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Insider Trading - Oaktree Capital Group LLC

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for Oaktree Capital Group LLC

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2019-10-01 Purchase	2019-10-03 4:22 pm	Runway Growth Credit Fund Inc.		OCM Growth Holdings LLC Oaktree Fund GP LLC OAKTREE FUND GP I L.P. Oaktree Capital I L.P. OCM HOLDINGS I LLC OAKTREE HOLDINGS LLC Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC Director, 10% Owner	1,086,494	$15	$16,297,404	11,586,829 (Direct)	View
2019-08-09 Purchase	2019-08-13 6:43 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	310,056	$4.203	$1,303,273	29,544,140 (Indirect)	View
2019-08-02 Purchase	2019-08-06 7:52 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	550,000	$4.316	$2,374,000	29,344,084 (Indirect)	View
2019-07-29 Purchase	2019-07-31 6:43 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	650,000	$4.558	$2,963,000	28,794,084 (Indirect)	View
2019-07-25 Purchase	2019-07-29 8:31 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	1,000,000	$4.76	$4,760,000	28,144,084 (Indirect)	View
2019-06-12 Purchase	2019-06-13 7:31 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	27,300	$4.67	$127,491	27,144,084 (Indirect)	View
2019-06-05 Purchase	2019-06-07 4:37 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	560,600	$4.7	$2,634,820	27,116,784 (Indirect)	View
2019-05-30 Purchase	2019-06-03 8:41 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	146,200	$4.62	$675,444	26,556,184 (Indirect)	View
2019-05-10 Purchase	2019-05-14 11:21 am	Runway Growth Credit Fund Inc.		OCM Growth Holdings LLC Oaktree Fund GP LLC OAKTREE FUND GP I L.P. Oaktree Capital I L.P. OCM HOLDINGS I LLC OAKTREE HOLDINGS LLC Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC Director, 10% Owner	1,628,366	$15.16	$24,686,032	9,650,423 (Direct)	View
2019-04-02 Purchase	2019-04-04 9:53 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	32,516	$4.69	$152,500	26,409,984 (Indirect)	View
2019-03-27 Purchase	2019-03-29 8:27 pm	Eagle Bulk Shipping Inc.	EGLE	Oaktree Capital Group Holdings GP LLC OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC OCM Opps EB Holdings Ltd. 10% Owner	157,931	$4.535	$716,292	26,377,468 (Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	51,051	$0	209,776 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	122,936	$0	209,776 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	7,444	$0	209,776 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	209,776	$0	209,776 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	2,000,000	$0	209,776 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WHITTINGTON MARNA C Director	15,707	$0	5,804 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WHITTINGTON MARNA C Director	5,804	$0	5,804 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	GILBERT STEVEN J Director	2,010	$0	5,347 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:52 pm	N/A N/A	Oaktree Capital Group LLC	OAK	GILBERT STEVEN J Director	5,347	$0	5,347 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:51 pm	N/A N/A	Oaktree Capital Group LLC	OAK	STONE SHELDON M Director	101,009	$0	6,493,406 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:51 pm	N/A N/A	Oaktree Capital Group LLC	OAK	STONE SHELDON M Director	1,623,351	$0	6,493,406 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:51 pm	N/A N/A	Oaktree Capital Group LLC	OAK	STONE SHELDON M Director	6,493,406	$0	6,493,406 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	101,826	$0	7,137,159 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	13,000	$0	7,137,159 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	1,784,291	$0	7,137,159 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	7,137,159	$0	7,137,159 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	665,697	$0	7,137,159 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	2,662,799	$0	7,137,159 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	560,706	$0	7,137,159 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:50 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	2,242,820	$0	7,137,159 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:49 pm	N/A N/A	Oaktree Capital Group LLC	OAK	DENHAM ROBERT E Director	29,361	$0	0 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:48 pm	N/A N/A	Oaktree Capital Group LLC	OAK	PIERSON WAYNE G Director	11,170	$0	0 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Keele Larry W Director	8,656	$0	1,562,545 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Keele Larry W Director	390,636	$0	1,562,545 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Keele Larry W Director	1,562,545	$0	1,562,545 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Keele Larry W Director	79,127	$0	1,562,545 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Keele Larry W Director	316,507	$0	1,562,545 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Keele Larry W Director	76,550	$0	1,562,545 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Keele Larry W Director	306,203	$0	1,562,545 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Levin Daniel D See Remarks	43,927	$0	91,773 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Levin Daniel D See Remarks	91,773	$0	91,773 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:47 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Levin Daniel D See Remarks	29,856	$0	91,773 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	41,667	$0	1,179,717 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	292,432	$0	1,179,717 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	1,179,717	$0	1,179,717 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	14,759	$0	1,179,717 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	99,043	$0	1,179,717 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	14,485	$0	1,179,717 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	57,947	$0	1,179,717 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	18,986	$0	1,179,717 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	75,945	$0	1,179,717 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:45 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Molz Todd E See Remarks	32,154	$0	151,161 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:45 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Molz Todd E See Remarks	87,049	$0	151,161 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:45 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Molz Todd E See Remarks	29,723	$0	151,161 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:45 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Molz Todd E See Remarks	151,161	$0	151,161 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	101,826	$0	9,150,024 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	13,000	$0	9,150,024 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	2,287,506	$0	9,150,024 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	9,150,024	$0	9,150,024 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	349,494	$0	9,150,024 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	1,397,976	$0	9,150,024 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	374,762	$0	9,150,024 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:43 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	1,499,050	$0	9,150,024 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:42 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MASSON DAVID RICHARD Director	9,284	$0	2,145,940 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:42 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MASSON DAVID RICHARD Director	5,804	$0	2,145,940 (Direct)	View
2019-09-30 Disposition	2019-10-02 4:42 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MASSON DAVID RICHARD Director	100,513	$0	2,145,940 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:42 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MASSON DAVID RICHARD Director	536,484	$0	2,145,940 (Indirect)	View
2019-09-30 Disposition	2019-10-02 4:42 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MASSON DAVID RICHARD Director	2,145,940	$0	2,145,940 (Indirect)	View
2019-09-26 Option Award	2019-09-27 1:46 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	16,013	$0	173,987 (Direct)	View
2019-08-05 Purchase	2019-08-07 6:02 pm	N/A N/A	Oaktree Capital Group LLC	OAK	GILBERT STEVEN J Director	10,000	$26.66	25,000 (Direct)	View
2019-08-05 Purchase	2019-08-07 6:02 pm	N/A N/A	Oaktree Capital Group LLC	OAK	GILBERT STEVEN J Director	15,000	$26.6	25,000 (Direct)	View
2019-08-01 Tax Withholding	2019-08-05 3:21 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	3,821	$0	157,974 (Direct)	View
2019-07-30 Exercise	2019-07-31 9:17 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	200,000	$0	8,921,450 (Direct)	View
2019-07-30 Gift	2019-07-31 9:17 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	200,000	$0	8,921,450 (Direct)	View
2019-07-30 Exercise	2019-07-31 9:17 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	200,000	$0	8,921,450 (Indirect)	View
2019-05-20 Option Award	2019-05-22 6:20 pm	N/A N/A	Infrastructure & Energy Alternatives Inc.	IEA	Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC OAKTREE POWER OPPORTUNITIES FUND III DELAWARE L.P. Oaktree Fund GP LLC OAKTREE FUND GP I L.P. Oaktree Capital I L.P. OCM HOLDINGS I LLC OAKTREE HOLDINGS LLC Director, 10% Owner	20,000	$0	1,018,374 (Indirect)	View
2019-05-20 Option Award	2019-05-22 6:20 pm	N/A N/A	Infrastructure & Energy Alternatives Inc.	IEA	Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC OAKTREE POWER OPPORTUNITIES FUND III DELAWARE L.P. Oaktree Fund GP LLC OAKTREE FUND GP I L.P. Oaktree Capital I L.P. OCM HOLDINGS I LLC OAKTREE HOLDINGS LLC Director, 10% Owner	1,018,374	$0.0001	1,018,374 (Indirect)	View
2019-05-15 Exercise	2019-05-17 6:36 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	1,000,000	$0	9,121,450 (Direct)	View
2019-05-15 Gift	2019-05-17 6:36 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	1,000,000	$0	9,121,450 (Indirect)	View
2019-05-15 Exercise	2019-05-17 6:36 pm	N/A N/A	Oaktree Capital Group LLC	OAK	KARSH BRUCE A Director	1,000,000	$0	9,121,450 (Indirect)	View
2019-05-15 Exercise	2019-05-17 6:35 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Molz Todd E See Remarks	10,000	$0	180,884 (Direct)	View
2019-05-15 Gift	2019-05-17 6:35 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Molz Todd E See Remarks	10,000	$0	180,884 (Direct)	View
2019-05-15 Exercise	2019-05-17 6:35 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Molz Todd E See Remarks	10,000	$0	180,884 (Direct)	View
2019-05-15 Exercise	2019-05-17 6:32 pm	N/A N/A	Oaktree Capital Group LLC	OAK	STONE SHELDON M Director	600,000	$0	8,116,757 (Indirect)	View
2019-05-15 Gift	2019-05-17 6:32 pm	N/A N/A	Oaktree Capital Group LLC	OAK	STONE SHELDON M Director	600,000	$0	8,116,757 (Indirect)	View
2019-05-15 Exercise	2019-05-17 6:32 pm	N/A N/A	Oaktree Capital Group LLC	OAK	STONE SHELDON M Director	600,000	$0	8,116,757 (Indirect)	View
2019-05-15 Exercise	2019-05-17 6:32 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	100,000	$0	1,472,149 (Direct)	View
2019-05-15 Gift	2019-05-17 6:32 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	100,000	$0	1,472,149 (Direct)	View
2019-05-15 Exercise	2019-05-17 6:32 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Frank John Director	100,000	$0	1,472,149 (Direct)	View
2019-05-15 Exercise	2019-05-17 6:31 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	612,244	$0	15,058,812 (Direct)	View
2019-05-15 Gift	2019-05-17 6:31 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	612,244	$0	15,058,812 (Direct)	View
2019-05-15 Exercise	2019-05-17 6:31 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MARKS HOWARD S Chairman	612,244	$0	15,058,812 (Direct)	View
2019-05-10 Disposition	2019-05-14 7:00 pm	N/A N/A	NGL Energy Partners LP	NGL	OAKTREE FUND GP II L.P. Oaktree Capital II L.P. Oaktree Holdings Inc. Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC 10% Owner	12,473,191	$9.918	0 (Indirect)	View
2019-05-09 Sale	2019-05-10 7:44 pm	N/A N/A	INFINERA Corp	INFN	OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC 10% Owner	2,500,000	$1,686,673	2,000,000 (Direct)	View
2019-05-09 Sale	2019-05-10 7:44 pm	N/A N/A	INFINERA Corp	INFN	OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC 10% Owner	1,000,000	$674,000	2,000,000 (Direct)	View
2019-05-09 Sale	2019-05-10 7:44 pm	N/A N/A	INFINERA Corp	INFN	OAKTREE CAPITAL MANAGEMENT LP Oaktree Holdings Inc. Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC 10% Owner	1,000,000	$688,060	2,000,000 (Direct)	View
2019-04-05 Exercise	2019-04-09 4:51 pm	N/A N/A	NGL Energy Partners LP	NGL	OAKTREE FUND GP II L.P. Oaktree Capital II L.P. Oaktree Holdings Inc. Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC 10% Owner	1,458,371	$0	17,670,500 (Indirect)	View
2019-04-05 Disposition	2019-04-09 4:51 pm	N/A N/A	NGL Energy Partners LP	NGL	OAKTREE FUND GP II L.P. Oaktree Capital II L.P. Oaktree Holdings Inc. Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC 10% Owner	7,468,874	$9.918	17,670,500 (Indirect)	View
2019-04-05 Exercise	2019-04-09 4:51 pm	N/A N/A	NGL Energy Partners LP	NGL	OAKTREE FUND GP II L.P. Oaktree Capital II L.P. Oaktree Holdings Inc. Oaktree Capital Group LLC Oaktree Capital Group Holdings GP LLC 10% Owner	1,458,371	$0.01	17,670,500 (Indirect)	View
2019-03-28 Option Award	2019-03-29 8:01 pm	N/A N/A	Oaktree Capital Group LLC	OAK	WINTROB JAY S CEO	43,379	$0	161,795 (Direct)	View
2019-03-28 Option Award	2019-03-29 7:48 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Levin Daniel D See Remarks	23,705	$0	135,700 (Direct)	View
2019-03-28 Option Award	2019-03-29 7:48 pm	N/A N/A	Oaktree Capital Group LLC	OAK	Levin Daniel D See Remarks	29,856	$0	135,700 (Direct)	View
2019-03-28 Option Award	2019-03-29 7:44 pm	N/A N/A	Oaktree Capital Group LLC	OAK	MASSON DAVID RICHARD Director	2,388	$0	100,513 (Direct)	View

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