N/A	Kiniksa Pharmaceuticals Ltd.	KNSA	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	383,538	$0	383,538 (Indirect)	View
2018-05-29 Conversion	2018-05-31 4:19 pm	N/A N/A	Kiniksa Pharmaceuticals Ltd.	KNSA	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	383,538	$0	0 (Indirect)	View
2018-06-25 Sale	2018-06-25 5:59 pm	N/A N/A	AVADEL PHARMACEUTICALS PLC	AVDL	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund II L.P. Deerfield Special Situations Fund L.P. Deerfield Mgmt L.P. Deerfield Private Design International II L.P. Breaking Stick Holdings LLC 10% Owner	114,034	$5.9922	952,265 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	874,333	$0	874,333 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	874,333	$0	874,333 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,557,292	$0	0 (Indirect)	View
2018-06-25 Conversion	2018-06-27 4:58 pm	N/A N/A	XERIS PHARMACEUTICALS INC	XERS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,557,292	$0	0 (Indirect)	View
2018-07-23 Conversion	2018-07-23 1:00 pm	N/A N/A	CONSTELLATION PHARMACEUTICALS INC	CNST	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. 10% Owner	635,843	$0	635,843 (Indirect)	View
2018-07-23 Conversion	2018-07-23 1:00 pm	N/A N/A	CONSTELLATION PHARMACEUTICALS INC	CNST	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. 10% Owner	7,000,000	$0	0 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	307,078	$0	307,078 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	307,078	$0	307,078 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	307,078	$0	307,078 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	998,004	$0	0 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	998,004	$0	0 (Indirect)	View
2018-10-01 Conversion	2018-10-01 1:47 pm	N/A N/A	ARVINAS Inc	ARVN	Flynn James E Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Private Design Fund III L.P. Deerfield Private Design Fund IV L.P. 10% Owner	998,004	$0	0 (Indirect)	View
2018-12-19 Other	2018-12-21 7:16 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2018-12-19 Other	2018-12-21 7:16 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2018-12-19 Other	2018-12-21 7:16 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2018-12-24 Other	2018-12-27 7:07 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2018-12-24 Other	2018-12-27 7:07 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2018-12-24 Other	2018-12-27 7:07 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2018-12-28 Other	2019-01-02 5:33 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2019-01-11 Other	2019-01-18 2:55 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2019-01-11 Other	2019-01-18 2:55 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2019-01-11 Other	2019-01-18 2:55 pm	N/A 2022-01-19	Aclaris Therapeutics Inc.	ACRS	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	1	$0	1 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	132,740	$0	132,740 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	23,333	$0	156,073 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	132,740	$0	132,740 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	23,333	$0	156,073 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,619,433	$0	0 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	284,659	$0	0 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	1,619,433	$0	0 (Indirect)	View
2019-03-11 Conversion	2019-03-11 2:16 pm	N/A N/A	ShockWave Medical Inc.	SWAV	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. 10% Owner	284,659	$0	0 (Indirect)	View
2019-07-22 Conversion	2019-07-24 2:18 pm	N/A N/A	Mirum Pharmaceuticals Inc.	MIRM	Flynn James E Deerfield Mgmt HIF L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. 10% Owner	1,558,456	$0	1,558,456 (Indirect)	View
2019-07-22 Conversion	2019-07-24 2:18 pm	N/A N/A	Mirum Pharmaceuticals Inc.	MIRM	Flynn James E Deerfield Mgmt HIF L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. 10% Owner	1,558,456	$0	1,558,456 (Indirect)	View
2019-07-22 Conversion	2019-07-24 2:18 pm	N/A N/A	Mirum Pharmaceuticals Inc.	MIRM	Flynn James E Deerfield Mgmt HIF L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. 10% Owner	12,467,650	$0	0 (Indirect)	View
2019-07-22 Conversion	2019-07-24 2:18 pm	N/A N/A	Mirum Pharmaceuticals Inc.	MIRM	Flynn James E Deerfield Mgmt HIF L.P. Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. 10% Owner	12,467,650	$0	0 (Indirect)	View
2019-10-07 Conversion	2019-10-07 4:43 pm	N/A N/A	Frequency Therapeutics Inc.	FREQ	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt IV L.P. Deerfield Private Design Fund IV L.P. DEERFIELD PARTNERS L.P. 10% Owner	472,860	$0	472,860 (Indirect)	View
2019-10-07 Conversion	2019-10-07 4:43 pm	N/A N/A	Frequency Therapeutics Inc.	FREQ	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt IV L.P. Deerfield Private Design Fund IV L.P. DEERFIELD PARTNERS L.P. 10% Owner	472,860	$0	472,860 (Indirect)	View
2019-10-07 Conversion	2019-10-07 4:43 pm	N/A N/A	Frequency Therapeutics Inc.	FREQ	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt IV L.P. Deerfield Private Design Fund IV L.P. DEERFIELD PARTNERS L.P. 10% Owner	3,184,948	$0	0 (Indirect)	View
2019-10-07 Conversion	2019-10-07 4:43 pm	N/A N/A	Frequency Therapeutics Inc.	FREQ	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Special Situations Fund L.P. Deerfield Mgmt IV L.P. Deerfield Private Design Fund IV L.P. DEERFIELD PARTNERS L.P. 10% Owner	3,184,948	$0	0 (Indirect)	View
2019-10-24 Conversion	2019-10-30 6:04 pm	N/A N/A	Cabaletta Bio Inc.	CABA	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	464,253	$0	464,253 (Indirect)	View
2019-10-24 Conversion	2019-10-30 6:04 pm	N/A N/A	Cabaletta Bio Inc.	CABA	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	464,253	$0	464,253 (Indirect)	View
2019-10-24 Conversion	2019-10-30 6:04 pm	N/A N/A	Cabaletta Bio Inc.	CABA	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	696,379	$0	0 (Indirect)	View
2019-10-24 Conversion	2019-10-30 6:04 pm	N/A N/A	Cabaletta Bio Inc.	CABA	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. Deerfield Special Situations Fund L.P. DEERFIELD PARTNERS L.P. 10% Owner	696,379	$0	0 (Indirect)	View
2020-02-03 Conversion	2020-02-03 1:25 pm	N/A N/A	Black Diamond Therapeutics Inc.	BDTX	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	378,790	$0	378,790 (Indirect)	View
2020-02-03 Conversion	2020-02-03 1:25 pm	N/A N/A	Black Diamond Therapeutics Inc.	BDTX	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	1,142,361	$0	0 (Indirect)	View
2020-02-10 Conversion	2020-02-10 4:53 pm	N/A N/A	Schrodinger Inc.	SDGR	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,346,167	$0	1,346,167 (Indirect)	View
2020-02-10 Conversion	2020-02-10 4:53 pm	N/A N/A	Schrodinger Inc.	SDGR	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	10,063,061	$0	0 (Indirect)	View
2020-02-18 Conversion	2020-02-18 11:58 am	N/A N/A	Revolution Medicines Inc.	RVMD	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	997,589	$0	997,589 (Indirect)	View
2020-02-18 Conversion	2020-02-18 11:58 am	N/A N/A	Revolution Medicines Inc.	RVMD	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	498,795	$0	498,795 (Indirect)	View
2020-02-18 Conversion	2020-02-18 11:58 am	N/A N/A	Revolution Medicines Inc.	RVMD	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	997,589	$0	0 (Indirect)	View
2020-02-18 Conversion	2020-02-18 11:58 am	N/A N/A	Revolution Medicines Inc.	RVMD	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	498,795	$0	0 (Indirect)	View
2020-03-13 Other	2020-03-17 5:16 pm	N/A N/A	DFP HEALTHCARE ACQUISITIONS CORP.	DFPH	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	2,500,000	$10	2,500,000 (Indirect)	View
2020-03-13 Other	2020-03-17 5:16 pm	N/A N/A	DFP HEALTHCARE ACQUISITIONS CORP.	DFPH	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	2,500,000	$10	2,500,000 (Indirect)	View
2020-06-16 Conversion	2020-06-16 2:50 pm	N/A N/A	Generation Bio Co.	GBIO	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	703,332	$0	703,332 (Indirect)	View
2020-06-16 Conversion	2020-06-16 2:50 pm	N/A N/A	Generation Bio Co.	GBIO	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	257,883	$0	961,215 (Indirect)	View
2020-06-16 Conversion	2020-06-16 2:50 pm	N/A N/A	Generation Bio Co.	GBIO	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	1,093,410	$0	0 (Indirect)	View
2020-06-16 Conversion	2020-06-16 2:50 pm	N/A N/A	Generation Bio Co.	GBIO	Flynn James E Deerfield Mgmt L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. 10% Owner	455,500	$0	0 (Indirect)	View
2020-07-14 Conversion	2020-07-14 11:39 am	N/A N/A	Nkarta Inc.	NKTX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	709,936	$0	709,936 (Indirect)	View
2020-07-14 Conversion	2020-07-14 11:39 am	N/A N/A	Nkarta Inc.	NKTX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	709,936	$0	709,936 (Indirect)	View
2020-07-14 Conversion	2020-07-14 11:39 am	N/A N/A	Nkarta Inc.	NKTX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,626,767	$0	0 (Indirect)	View
2020-07-14 Conversion	2020-07-14 11:39 am	N/A N/A	Nkarta Inc.	NKTX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,626,767	$0	0 (Indirect)	View
2020-07-21 Other	2020-07-22 5:09 pm	N/A N/A	Deerfield Healthcare Technology Acquisitions Corp.	DFHT	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	3,360,000	$10	3,360,000 (Indirect)	View
2020-07-28 Conversion	2020-07-28 12:54 pm	N/A N/A	Annexon Inc.	ANNX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	458,914	$0	458,914 (Indirect)	View
2020-07-28 Conversion	2020-07-28 12:54 pm	N/A N/A	Annexon Inc.	ANNX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	458,914	$0	458,914 (Indirect)	View
2020-07-28 Conversion	2020-07-28 12:54 pm	N/A N/A	Annexon Inc.	ANNX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	4,043,032	$0	0 (Indirect)	View
2020-07-28 Conversion	2020-07-28 12:54 pm	N/A N/A	Annexon Inc.	ANNX	Flynn James E Deerfield Mgmt IV L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund IV L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. 10% Owner	4,043,031	$0	0 (Indirect)	View
2020-08-05 Option Award	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	2,222	$0	2,222 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	449,992	$0	449,992 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,199,980	$0	1,199,980 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	189,366	$0	639,358 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,002,464	$0	2,202,444 (Indirect)	View
2020-08-05 Option Award	2020-08-12 4:26 pm	N/A 2030-08-05	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	12,454	$0	12,454 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	449,992	$0	0 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,199,980	$0	0 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	189,366	$0	0 (Indirect)	View
2020-08-05 Conversion	2020-08-12 4:26 pm	N/A N/A	Acutus Medical Inc.	AFIB	Flynn James E Deerfield Mgmt III L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. DEERFIELD PARTNERS L.P. Director 10% Owner	1,002,464	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,422,406	$0	1,422,406 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	1,422,406	$0	1,422,406 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	291,467	$0	1,713,873 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	291,467	$0	1,713,873 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	291,467	$0	291,467 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	12,809,912	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	12,809,910	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,624,901	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,624,901	$0	0 (Indirect)	View
2020-09-29 Conversion	2020-10-01 5:36 pm	N/A N/A	GRAYBUG VISION Inc	GRAY	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. Deerfield Mgmt L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. DEERFIELD PARTNERS L.P. 10% Owner	2,624,901	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	620,480	$0	620,480 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	620,480	$0	620,480 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	202,670	$0	823,150 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	202,670	$0	823,150 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	202,670	$0	202,670 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	7,499,999	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	7,499,999	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	2,449,761	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	2,449,761	$0	0 (Indirect)	View
2020-10-06 Conversion	2020-10-08 5:31 pm	N/A N/A	Oncorus Inc.	ONCR	Flynn James E Deerfield Mgmt HIF L.P. DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) Deerfield Healthcare Innovations Fund L.P. DEERFIELD PARTNERS L.P. Deerfield Mgmt III L.P. Deerfield Private Design Fund III L.P. Deerfield Mgmt L.P. Director 10% Owner	2,449,761	$0	0 (Indirect)	View
2021-02-09 Conversion	2021-02-09 2:55 pm	N/A N/A	Terns Pharmaceuticals Inc.	TERN	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. Deerfield Mgmt L.P. 10% Owner	1,717,033	$0	1,717,033 (Indirect)	View
2021-02-09 Conversion	2021-02-09 2:55 pm	N/A N/A	Terns Pharmaceuticals Inc.	TERN	Flynn James E DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C) DEERFIELD PARTNERS L.P. Deerfield Mgmt L.P. 10% Owner	1,717,033	$0	0 (Indirect)	View

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