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Insider Trading - LPL Financial Holdings Inc. (LPLA)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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LPLA Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-06-05
Sale
2020-06-09
4:53 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
35,000 $82.4 $2,883,860 212,159
(Direct)
View
2020-06-09
Sale
2020-06-11
5:20 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
20,000 $85.7 $1,713,953 212,159
(Direct)
View
2020-06-09
Sale
2020-06-11
5:28 pm
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
38,211 $85.13 $3,252,902 36,040
(Direct)
View
2020-06-09
Sale
2020-06-11
5:33 pm
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
5,418 $86.02 $466,056 28,373
(Direct)
View
2020-08-11
Sale
2020-08-13
6:43 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
15,152 $85.28 $1,292,218 212,159
(Direct)
View
2020-08-12
Sale
2020-08-14
4:35 pm
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
50,767 $84.29 $4,279,124 36,040
(Direct)
View
2020-08-12
Sale
2020-08-14
5:12 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,000 $84.33 $337,320 19,857
(Direct)
View
2020-08-12
Sale
2020-08-14
5:22 pm
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
22,573 $84.36 $1,904,159 30,508
(Direct)
View
2020-09-03
Sale
2020-09-08
4:31 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,956 $85.43 $167,092 212,159
(Direct)
View
2020-11-09
Sale
2020-11-12
5:28 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
12,892 $85 $1,095,820 212,159
(Direct)
View
2020-11-09
Sale
2020-11-12
5:34 pm
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
12,500 $87.46 $1,093,281 14,835
(Direct)
View
2020-11-09
Sale
2020-11-12
5:38 pm
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
3,984 $86 $342,624 20,837
(Direct)
View
2020-11-12
Sale
2020-11-13
7:14 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,000 $86.79 $347,160 19,857
(Direct)
View
2020-11-16
Sale
2020-11-17
7:40 pm
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
6,300 $91.22 $574,686 17,455
(Direct)
View
2020-11-24
Sale
2020-11-25
4:27 pm
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
5,225 $95 $496,375 17,455
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-05-07
Option Award
2020-05-11
6:36 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
2,780 $0 49,018
(Direct)
View
2020-05-07
Option Award
2020-05-11
6:36 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
1,435 $0 49,018
(Direct)
View
2020-05-07
Option Award
2020-05-11
6:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
2,780 $0 7,398
(Direct)
View
2020-05-07
Option Award
2020-05-11
6:41 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
1,435 $0 7,398
(Direct)
View
2020-06-09
Exercise
2020-06-11
5:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
20,000 $19.85 212,159
(Direct)
View
2020-06-09
Exercise
2020-06-11
5:20 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
20,000 $19.85 212,159
(Direct)
View
2020-06-09
Exercise
2020-06-11
5:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
21,135 $31.6 36,040
(Direct)
View
2020-06-09
Exercise
2020-06-11
5:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
17,076 $24.38 36,040
(Direct)
View
2020-06-09
Exercise
2020-06-11
5:28 pm
N/A
2023-02-22
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
21,135 $31.6 36,040
(Direct)
View
2020-06-09
Exercise
2020-06-11
5:28 pm
N/A
2026-06-13
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
17,076 $24.38 36,040
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
8 $0 9,227
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
4 $0 9,227
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
8 $0 20,095
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:20 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
7 $0 20,095
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
8 $0 16,663
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
40 $0 16,663
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
8 $0 6,993
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:38 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
32 $0 131,359
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:44 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
8 $0 49,082
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:44 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
56 $0 49,082
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:49 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
8 $0 7,419
(Direct)
View
2020-06-12
Option Award
2020-06-16
5:49 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
13 $0 7,419
(Direct)
View
2020-08-11
Exercise
2020-08-13
6:43 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
12,753 $45.55 212,159
(Direct)
View
2020-08-11
Exercise
2020-08-13
6:43 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,999 $54.81 212,159
(Direct)
View
2020-08-11
Exercise
2020-08-13
6:43 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
400 $45.55 212,159
(Direct)
View
2020-08-11
Exercise
2020-08-13
6:43 pm
N/A
2025-03-06
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
12,753 $45.55 212,159
(Direct)
View
2020-08-11
Exercise
2020-08-13
6:43 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,999 $54.81 212,159
(Direct)
View
2020-08-11
Exercise
2020-08-13
6:43 pm
N/A
2025-03-06
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
400 $45.55 212,159
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
7,317 $32.26 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
10,790 $45.55 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
17,984 $45.55 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
14,676 $39.48 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
7,317 $32.26 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
2018-03-06
2025-03-06
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
10,790 $45.55 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
N/A
2025-03-06
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
17,984 $45.55 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
4:35 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
14,676 $39.48 36,040
(Direct)
View
2020-08-12
Exercise
2020-08-14
5:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,000 $54.81 19,857
(Direct)
View
2020-08-12
Exercise
2020-08-14
5:12 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,000 $54.81 19,857
(Direct)
View
2020-08-12
Exercise
2020-08-14
5:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
16,017 $54.81 30,508
(Direct)
View
2020-08-12
Exercise
2020-08-14
5:22 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
16,017 $54.81 30,508
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
8 $0 9,239
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
4 $0 9,239
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
8 $0 20,110
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
7 $0 20,110
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
8 $0 16,710
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
39 $0 16,710
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:42 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
8 $0 7,001
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:48 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
32 $0 131,391
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
8 $0 49,145
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:52 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
55 $0 49,145
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
8 $0 7,440
(Direct)
View
2020-08-28
Option Award
2020-09-01
6:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
13 $0 7,440
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
756 $45.55 212,159
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
200 $54.81 212,159
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
800 $45.55 212,159
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
200 $54.81 212,159
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
2025-03-06
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
756 $45.55 212,159
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
200 $54.81 212,159
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
2025-03-06
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
800 $45.55 212,159
(Direct)
View
2020-09-03
Exercise
2020-09-08
4:31 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
200 $54.81 212,159
(Direct)
View
2020-09-07
Tax Withholding
2020-09-09
4:36 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
3,552 $83.76 24,821
(Direct)
View
2020-11-09
Exercise
2020-11-12
5:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
10,653 $45.55 212,159
(Direct)
View
2020-11-09
Exercise
2020-11-12
5:28 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
2,239 $54.81 212,159
(Direct)
View
2020-11-09
Exercise
2020-11-12
5:28 pm
N/A
2025-03-06
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
10,653 $45.55 212,159
(Direct)
View
2020-11-09
Exercise
2020-11-12
5:28 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
2,239 $54.81 212,159
(Direct)
View
2020-11-09
Gift
2020-11-12
5:34 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
2,000 $0 14,835
(Direct)
View
2020-11-12
Exercise
2020-11-13
7:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,000 $54.81 19,857
(Direct)
View
2020-11-12
Exercise
2020-11-13
7:14 pm
N/A
2024-02-24
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
4,000 $54.81 19,857
(Direct)
View
2020-11-24
Exercise
2020-11-25
4:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
5,225 $31.61 17,455
(Direct)
View
2020-11-24
Exercise
2020-11-25
4:27 pm
N/A
2022-05-30
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
5,225 $31.61 17,455
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:01 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
7 $0 9,249
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:01 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA BERNARD EDWARD C
Director
3 $0 9,249
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:03 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
7 $0 20,124
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:03 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
7 $0 20,124
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
7 $0 16,751
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:06 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
34 $0 16,751
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
7 $0 7,008
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:11 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
29 $0 131,420
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
7 $0 49,201
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:14 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
49 $0 49,201
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
7 $0 7,457
(Direct)
View
2020-11-30
Option Award
2020-12-02
9:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
10 $0 7,457
(Direct)
View
2020-12-03
Exercise
2020-12-04
4:49 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
860 $34.61 0
(Direct)
View
2020-12-03
Exercise
2020-12-04
4:49 pm
N/A
2020-12-22
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
860 $34.61 0
(Direct)
View
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