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Insider Trading - BROOKFIELD ASSET MANAGEMENT Inc

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for BROOKFIELD ASSET MANAGEMENT Inc
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-03-19
Purchase
2020-03-23
7:15 pm
INFINERA Corp INFN Oaktree Optical Holdings L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
10% Owner
1,000,000 $4.94 $4,940,000 25,175,384
(Direct)
View
2020-07-31
Purchase
2020-07-31
4:57 pm
TerraForm Power Inc. TERP BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
Partners Ltd
ORION US GP LLC
ORION US HOLDINGS 1 L.P.
Brookfield Infrastructure Fund III GP LLC
Brookfield BRP Holdings (Canada) Inc.
BBHC Orion Holdco L.P.
10% Owner
86,235,616 $0 $0 0
(Indirect)
View
2020-10-08
Sale
2020-10-13
8:46 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
417,154 $7.3648 $3,072,271 171,978,816
(Indirect)
View
2020-10-13
Sale
2020-10-15
9:15 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
411,103 $7.2996 $3,000,889 171,567,712
(Indirect)
View
2020-07-28
Purchase
2020-10-16
6:02 pm
Runway Growth Credit Fund Inc. OCM Growth Holdings LLC
Partners Ltd
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Director
10% Owner
2,150,793 $14.98 $32,219,803 17,457,226
(Direct)
View
2020-10-19
Sale
2020-10-19
4:15 pm
Array Technologies Inc. ARRY ATI Investment Parent LLC
BROOKFIELD ASSET MANAGEMENT Inc
Oaktree Power Opportunities Fund IV L.P.
Oaktree Power Opportunities Fund IV (Parallel) L.P.
Oaktree ATI Investors L.P.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Group LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings L.P.
10% Owner
47,625,000 $22 $1,047,750,000 72,369,464
(Direct)
View
2020-10-16
Sale
2020-10-20
9:11 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
338,108 $7.1325 $2,411,570 171,229,616
(Indirect)
View
2020-10-21
Sale
2020-10-23
8:54 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
321,835 $7.1443 $2,299,273 170,907,776
(Indirect)
View
2020-10-26
Sale
2020-10-28
8:15 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
217,814 $7.0808 $1,542,288 170,689,952
(Indirect)
View
2020-11-03
Sale
2020-11-05
8:56 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
264 $7.0388 $1,858 170,689,696
(Indirect)
View
2020-11-09
Sale
2020-11-10
5:01 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
8,407,869 $7.0565 $59,330,180 162,281,824
(Indirect)
View
2020-11-19
Sale
2020-11-23
9:11 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
661,649 $7.5476 $4,993,887 161,620,176
(Indirect)
View
2020-11-24
Sale
2020-11-27
4:13 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
1,020,842 $8.0427 $8,210,361 160,599,328
(Indirect)
View
2020-11-30
Sale
2020-12-02
4:04 pm
Montrose Environmental Group Inc. MEG Partners Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Oaktree Capital Group LLC
OAKTREE HOLDINGS LLC
OCM HOLDINGS I LLC
Oaktree Capital I L.P.
OAKTREE FUND GP I L.P.
Oaktree Fund GP LLC
OCM Montrose II Holdings L.P.
OCM Montrose Holdings L.P.
10% Owner
4,322,644 $27.81 $120,212,727 0
(Indirect)
View
2020-11-30
Sale
2020-12-02
9:00 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
1,044,306 $8.1375 $8,498,060 159,555,024
(Indirect)
View
2020-12-03
Sale
2020-12-07
6:00 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
1,828,895 $9.0059 $16,470,846 157,726,128
(Indirect)
View
2020-12-07
Sale
2020-12-07
9:32 pm
Array Technologies Inc. ARRY ATI Investment Parent LLC
BROOKFIELD ASSET MANAGEMENT Inc
Oaktree Power Opportunities Fund IV L.P.
Oaktree Power Opportunities Fund IV (Parallel) L.P.
Oaktree ATI Investors L.P.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Group LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings L.P.
10% Owner
36,656,248 $33.95 $1,244,479,648 35,713,216
(Direct)
View
2020-12-08
Sale
2020-12-10
8:01 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
902,834 $9.9381 $8,972,470 156,823,296
(Indirect)
View
2020-12-11
Sale
2020-12-15
7:29 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
580,731 $9.7309 $5,651,055 156,242,576
(Indirect)
View
2020-12-14
Sale
2020-12-16
7:42 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
8,500,000 $8.9 $75,649,997 147,742,576
(Indirect)
View
2021-01-14
Sale
2021-01-19
5:47 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
20,000,000 $10.72 $214,400,005 127,742,568
(Indirect)
View
2021-02-08
Sale
2021-02-10
4:41 pm
Infrastructure & Energy Alternatives Inc. IEA OCM FIE LLC
OAKTREE CAPITAL MANAGEMENT LP
Partners Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Oaktree Capital Management GP LLC
Atlas OCM Holdings LLC
OT POF IEA Preferred B Aggregator GP LLC
OT POF IEA Preferred B Aggregator L.P.
Director
10% Owner
8,853,283 $16.75 $148,292,490 1,945,217
(Indirect)
View
2021-03-01
Sale
2021-03-03
4:54 pm
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
30,000,000 $11.67 $350,100,002 97,742,568
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-03-31
Other
2020-04-02
09:55 am
2020-03-31
N/A
Hospitality Investors Trust Inc. BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Brookfield Holdings Canada Inc.
Brookfield US Holdings Inc.
Brookfield US Corp
BUSC Finance LLC
Brookfield Property Group LLC
Brookfield Strategic Real Estate Partners II GP of GP LLC
Brookfield Strategic Real Estate Partners II GP L.P
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC
Director
10% Owner
352,890 $0 28,273,844
(Indirect)
View
2020-04-24
Other
2020-04-28
5:08 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Huntington Investment Fund II L.P.
Oaktree Huntington Investment Fund II GP L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
0 $0 2,461
(Direct)
View
2020-04-24
Purchase
2020-04-28
5:08 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Huntington Investment Fund II L.P.
Oaktree Huntington Investment Fund II GP L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
2,461 $1000 2,461
(Direct)
View
2020-04-24
Other
2020-04-28
5:15 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Organics L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
10% Owner
0 $0 12,539
(Direct)
View
2020-04-24
Purchase
2020-04-28
5:15 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Organics L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
10% Owner
12,539 $1000 12,539
(Direct)
View
2020-06-30
Option Award
2020-07-02
1:49 pm
N/A
N/A
Hospitality Investors Trust Inc. BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Brookfield Holdings Canada Inc.
Brookfield US Holdings Inc.
BUSC Finance LLC
Brookfield Property Group LLC
Brookfield Strategic Real Estate Partners II GP of GP LLC
Brookfield Strategic Real Estate Partners II GP L.P
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC
Brookfield US Inc.
Director
10% Owner
11,976 $0 28,631,194
(Indirect)
View
2020-06-30
Other
2020-07-02
1:49 pm
2020-06-30
N/A
Hospitality Investors Trust Inc. BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Brookfield Holdings Canada Inc.
Brookfield US Holdings Inc.
BUSC Finance LLC
Brookfield Property Group LLC
Brookfield Strategic Real Estate Partners II GP of GP LLC
Brookfield Strategic Real Estate Partners II GP L.P
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC
Brookfield US Inc.
Director
10% Owner
357,350 $0 28,631,194
(Indirect)
View
2020-07-22
Other
2020-07-24
9:36 pm
N/A
N/A
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
26,820,568 $0 172,395,968
(Indirect)
View
2020-07-22
Other
2020-07-29
7:14 pm
N/A
N/A
GRAFTECH INTERNATIONAL LTD EAF BCP GP Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Capital Partners Ltd.
BPE IV (Non-Cdn)
BCP IV GrafTech Holdings L.P.
Brookfield Business Partners L.P.
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc.
Brookfield Private Equity Holdings LLC
Brookfield US Inc.
Director
10% Owner
26,820,568 $0 172,395,968
(Indirect)
View
2020-08-18
Purchase
2020-08-20
5:00 pm
2020-08-18
2023-08-18
SunOpta Inc. STKL Oaktree Huntington Investment Fund II L.P.
Oaktree Huntington Investment Fund II GP L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
1 $6.05 1
(Direct)
View
2020-08-18
Purchase
2020-08-20
5:00 pm
2020-08-18
2023-08-18
SunOpta Inc. STKL Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
10% Owner
1 $6.05 1
(Indirect)
View
2020-05-28
Other
2020-09-21
5:37 pm
N/A
N/A
Vistra Corp. VST BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Brookfield Private Equity Inc.
Brookfield Private Equity Group Holdings LP
Brookfield Capital Partners Ltd.
Titan Co-Investment GP LLC
Brookfield Titan Holdings LP
Brookfield Private Equity Direct Investments Holdings LP
Brookfield US Inc.
Brookfield Holdings Canada Inc.
See Remarks
566,499 $0 19,288,906
(Indirect)
View
2020-05-28
Other
2020-09-21
5:40 pm
N/A
N/A
Vistra Corp. VST BROOKFIELD ASSET MANAGEMENT Inc
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
Brookfield Private Funds Holdings Inc.
Brookfield Canada Adviser LP
Titan Co-Investment-MRS L.P.
See Remarks
566,499 $0 19,288,906
(Indirect)
View
2020-09-30
Other
2020-10-02
4:44 pm
2020-09-30
N/A
Hospitality Investors Trust Inc. BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Brookfield Holdings Canada Inc.
Brookfield US Holdings Inc.
BUSC Finance LLC
Brookfield Property Group LLC
Brookfield Strategic Real Estate Partners II GP of GP LLC
Brookfield Strategic Real Estate Partners II GP L.P
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC
Brookfield US Inc.
Director
10% Owner
365,843 $0 28,997,036
(Indirect)
View
2020-12-23
Option Award
2020-12-30
08:01 am
N/A
N/A
Infrastructure & Energy Alternatives Inc. IEA OCM FIE LLC
OAKTREE CAPITAL MANAGEMENT LP
Partners Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Director
10% Owner
525,000 $0 10,838,500
(Indirect)
View
2020-12-31
Other
2021-01-05
4:31 pm
2020-12-31
N/A
Hospitality Investors Trust Inc. BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Brookfield Holdings Canada Inc.
Brookfield US Holdings Inc.
BUSC Finance LLC
Brookfield Property Group LLC
Brookfield Strategic Real Estate Partners II GP of GP LLC
Brookfield Strategic Real Estate Partners II GP L.P
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC
Brookfield US Inc.
Director
10% Owner
926,294 $0 29,923,330
(Indirect)
View
2021-01-20
Other
2021-01-22
8:39 pm
N/A
N/A
Hims & Hers Health Inc. OAC Oaktree Acquisition Holdings L.P.
Partners Ltd
Oaktree Acquisition Holdings GP Ltd.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Management GP LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
3,773,437 $0 3,012,500
(Direct)
View
2021-01-20
Other
2021-01-22
8:39 pm
N/A
N/A
Hims & Hers Health Inc. OAC Oaktree Acquisition Holdings L.P.
Partners Ltd
Oaktree Acquisition Holdings GP Ltd.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Management GP LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
5,031,250 $0 3,012,500
(Direct)
View
2021-01-20
Other
2021-01-22
8:39 pm
N/A
N/A
Hims & Hers Health Inc. OAC Oaktree Acquisition Holdings L.P.
Partners Ltd
Oaktree Acquisition Holdings GP Ltd.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Management GP LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
3,012,500 $0 3,012,500
(Direct)
View
2021-01-28
Other
2021-01-29
9:56 pm
N/A
N/A
Shoals Technologies Group Inc. SHLS Oaktree Power Opportunities Fund IV (Delaware) Holdings L.P.
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Oaktree Power Opportunities Fund IV L.P.
Oaktree Fund GP LLC
Oaktree Power Opportunities Fund IV (Parallel) L.P.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Group LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings L.P.
10% Owner
1,000 $0 4,977,751
(Direct)
View
2021-01-28
Option Award
2021-01-29
9:56 pm
N/A
N/A
Shoals Technologies Group Inc. SHLS Oaktree Power Opportunities Fund IV (Delaware) Holdings L.P.
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Oaktree Power Opportunities Fund IV L.P.
Oaktree Fund GP LLC
Oaktree Power Opportunities Fund IV (Parallel) L.P.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Group LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings L.P.
10% Owner
81,977,752 $0 4,977,751
(Direct)
View
2021-01-28
Other
2021-01-29
9:56 pm
N/A
N/A
Shoals Technologies Group Inc. SHLS Oaktree Power Opportunities Fund IV (Delaware) Holdings L.P.
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
Oaktree Power Opportunities Fund IV L.P.
Oaktree Fund GP LLC
Oaktree Power Opportunities Fund IV (Parallel) L.P.
OAKTREE CAPITAL MANAGEMENT LP
Oaktree Capital Group LLC
Atlas OCM Holdings LLC
Oaktree Capital Group Holdings L.P.
10% Owner
77,000,000 $0 4,977,751
(Direct)
View
2021-02-08
Sale
2021-02-10
4:41 pm
N/A
N/A
Infrastructure & Energy Alternatives Inc. IEA OCM FIE LLC
OAKTREE CAPITAL MANAGEMENT LP
Partners Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Oaktree Capital Management GP LLC
Atlas OCM Holdings LLC
OT POF IEA Preferred B Aggregator GP LLC
OT POF IEA Preferred B Aggregator L.P.
Director
10% Owner
17,483 $1267.11 1,945,217
(Indirect)
View
2021-02-08
Sale
2021-02-10
4:41 pm
N/A
N/A
Infrastructure & Energy Alternatives Inc. IEA OCM FIE LLC
OAKTREE CAPITAL MANAGEMENT LP
Partners Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Oaktree Capital Management GP LLC
Atlas OCM Holdings LLC
OT POF IEA Preferred B Aggregator GP LLC
OT POF IEA Preferred B Aggregator L.P.
Director
10% Owner
20,000 $1166.94 1,945,217
(Indirect)
View
2021-02-08
Sale
2021-02-10
4:41 pm
N/A
N/A
Infrastructure & Energy Alternatives Inc. IEA OCM FIE LLC
OAKTREE CAPITAL MANAGEMENT LP
Partners Ltd
BROOKFIELD ASSET MANAGEMENT Inc
Oaktree Capital Management GP LLC
Atlas OCM Holdings LLC
OT POF IEA Preferred B Aggregator GP LLC
OT POF IEA Preferred B Aggregator L.P.
Director
10% Owner
19,124 $1071.13 1,945,217
(Indirect)
View
2021-02-22
Other
2021-02-22
5:33 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Huntington Investment Fund II L.P.
Oaktree Huntington Investment Fund II GP L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
1,972,000 $0 0
(Indirect)
View
2021-02-22
Conversion
2021-02-22
5:33 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Huntington Investment Fund II L.P.
Oaktree Huntington Investment Fund II GP L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
2,051,668 $7 0
(Direct)
View
2021-02-22
Conversion
2021-02-22
5:33 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Huntington Investment Fund II L.P.
Oaktree Huntington Investment Fund II GP L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
10% Owner
13,804 $0 0
(Direct)
View
2021-02-22
Other
2021-02-22
5:40 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Organics L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
10% Owner
10,170,857 $0 0
(Indirect)
View
2021-02-22
Conversion
2021-02-22
5:40 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Organics L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
10% Owner
10,581,759 $7 0
(Direct)
View
2021-02-22
Conversion
2021-02-22
5:40 pm
N/A
N/A
SunOpta Inc. STKL Oaktree Organics L.P.
Oaktree Fund GP LLC
OAKTREE FUND GP I L.P.
Oaktree Capital I L.P.
OCM HOLDINGS I LLC
OAKTREE HOLDINGS LLC
Oaktree Capital Group LLC
Oaktree Capital Group Holdings GP LLC
BROOKFIELD ASSET MANAGEMENT Inc
Partners Ltd
10% Owner
71,196 $0 0
(Direct)
View
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