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Insider Trading - LPL Financial Holdings Inc. (LPLA)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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LPLA Insider Trading Transactions for LPL Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-02-11
Sale
2019-02-13
6:12 pm
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
40,000 $76.94 $3,077,600 62,691
(Direct)
View
2019-02-04
Sale
2019-02-06
5:53 pm
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
43,440 $74.83 $3,250,521 64,732
(Direct)
View
2019-01-16
Sale
2019-01-18
6:05 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
36,774 $70 $2,574,180 269,761
(Direct)
View
2019-01-10
Sale
2019-01-11
8:23 pm
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
23,892 $66 $1,576,872 50,581
(Direct)
View
2018-12-12
Sale
2018-12-14
8:07 pm
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,517 $60.69 $274,137 96,442
(Indirect
Direct)
View
2018-12-12
Sale
2018-12-14
8:00 pm
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
29,876 $60.72 $1,814,071 51,168
(Direct)
View
2018-11-27
Sale
2018-11-28
8:35 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $63 $378,000 19,811
(Direct)
View
2018-11-08
Sale
2018-11-13
5:16 pm
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
23,893 $66 $1,576,938 50,582
(Direct)
View
2018-09-28
Sale
2018-10-02
5:50 pm
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
250 $64.4 $16,100 17,832
(Direct)
View
2018-08-27
Sale
2018-08-27
6:05 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $67.11 $402,660 22,734
(Direct)
View
2018-08-01
Sale
2018-08-03
5:30 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
6,000 $66.9 $401,400 239,761
(Direct)
View
2018-06-14
Sale
2018-06-15
6:12 pm
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
1,627 $70.2 $114,215 22,691
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-02-11
Exercise
2019-02-13
6:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
40,000 $22.08 62,691
(Direct)
View
2019-02-11
Exercise
2019-02-13
6:12 pm
N/A
2019-09-14
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
40,000 $22.08 62,691
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
20,576 $43.74 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
15,938 $24.38 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
6,926 $39.48 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
2025-08-06
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
20,576 $43.74 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
2026-06-13
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
15,938 $24.38 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
6,926 $39.48 64,732
(Direct)
View
2019-01-16
Exercise
2019-01-18
6:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
36,774 $34.61 269,761
(Direct)
View
2019-01-16
Exercise
2019-01-18
6:05 pm
N/A
2020-12-22
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
36,774 $34.61 269,761
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
23,892 $22.08 50,581
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
3,000 $23.41 50,581
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
2019-09-14
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
23,892 $22.08 50,581
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
2020-03-15
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
3,000 $23.41 50,581
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $18.04 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $19.74 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $23.02 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
2019-02-12
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $18.04 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
2019-06-02
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $19.74 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
2019-11-16
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $23.02 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:00 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
29,876 $19.85 51,168
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:00 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
29,876 $19.85 51,168
(Direct)
View
2018-11-27
Exercise
2018-11-28
8:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 19,811
(Direct)
View
2018-11-27
Exercise
2018-11-28
8:35 pm
N/A
2023-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 19,811
(Direct)
View
2018-11-13
Gift
2018-11-28
8:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
4,000 $0 232,987
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
9 $0 41,381
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
45 $0 41,381
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
9 $0 82,942
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
26 $0 82,942
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:17 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
40 $0 124,858
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
9 $0 9,069
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:13 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
24 $0 9,069
(Direct)
View
2018-11-26
Option Award
2018-11-28
8:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
9 $0 13,751
(Direct)
View
2018-11-08
Exercise
2018-11-13
5:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
26,108 $22.08 50,582
(Direct)
View
2018-11-08
Exercise
2018-11-13
5:16 pm
N/A
2019-09-14
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
26,108 $22.08 50,582
(Direct)
View
2018-10-30
Tax Withholding
2018-10-31
6:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
2,909 $58.64 32,974
(Direct)
View
2018-09-07
Option Award
2018-09-11
8:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
30,143 $0 30,143
(Direct)
View
2018-08-23
Option Award
2018-08-27
6:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
9 $0 41,327
(Direct)
View
2018-08-23
Option Award
2018-08-27
6:22 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
42 $0 41,327
(Direct)
View
2018-08-23
Option Award
2018-08-27
6:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
9 $0 82,907
(Direct)
View
2018-08-23
Option Award
2018-08-27
6:16 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
23 $0 82,907
(Direct)
View
2018-08-23
Option Award
2018-08-27
6:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
38 $0 124,818
(Direct)
View
2018-08-27
Exercise
2018-08-27
6:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 22,734
(Direct)
View
2018-08-27
Exercise
2018-08-27
6:05 pm
N/A
2023-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 22,734
(Direct)
View
2018-08-23
Option Award
2018-08-27
5:59 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
9 $0 9,036
(Direct)
View
2018-08-23
Option Award
2018-08-27
5:59 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
23 $0 9,036
(Direct)
View
2018-08-23
Option Award
2018-08-27
5:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
9 $0 13,742
(Direct)
View
2018-08-23
Option Award
2018-08-27
5:48 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA DINH VIET D
Director
9 $0 17,364
(Direct)
View
2018-08-23
Option Award
2018-08-27
5:48 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA DINH VIET D
Director
42 $0 17,364
(Direct)
View
2018-08-21
Tax Withholding
2018-08-23
5:27 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
5,133 $66.38 21,168
(Direct)
View
2018-08-06
Tax Withholding
2018-08-08
5:46 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
1,134 $67.22 21,292
(Direct)
View
2018-08-01
Exercise
2018-08-03
5:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
10,000 $22.08 239,761
(Direct)
View
2018-08-01
Exercise
2018-08-03
5:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
3,226 $34.61 239,761
(Direct)
View
2018-08-01
Exercise
2018-08-03
5:30 pm
N/A
2019-09-14
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
10,000 $22.08 239,761
(Direct)
View
2018-08-01
Exercise
2018-08-03
5:30 pm
N/A
2020-12-22
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
3,226 $34.61 239,761
(Direct)
View
2018-06-13
Tax Withholding
2018-06-15
6:01 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
484 $70.49 22,426
(Direct)
View
2018-06-10
Tax Withholding
2018-06-12
5:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
327 $71.05 24,474
(Direct)
View
2018-06-01
Option Award
2018-06-05
7:10 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
8 $0 41,276
(Direct)
View
2018-06-01
Option Award
2018-06-05
7:10 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
40 $0 41,276
(Direct)
View
2018-06-01
Option Award
2018-06-05
7:02 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
8 $0 82,875
(Direct)
View
2018-06-01
Option Award
2018-06-05
7:02 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
22 $0 82,875
(Direct)
View
2018-06-01
Option Award
2018-06-05
6:57 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
36 $0 124,780
(Direct)
View
2018-06-01
Option Award
2018-06-05
6:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
8 $0 9,004
(Direct)
View
2018-06-01
Option Award
2018-06-05
6:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
22 $0 9,004
(Direct)
View
2018-06-01
Option Award
2018-06-05
6:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
8 $0 13,733
(Direct)
View
2018-06-01
Option Award
2018-06-05
6:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA DINH VIET D
Director
8 $0 17,313
(Direct)
View
2018-06-01
Option Award
2018-06-05
6:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA DINH VIET D
Director
40 $0 17,313
(Direct)
View
2018-06-01
Option Award
2018-06-05
6:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
2,131 $0 2,131
(Direct)
View
2018-05-18
Option Award
2018-05-22
6:38 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
2,463 $0 41,228
(Direct)
View
2018-05-18
Option Award
2018-05-22
6:38 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
1,271 $0 41,228
(Direct)
View
2018-05-18
Option Award
2018-05-22
6:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
2,463 $0 82,845
(Direct)
View
2018-05-18
Option Award
2018-05-22
6:30 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
1,271 $0 82,845
(Direct)
View
2018-05-18
Option Award
2018-05-22
6:24 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
2,463 $0 124,744
(Direct)
View
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