LPL Financial Holdings Inc. (LPLA) - Insider Trading & Ownership

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for LPL Financial Holdings Inc.
Goto 0, 1, 2, ...7, 8, Next
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2026-03-09
Sale
2026-03-11
6:04 pm
LPL Financial Holdings Inc.LPLACohen Marc Eliot
Group Managing Director
Director
3,300$309.07$1,019,9964,419
(Indirect
Direct)
View
2026-03-02
Sale
2026-03-04
4:02 pm
LPL Financial Holdings Inc.LPLAJambusaria Aneri
Group Managing Director
Director
308$306$94,2486,723
(Direct)
View
2026-02-26
Sale
2026-02-27
5:06 pm
LPL Financial Holdings Inc.LPLAEnyedi Matthew
Group Managing Director
Director
2,109$320.15$675,19214,121
(Direct)
View
2026-02-26
Sale
2026-02-27
5:04 pm
LPL Financial Holdings Inc.LPLAAudette Matthew J
President and CFO
1,581$320.5$506,71521,382
(Direct)
View
2025-12-05
Sale
2025-12-09
7:15 pm
LPL Financial Holdings Inc.LPLASteinmeier Richard
Chief Executive Officer
5,058$370.99$1,876,48226,139
(Indirect
Direct)
View
2025-12-05
Sale
2025-12-09
7:03 pm
LPL Financial Holdings Inc.LPLAGates Greg
Group Managing Director
Director
750$370.97$278,23114,620
(Direct)
View
2025-12-01
Sale
2025-12-03
4:37 pm
LPL Financial Holdings Inc.LPLAJambusaria Aneri
Group Managing Director
Director
80$352.48$28,1985,502
(Direct)
View
2025-11-05
Sale
2025-11-07
4:10 pm
LPL Financial Holdings Inc.LPLAGates Greg
Group Managing Director
Director
1,500$376.43$564,64715,370
(Direct)
View
2025-10-06
Sale
2025-10-08
4:23 pm
LPL Financial Holdings Inc.LPLAGates Greg
Group Managing Director
Director
750$314.42$235,81416,870
(Direct)
View
2025-09-05
Sale
2025-09-09
5:01 pm
LPL Financial Holdings Inc.LPLAGates Greg
Group Managing Director
Director
1,500$338.21$507,31217,620
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2026-03-24
Option Award
2026-03-26
4:20 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAThomas Corey E.
Director
7$013,841
(Direct)
View
2026-03-24
Option Award
2026-03-26
4:19 pm
N/A
N/A
LPL Financial Holdings Inc.LPLASCHIFTER RICHARD P
Director
19$042,939
(Direct)
View
2026-03-24
Option Award
2026-03-26
4:17 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAPutnam James S
Director
10$0136,669
(Direct)
View
2026-03-24
Option Award
2026-03-26
4:16 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAMnookin Allison
Director
3$011,046
(Direct)
View
2026-03-24
Option Award
2026-03-26
4:14 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAGlavin William Francis Jr
Director
15$026,112
(Direct)
View
2026-03-24
Option Award
2026-03-26
4:10 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAEBERHART PAULETT
Director
5$017,043
(Direct)
View
2026-03-24
Option Award
2026-03-26
4:08 pm
N/A
N/A
LPL Financial Holdings Inc.LPLABERNARD EDWARD C
Director
4$015,195
(Direct)
View
2026-03-09
Exercise
2026-03-11
6:04 pm
N/A
2029-02-25
LPL Financial Holdings Inc.LPLACohen Marc Eliot
Group Managing Director
Director
2,212$04,419
(Direct)
View
2026-03-09
Exercise
2026-03-11
6:04 pm
N/A
N/A
LPL Financial Holdings Inc.LPLACohen Marc Eliot
Group Managing Director
Director
2,212$77.534,419
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:15 pm
N/A
N/A
LPL Financial Holdings Inc.LPLASteinmeier Richard
Chief Executive Officer
12,781$036,301
(Direct)
View
2026-02-25
Tax Withholding
2026-02-27
5:15 pm
N/A
N/A
LPL Financial Holdings Inc.LPLASteinmeier Richard
Chief Executive Officer
2,619$318.4736,301
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:14 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAReeping Katharine
Principal Accounting Officer
454$02,214
(Direct)
View
2026-02-25
Tax Withholding
2026-02-27
5:14 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAReeping Katharine
Principal Accounting Officer
212$318.472,214
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:13 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAMorningstar Matthew
Group Managing Director
Director
1,122$03,415
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:12 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAJambusaria Aneri
Group Managing Director
Director
2,244$07,031
(Direct)
View
2026-02-25
Tax Withholding
2026-02-27
5:12 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAJambusaria Aneri
Group Managing Director
Director
715$318.477,031
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:12 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAGates Greg
Group Managing Director
Director
7,437$020,764
(Direct)
View
2026-02-25
Tax Withholding
2026-02-27
5:12 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAGates Greg
Group Managing Director
Director
1,293$318.4720,764
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:10 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAField Emily
Group Managing Director
Director
1,122$01,939
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:06 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAEnyedi Matthew
Group Managing Director
Director
3,975$014,121
(Direct)
View
2026-02-25
Tax Withholding
2026-02-27
5:06 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAEnyedi Matthew
Group Managing Director
Director
1,333$318.4714,121
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:05 pm
N/A
N/A
LPL Financial Holdings Inc.LPLACohen Marc Eliot
Group Managing Director
Director
1,940$05,507
(Direct)
View
2026-02-25
Tax Withholding
2026-02-27
5:05 pm
N/A
N/A
LPL Financial Holdings Inc.LPLACohen Marc Eliot
Group Managing Director
Director
483$318.475,507
(Direct)
View
2026-02-25
Option Award
2026-02-27
5:04 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAAudette Matthew J
President and CFO
8,776$021,382
(Direct)
View
2026-02-25
Tax Withholding
2026-02-27
5:04 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAAudette Matthew J
President and CFO
2,351$318.4721,382
(Direct)
View
2026-02-02
Option Award
2026-02-04
4:11 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAKhanna Somesh
Director
139$0139
(Direct)
View
2025-12-31
Gift
2026-01-02
4:13 pm
N/A
N/A
LPL Financial Holdings Inc.LPLASCHIFTER RICHARD P
Director
1,145$042,920
(Direct)
View
2025-12-09
Option Award
2025-12-11
4:21 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAMorningstar Matthew
Group Managing Director
Director
1,715$02,293
(Direct)
View

Ownership
2025-12-11
4:19 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAMorningstar Matthew
Group Managing Director
Director
0$0578
(Direct)
View
2025-12-05
Gift
2025-12-09
7:15 pm
N/A
N/A
LPL Financial Holdings Inc.LPLASteinmeier Richard
Chief Executive Officer
275$026,139
(Indirect)
View
2025-12-01
Option Award
2025-12-03
4:58 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAThomas Corey E.
Director
4$013,834
(Direct)
View
2025-12-01
Option Award
2025-12-03
4:53 pm
N/A
N/A
LPL Financial Holdings Inc.LPLASCHIFTER RICHARD P
Director
14$044,065
(Direct)
View
2025-12-01
Option Award
2025-12-03
4:46 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAPutnam James S
Director
7$0136,659
(Direct)
View
2025-12-01
Option Award
2025-12-03
4:42 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAMnookin Allison
Director
2$011,043
(Direct)
View
2025-12-01
Option Award
2025-12-03
4:32 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAGlavin William Francis Jr
Director
10$026,097
(Direct)
View
2025-12-01
Option Award
2025-12-03
4:26 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAEBERHART PAULETT
Director
4$017,038
(Direct)
View
2025-12-01
Option Award
2025-12-03
4:20 pm
N/A
N/A
LPL Financial Holdings Inc.LPLABERNARD EDWARD C
Director
3$015,191
(Direct)
View
2025-09-09
Tax Withholding
2025-09-11
6:30 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAReeping Katharine
Principal Accounting Officer
56$339.971,972
(Direct)
View
2025-09-05
Option Award
2025-09-09
4:56 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAField Emily
Group Managing Director
Director
817$0817
(Direct)
View
2025-08-29
Option Award
2025-09-03
4:50 pm
N/A
N/A
LPL Financial Holdings Inc.LPLAThomas Corey E.
Director
4$013,830
(Direct)
View
2025-08-29
Option Award
2025-09-03
4:47 pm
N/A
N/A
LPL Financial Holdings Inc.LPLASCHIFTER RICHARD P
Director
14$044,051
(Direct)
View
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