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Insider Trading - LPL Financial Holdings Inc. (LPLA)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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LPLA Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-09-10
Sale
2019-09-12
5:21 pm
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
32,120 $80.28 $2,578,496 64,380
(Direct)
View
2019-09-10
Sale
2019-09-12
5:14 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
48,159 $80 $3,852,720 275,943
(Direct)
View
2019-08-22
Sale
2019-08-26
6:08 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
19,747 $75.29 $1,486,711 248,593
(Direct)
View
2019-08-13
Sale
2019-08-15
4:41 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
5,000 $71.67 $358,350 22,913
(Direct)
View
2019-08-05
Sale
2019-08-07
4:39 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
12,500 $76.67 $958,411 30,943
(Direct)
View
2019-05-28
Sale
2019-05-30
5:20 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $84.51 $507,060 15,563
(Direct)
View
2019-05-08
Sale
2019-05-10
4:52 pm
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
500 $84.25 $42,125 9,589
(Direct)
View
2019-05-03
Sale
2019-05-07
5:55 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,222 $85 $103,870 230,068
(Direct)
View
2019-03-14
Sale
2019-03-15
9:00 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
1,214 $73.81 $89,605 9,563
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
3,289 $19.85 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
12,120 $32.26 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
16,711 $34.61 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
2,889 $34.61 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
6,198 $32.26 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
3,289 $19.85 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
12,120 $32.26 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
2020-12-22
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
16,711 $34.61 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
2020-12-22
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
2,889 $34.61 64,380
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:21 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
6,198 $32.26 64,380
(Direct)
View
2019-09-10
Gift
2019-09-12
5:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,062 $0 275,943
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
48,159 $31.6 275,943
(Direct)
View
2019-09-10
Exercise
2019-09-12
5:14 pm
N/A
2023-02-22
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
48,159 $31.6 275,943
(Direct)
View
2019-09-07
Tax Withholding
2019-09-10
6:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
2,606 $76.9 29,987
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:56 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
7 $0 3,163
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:56 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
3 $0 3,163
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
7 $0 44,681
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
50 $0 44,681
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:46 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
7 $0 95,174
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:46 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
33 $0 95,174
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
35 $0 127,034
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
7 $0 12,317
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
32 $0 12,317
(Direct)
View
2019-08-23
Option Award
2019-08-27
6:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
8 $0 15,848
(Direct)
View
2019-08-22
Exercise
2019-08-26
6:08 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
19,747 $32.26 248,593
(Direct)
View
2019-08-22
Exercise
2019-08-26
6:08 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
19,747 $32.26 248,593
(Direct)
View
2019-08-21
Tax Withholding
2019-08-23
5:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
5,133 $73.79 19,663
(Direct)
View
2019-08-13
Exercise
2019-08-15
4:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,734 $36.88 22,913
(Direct)
View
2019-08-13
Exercise
2019-08-15
4:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
266 $48.09 22,913
(Direct)
View
2019-08-13
Exercise
2019-08-15
4:41 pm
N/A
2023-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,734 $36.88 22,913
(Direct)
View
2019-08-13
Exercise
2019-08-15
4:41 pm
N/A
2024-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
266 $48.09 22,913
(Direct)
View
2019-08-05
Gift
2019-08-07
4:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
2,000 $0 30,943
(Direct)
View
2019-06-13
Tax Withholding
2019-06-17
5:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
716 $84.64 20,807
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
6 $0 3,153
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
3 $0 3,153
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:46 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
6 $0 44,624
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:46 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
45 $0 44,624
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
6 $0 95,134
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
29 $0 95,134
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
32 $0 127,000
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
6 $0 12,278
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
29 $0 12,278
(Direct)
View
2019-06-03
Option Award
2019-06-05
6:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
7 $0 15,840
(Direct)
View
2019-05-28
Exercise
2019-05-30
5:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 15,563
(Direct)
View
2019-05-28
Exercise
2019-05-30
5:20 pm
N/A
2023-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 15,563
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
2,074 $0 3,144
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
1,070 $0 3,144
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
2,074 $0 44,573
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
1,070 $0 44,573
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
2,074 $0 95,099
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
1,070 $0 95,099
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
2,074 $0 126,968
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
2,074 $0 25,947
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
1,070 $0 25,947
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:02 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
2,074 $0 4,205
(Direct)
View
2019-05-09
Option Award
2019-05-10
4:59 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
2,074 $0 12,243
(Direct)
View
2019-05-09
Option Award
2019-05-10
4:59 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
1,070 $0 12,243
(Direct)
View
2019-05-09
Option Award
2019-05-10
4:55 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
2,074 $0 15,833
(Direct)
View
2019-05-03
Exercise
2019-05-07
5:55 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,222 $32.26 230,068
(Direct)
View
2019-05-03
Exercise
2019-05-07
5:55 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,222 $32.26 230,068
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
8 $0 41,429
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
40 $0 41,429
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:26 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
8 $0 91,955
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:26 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
22 $0 91,955
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
36 $0 124,894
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
8 $0 9,099
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
22 $0 9,099
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:10 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
8 $0 13,759
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
9:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
704 $74.22 28,809
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
8:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
307 $74.22 17,785
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
8:45 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
616 $74.22 21,523
(Direct)
View
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