List of insiders holdings for LPL Financial Holdings Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | TPG Advisors IV Inc. BONDERMAN DAVID COULTER JAMES G 10% Owner | 2010-02-12 16:12:11 | 34,210,185 0 | 34,210,185 | Form 13G |
| 2 | TPG Group Holdings (SBS) Advisors Inc. BONDERMAN DAVID COULTER JAMES G Former 10% Owner | 2017-02-13 15:26:41 | 3,282,877 0 | 3,282,877 | Form 13G |
| 3 | Thorpe Allen R Director | 2013-08-19 15:16:17 | 644,071 0 | 644,071 | Form 4 |
| 4 | Stearns Esther M President & COO | 2012-02-24 16:27:06 | 616,926 0 | 616,926 | Form 4 |
| 5 | Brown Stephanie L MD & General Counsel | 2013-02-26 16:56:04 | 566,894 0 | 566,894 | Form 4 |
| 6 | Casady Mark S Director | 2017-03-06 17:15:18 | 532,286 0 | 532,286 | Form 4 |
| 7 | Hellman Marco Director | 2018-03-08 19:14:43 | 0 492,390 | 492,390 | Form 4 |
| 8 | Black Steven M. Mng Dir., Chief Risk Officer | 2009-03-23 14:34:04 | 408,446 0 | 408,446 | Form 4 |
| 9 | Maher Bill Managing Director Director | 2009-03-23 14:34:35 | 220,390 0 | 220,390 | Form 4 |
| 10 | Eaton Jonathan MD, Custom Clearing Services | 2012-05-02 18:24:10 | 199,109 0 | 199,109 | Form 4 |
| 11 | Arnold Dan H. President & CEO | 2024-06-18 16:13:57 | 190,211 0 | 190,211 | Form 4 |
| 12 | Putnam James S Director | 2026-06-08 16:11:51 | 137,291 0 | 137,291 | Form 4 |
| 13 | RIEPE JAMES S Director | 2020-04-02 17:03:04 | 95,258 35,971 | 131,229 | Form 4 |
| 14 | Dwyer William E III President, Nat'l Sales | 2013-02-26 17:03:16 | 116,733 0 | 116,733 | Form 4 |
| 15 | BOYCE RICHARD W Director | 2015-05-20 17:45:23 | 59,990 0 | 59,990 | Form 4 |
| 16 | Moore Robert J. President | 2015-02-26 20:37:53 | 56,668 0 | 56,668 | Form 4 |
| 17 | Bergers David P. Managing Director Director | 2017-03-15 21:00:42 | 56,574 0 | 56,574 | Form 4 |
| 18 | White George Burton Managing Director Director | 2022-03-01 18:36:18 | 49,578 0 | 49,578 | Form 4 |
| 19 | Brennan John Joseph Director | 2017-03-28 20:12:43 | 45,883 0 | 45,883 | Form 4 |
| 20 | SCHIFTER RICHARD P Director | 2026-06-08 16:13:29 | 39,178 4,840 | 44,018 | Form 4 |
| 21 | Abood Denise M. MD, Human Capital | 2010-12-27 17:02:12 | 37,600 0 | 37,600 | Form 4 |
| 22 | MULCAHY ANNE M Director | 2026-05-19 16:24:11 | 37,431 0 | 37,431 | Form 4 |
| 23 | Steinmeier Richard Chief Executive Officer | 2026-02-27 17:15:18 | 19,488 16,813 | 36,301 | Form 4 |
| 24 | Gooley Thomas Managing Director Director | 2019-03-15 20:40:20 | 31,273 0 | 31,273 | Form 4 |
| 25 | Kalbaugh John Andrew Managing Director Director | 2021-03-01 19:40:34 | 27,523 0 | 27,523 | Form 4 |
| 26 | Glavin William Francis Jr Director | 2026-06-08 16:08:26 | 24,064 2,775 | 26,839 | Form 4 |
| 27 | Helliker Mark MD, Client Support Services | 2015-03-10 20:30:50 | 25,446 0 | 25,446 | Form 4 |
| 28 | Larsen Sallie R. Managing Director Director | 2023-11-14 17:07:05 | 25,196 0 | 25,196 | Form 4 |
| 29 | Seese Scott Managing Director Director | 2021-06-16 17:22:12 | 24,508 0 | 24,508 | Form 4 |
| 30 | Oroschakoff Michelle Managing Director Director | 2023-02-28 18:43:22 | 23,852 0 | 23,852 | Form 4 |
| 31 | Fetter Victor Managing Director Director | 2017-03-08 20:12:51 | 23,279 0 | 23,279 | Form 4 |
| 32 | DINH VIET D Director | 2018-08-27 17:48:41 | 17,364 4,844 | 22,208 | Form 4 |
| 33 | Thomas Lux Acting Chief Financial Officer | 2015-05-20 18:19:05 | 21,678 0 | 21,678 | Form 4 |
| 34 | Bruton Derek MD, Independent Advisor Svcs | 2014-02-25 20:32:38 | 21,541 0 | 21,541 | Form 4 |
| 35 | Gates Greg Group Managing Director Director | 2026-06-15 16:45:36 | 20,532 0 | 20,532 | Form 4 |
| 36 | Schott Mary Frances MD, Client Expernce & Training | 2015-03-10 21:09:29 | 20,464 0 | 20,464 | Form 4 |
| 37 | Handelsman Sharyn MD, Chief Compliance Officer | 2015-06-04 17:43:08 | 20,185 0 | 20,185 | Form 4 |
| 38 | Tuorto Joseph P Mng Dir, Head of Compliance | 2008-04-03 12:17:46 | 20,000 0 | 20,000 | Form 4 |
| 39 | SHULMAN BECKY S MD & Deputy CFO | 2011-09-30 10:51:26 | 20,000 0 | 20,000 | Form 4 |
| 40 | Audette Matthew J President and CFO | 2026-04-16 16:25:34 | 19,803 0 | 19,803 | Form 4 |
| 41 | SEMERJIAN DAYTON Managing Director Director | 2023-02-28 18:48:32 | 19,118 0 | 19,118 | Form 4 |
| 42 | Khoury Joan D MD, Chief Marketing Officer | 2014-02-25 21:18:11 | 18,282 0 | 18,282 | Form 4 |
| 43 | Morrissey William P. Jr. Managing Director Director | 2018-03-15 21:42:57 | 18,091 0 | 18,091 | Form 4 |
| 44 | EBERHART PAULETT Director | 2026-06-08 16:06:53 | 17,760 0 | 17,760 | Form 4 |
| 45 | Feeney Christopher MD, Chief Information Officer | 2012-12-10 16:09:04 | 16,700 0 | 16,700 | Form 4 |
| 46 | BERNARD EDWARD C Director | 2026-06-08 16:05:18 | 16,259 0 | 16,259 | Form 4 |
| 47 | Fandrey Edward Managing Director Director | 2022-03-01 17:57:31 | 15,289 0 | 15,289 | Form 4 |
| 48 | Thomas Corey E. Director | 2026-06-08 16:15:12 | 14,908 0 | 14,908 | Form 4 |
| 49 | Enyedi Matthew Group Managing Director Director | 2026-02-27 17:06:56 | 14,121 0 | 14,121 | Form 4 |
| 50 | Calder Tracy Managing Director Director | 2019-11-26 17:13:57 | 14,028 0 | 14,028 | Form 4 |
| 51 | Hellman & Friedman GP LLC Director 10% Owner | 2013-02-26 20:00:16 | 13,014 0 | 13,014 | Form 3 |
| 52 | STIEFLER JEFFREY E Director | 2013-11-21 16:55:18 | 7,767 5,077 | 12,844 | Form 4 |
| 53 | McDermott John J. MD, Chief Risk Ofc. | 2013-02-26 17:19:54 | 12,772 0 | 12,772 | Form 4 |
| 54 | Parker Ryan MD, Invstmt & Planning Solutns | 2016-03-08 19:31:50 | 11,864 0 | 11,864 | Form 4 |
| 55 | Mnookin Allison Director | 2026-06-08 16:10:07 | 11,761 0 | 11,761 | Form 4 |
| 56 | Sethi Kabir Managing Director Director | 2024-02-27 20:04:13 | 10,245 0 | 10,245 | Form 4 |
| 57 | Buchheister Jeffrey R. EVP, Chief Accounting Officer | 2016-03-08 18:53:16 | 7,341 0 | 7,341 | Form 4 |
| 58 | Simonich Brent Principal Accounting Officer | 2023-02-28 18:57:47 | 6,773 0 | 6,773 | Form 4 |
| 59 | Brown Althea Managing Director Director | 2025-02-27 18:08:44 | 6,711 0 | 6,711 | Form 4 |
| 60 | Jambusaria Aneri Group Managing Director Director | 2026-06-22 16:07:50 | 6,415 0 | 6,415 | Form 4 |
| 61 | Cohen Marc Eliot Group Managing Director Director | 2026-06-15 16:44:14 | 4,356 19 | 4,375 | Form 4 |
| 62 | Morningstar Matthew Group Managing Director Director | 2026-02-27 17:13:43 | 3,415 0 | 3,415 | Form 4 |
| 63 | Ko Albert J Director | 2026-05-19 16:20:00 | 3,299 0 | 3,299 | Form 4 |
| 64 | Ragatz Erik D. Director | 2011-12-05 16:24:08 | 3,180 0 | 3,180 | Form 4 |
| 65 | Reeping Katharine Principal Accounting Officer | 2026-02-27 17:14:31 | 2,214 0 | 2,214 | Form 4 |
| 66 | Field Emily Group Managing Director Director | 2026-02-27 17:10:50 | 1,939 0 | 1,939 | Form 4 |
| 67 | Dadyar Sara Managing Director Director | 2025-02-27 18:18:50 | 1,797 0 | 1,797 | Form 4 |
| 68 | Goldstein Jeffrey A Director | 2013-02-26 17:05:47 | 1,582 0 | 1,582 | Form 4 |
| 69 | Hellman & Friedman LLC Hellman & Friedman Capital Partners V L.P. Hellman & Friedman Capital Partners V (Parallel) L.P. Hellman & Friedman Capital Associates V L.P. Hellman & Friedman Investors V L.P. Director 10% Owner | 2014-02-12 19:50:58 | 1,513 0 | 1,513 | Form 13G |
| 70 | Hellman & Friedman LLC Hellman & Friedman Investors V L.P. HELLMAN & FRIEDMAN CAPITAL V LP Hellman & Friedman Capital Partners V (Parallel) L.P. Hellman & Friedman GP LLC Hellman & Friedman LP Director 10% Owner | 2014-02-12 19:50:58 | 1,513 0 | 1,513 | Form 13G |
| 71 | Khanna Somesh Director | 2026-05-19 16:17:58 | 851 0 | 851 | Form 4 |
| 72 | Haines Marshall Former Director (1) Director | 2009-06-03 09:47:22 | 0 0 | 0 | Form 4 |