Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
insider trading reports Form 4 Filings Insider Buys Significant Buys Penny Stocks
Insider Buying
Insider Sales
Insider Buy Sell Ratios Stock Options Insider Trading
Stock Screener
Insider Trading
Graph View
Insider Watch

Insider Trading - LPL Financial Holdings Inc. (LPLA)

Select Time period:

Enter Stock Symbol or Cik: Cik Lookup...

Search By Company or Insider Name:
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
LPLA Insider Trading Transactions for LPL Financial Holdings Inc.
Goto page 0, 1, 2, 3, Next

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-05-08
Sale
2019-05-10
4:52 pm
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
500 $84.25 $42,125 9,589
(Direct)
View
2019-05-03
Sale
2019-05-07
5:55 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,222 $85 $103,870 230,068
(Direct)
View
2019-03-14
Sale
2019-03-15
9:00 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
1,214 $73.81 $89,605 9,563
(Direct)
View
2019-03-13
Sale
2019-03-15
8:40 pm
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
25,392 $74.06 $1,880,531 42,685
(Direct)
View
2019-02-25
Sale
2019-02-26
9:44 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
11,593 $77.11 $893,936 22,370
(Direct)
View
2019-02-23
Sale
2019-02-26
9:31 pm
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
10,747 $77.34 $831,173 21,209
(Direct)
View
2019-02-25
Sale
2019-02-26
9:24 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
7,113 $77.34 $550,119 235,959
(Direct)
View
2019-02-11
Sale
2019-02-13
6:12 pm
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
40,000 $76.94 $3,077,600 62,691
(Direct)
View
2019-02-04
Sale
2019-02-06
5:53 pm
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
43,440 $74.83 $3,250,521 64,732
(Direct)
View
2019-01-16
Sale
2019-01-18
6:05 pm
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
36,774 $70 $2,574,180 269,761
(Direct)
View
2019-01-10
Sale
2019-01-11
8:23 pm
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
23,892 $66 $1,576,872 50,581
(Direct)
View
2018-12-12
Sale
2018-12-14
8:07 pm
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,517 $60.69 $274,137 96,442
(Indirect
Direct)
View
2018-12-12
Sale
2018-12-14
8:00 pm
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
29,876 $60.72 $1,814,071 51,168
(Direct)
View
2018-11-27
Sale
2018-11-28
8:35 pm
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $63 $378,000 19,811
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-05-09
Option Award
2019-05-10
5:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
2,074 $0 3,144
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:18 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Thomas Corey E.
Director
1,070 $0 3,144
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
2,074 $0 44,573
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
1,070 $0 44,573
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
2,074 $0 95,099
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
1,070 $0 95,099
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:09 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
2,074 $0 126,968
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
2,074 $0 25,947
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA MULCAHY ANNE M
Director
1,070 $0 25,947
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:02 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Mnookin Allison
Director
2,074 $0 4,205
(Direct)
View
2019-05-09
Option Award
2019-05-10
4:59 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
2,074 $0 12,243
(Direct)
View
2019-05-09
Option Award
2019-05-10
4:59 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
1,070 $0 12,243
(Direct)
View
2019-05-09
Option Award
2019-05-10
4:55 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
2,074 $0 15,833
(Direct)
View
2019-05-03
Exercise
2019-05-07
5:55 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,222 $32.26 230,068
(Direct)
View
2019-05-03
Exercise
2019-05-07
5:55 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
1,222 $32.26 230,068
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
8 $0 41,429
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:33 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SCHIFTER RICHARD P
Director
40 $0 41,429
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:26 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
8 $0 91,955
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:26 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
22 $0 91,955
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:21 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Putnam James S
Director
36 $0 124,894
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
8 $0 9,099
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:15 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
22 $0 9,099
(Direct)
View
2019-03-29
Option Award
2019-04-02
8:10 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA EBERHART PAULETT
Director
8 $0 13,759
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
9:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
704 $74.22 28,809
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
8:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
307 $74.22 17,785
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
8:45 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
616 $74.22 21,523
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
8:40 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
982 $74.22 42,685
(Direct)
View
2019-03-13
Exercise
2019-03-15
8:40 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
14,938 $19.85 42,685
(Direct)
View
2019-03-13
Exercise
2019-03-15
8:40 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
6,926 $39.48 42,685
(Direct)
View
2019-03-13
Exercise
2019-03-15
8:40 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
3,528 $65.5 42,685
(Direct)
View
2019-03-13
Exercise
2019-03-15
8:40 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
14,938 $19.85 42,685
(Direct)
View
2019-03-13
Exercise
2019-03-15
8:40 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
6,926 $39.48 42,685
(Direct)
View
2019-03-13
Exercise
2019-03-15
8:40 pm
N/A
2028-02-23
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
3,528 $65.5 42,685
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
8:32 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
373 $74.22 10,089
(Direct)
View
2019-03-13
Tax Withholding
2019-03-15
8:24 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
1,309 $74.22 32,943
(Direct)
View
2019-02-28
Option Award
2019-03-04
6:43 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA SEMERJIAN DAYTON
Managing Director
10,772 $0 10,772
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
472 $77.04 29,513
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
2,672 $77.53 29,513
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:50 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
2,968 $0 29,513
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:50 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
8,909 $77.53 29,513
(Direct)
View
2019-02-25
Option Award
2019-02-26
9:48 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
2,450 $0 32,593
(Direct)
View
2019-02-25
Option Award
2019-02-26
9:48 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Steinmeier Richard
Managing Director
7,355 $77.53 32,593
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
466 $77.04 24,796
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:47 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
4,094 $0 24,796
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:47 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Seese Scott
Managing Director
12,289 $77.53 24,796
(Direct)
View
2019-02-25
Option Award
2019-02-26
9:44 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
2,559 $0 22,370
(Direct)
View
2019-02-25
Exercise
2019-02-26
9:44 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 22,370
(Direct)
View
2019-02-25
Option Award
2019-02-26
9:44 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
7,680 $77.53 22,370
(Direct)
View
2019-02-25
Exercise
2019-02-26
9:44 pm
N/A
2023-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 22,370
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
255 $77.04 18,092
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
1,429 $77.53 18,092
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:39 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
1,944 $0 18,092
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:39 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
5,837 $77.53 18,092
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
415 $77.04 22,276
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
2,585 $77.53 22,276
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:37 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
2,448 $0 22,276
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:37 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
7,349 $77.53 22,276
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
566 $77.04 20,726
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
2,451 $77.53 20,726
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
191 $77.04 21,209
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
422 $77.53 21,209
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:31 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
1,566 $0 21,209
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:31 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Calder Tracy
Managing Director
4,700 $77.53 21,209
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
616 $77.04 34,252
(Direct)
View
2019-02-23
Tax Withholding
2019-02-26
9:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
2,405 $77.53 34,252
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:25 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
4,299 $0 34,252
(Direct)
View
2019-02-23
Option Award
2019-02-26
9:25 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Audette Matthew J
CFO
12,903 $77.53 34,252
(Direct)
View
2019-02-25
Gift
2019-02-26
9:24 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
3,226 $0 235,959
(Direct)
View
2019-02-25
Exercise
2019-02-26
9:24 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
6,198 $32.26 235,959
(Direct)
View
2019-02-25
Option Award
2019-02-26
9:24 pm
N/A
2029-02-25
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
68,820 $77.53 235,959
(Direct)
View
2019-02-25
Exercise
2019-02-26
9:24 pm
N/A
2022-02-09
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
6,198 $32.26 235,959
(Direct)
View
2019-02-11
Exercise
2019-02-13
6:12 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
40,000 $22.08 62,691
(Direct)
View
2019-02-11
Exercise
2019-02-13
6:12 pm
N/A
2019-09-14
LPL Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
40,000 $22.08 62,691
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
20,576 $43.74 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
15,938 $24.38 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
6,926 $39.48 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
2025-08-06
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
20,576 $43.74 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
2026-06-13
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
15,938 $24.38 64,732
(Direct)
View
2019-02-04
Exercise
2019-02-06
5:53 pm
N/A
2027-03-13
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
6,926 $39.48 64,732
(Direct)
View
2019-01-16
Exercise
2019-01-18
6:05 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
36,774 $34.61 269,761
(Direct)
View
2019-01-16
Exercise
2019-01-18
6:05 pm
N/A
2020-12-22
LPL Financial Holdings Inc. LPLA Arnold Dan H.
CEO
36,774 $34.61 269,761
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
23,892 $22.08 50,581
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
3,000 $23.41 50,581
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
2019-09-14
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
23,892 $22.08 50,581
(Direct)
View
2019-01-10
Exercise
2019-01-11
8:23 pm
N/A
2020-03-15
LPL Financial Holdings Inc. LPLA White George Burton
Managing Director
3,000 $23.41 50,581
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $18.04 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $19.74 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $23.02 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
2019-02-12
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $18.04 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
2019-06-02
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $19.74 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:07 pm
N/A
2019-11-16
LPL Financial Holdings Inc. LPLA RIEPE JAMES S
Director
4,500 $23.02 96,442
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:00 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
29,876 $19.85 51,168
(Direct)
View
2018-12-12
Exercise
2018-12-14
8:00 pm
N/A
2026-02-25
LPL Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
29,876 $19.85 51,168
(Direct)
View
2018-11-27
Exercise
2018-11-28
8:35 pm
N/A
N/A
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 19,811
(Direct)
View
2018-11-27
Exercise
2018-11-28
8:35 pm
N/A
2023-09-03
LPL Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
6,000 $36.88 19,811
(Direct)
View
Goto page 0, 1, 2, 3, Next