Insider Trading - Portman Ridge Finance Corp (PTMN)

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period:
Insider Trading Transactions for Portman Ridge Finance Corp
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-08-13
Purchase
2019-08-14
5:50 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
11,500 $2.294 $26,381 11,500
(Direct)
View
2019-08-19
Purchase
2019-08-20
5:32 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
10,839 $2.1855 $23,689 22,339
(Direct)
View
2019-08-21
Purchase
2019-08-26
8:07 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
5,900 $2.186 $12,898 28,239
(Direct)
View
2019-09-04
Purchase
2019-09-06
4:30 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
4,400 $2.3905 $10,518 32,639
(Direct)
View
2019-11-14
Sale
2019-11-18
8:13 pm
Portman Ridge Finance Corp PTMN LACOVARA CHRISTOPHER
Director
290,297 $2.1317 $618,830 292,337
(Direct)
View
2019-11-18
Sale
2019-11-19
4:17 pm
Portman Ridge Finance Corp PTMN LACOVARA CHRISTOPHER
Director
79,703 $2.0396 $162,562 212,634
(Direct)
View
2019-11-22
Purchase
2019-11-25
06:05 am
Portman Ridge Finance Corp PTMN Schafer Patrick
CIO
2,000 $2.0869 $4,174 2,000
(Direct)
View
2019-11-25
Purchase
2019-11-26
4:16 pm
Portman Ridge Finance Corp PTMN Schafer Patrick
CIO
3,000 $2.07 $6,210 5,000
(Direct)
View
2019-12-03
Purchase
2019-12-05
6:37 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
24,238 $2.0597 $49,923 56,877
(Direct)
View
2020-03-12
Purchase
2020-03-13
4:26 pm
Portman Ridge Finance Corp PTMN Schafer Patrick
CIO
15,500 $1.5249 $23,636 20,500
(Direct)
View
2020-03-11
Purchase
2020-03-13
4:31 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
34,605 $1.5798 $54,668 91,482
(Direct)
View
2020-03-16
Purchase
2020-03-16
4:57 pm
Portman Ridge Finance Corp PTMN Schafer Patrick
CIO
4,000 $1.3565 $5,426 24,500
(Direct)
View
2020-03-16
Purchase
2020-03-17
8:18 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
100 $1.31 $131 91,582
(Direct)
View
2020-03-23
Purchase
2020-03-24
4:41 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
4,600 $0.8516 $3,917 96,182
(Direct)
View
2020-08-12
Purchase
2020-08-13
4:56 pm
Portman Ridge Finance Corp PTMN Schafer Patrick
CIO
25,000 $1.2796 $31,990 49,500
(Direct)
View
2020-08-25
Purchase
2020-08-26
5:19 pm
Portman Ridge Finance Corp PTMN Duka Alexander
Director
10,000 $1.16 $11,600 10,000
(Direct)
View
2020-08-26
Purchase
2020-08-27
5:43 pm
Portman Ridge Finance Corp PTMN Warshauer Robert Herman
Director
20,000 $1.16 $23,200 20,000
(Indirect)
View
2020-09-09
Purchase
2020-09-11
5:00 pm
Portman Ridge Finance Corp PTMN Goldthorpe Edward J.
CEO
1,469 $1.23 $1,807 97,651
(Direct)
View
2021-11-15
Purchase
2021-11-16
6:52 pm
Portman Ridge Finance Corp PTMN Schafer Patrick
CIO
1,000 $25.04 $25,038 5,950
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-06-20
Tax Withholding
2017-06-22
2:14 pm
N/A
N/A
KCAP Financial Inc. KCAP Pearson Dayl W
CEO
10,548 $3.4 328,254
(Direct)
View
2017-06-23
Tax Withholding
2017-06-27
4:36 pm
N/A
N/A
KCAP Financial Inc. KCAP Pearson Dayl W
CEO
8,137 $3.47 320,117
(Direct)
View
2017-06-23
Tax Withholding
2017-06-27
4:37 pm
N/A
N/A
KCAP Financial Inc. KCAP Gilpin Edward U
CFO
757 $3.47 96,933
(Direct)
View
2017-06-23
Tax Withholding
2017-06-27
4:38 pm
N/A
N/A
KCAP Financial Inc. KCAP Corless R Jon
CIO
2,651 $3.47 95,231
(Direct)
View
2017-09-19
Option Award
2017-09-20
7:23 pm
N/A
N/A
KCAP Financial Inc. KCAP Pearson Dayl W
CEO
28,736 $0 348,853
(Direct)
View
2017-09-19
Option Award
2017-09-20
7:24 pm
N/A
N/A
KCAP Financial Inc. KCAP Gilpin Edward U
CFO
17,241 $0 114,174
(Direct)
View
2017-09-19
Option Award
2017-09-20
7:26 pm
N/A
N/A
KCAP Financial Inc. KCAP Gilligan Daniel P.
VP
18,678 $0 99,947
(Direct)
View
2017-09-19
Option Award
2017-09-20
7:27 pm
N/A
N/A
KCAP Financial Inc. KCAP Corless R Jon
CIO
10,057 $0 105,288
(Direct)
View
2018-05-03
Option Award
2018-05-03
5:15 pm
N/A
N/A
KCAP Financial Inc. KCAP LACOVARA CHRISTOPHER
Director
1,000 $0 584,134
(Direct)
View
2018-05-03
Option Award
2018-05-03
5:16 pm
N/A
N/A
KCAP Financial Inc. KCAP Stevens C Turney JR
Director
1,000 $0 24,500
(Direct)
View
2018-05-03
Option Award
2018-05-03
5:17 pm
N/A
N/A
KCAP Financial Inc. KCAP Pastino Albert G
Director
1,000 $0 27,497
(Direct)
View
2018-05-03
Option Award
2018-05-03
5:17 pm
N/A
N/A
KCAP Financial Inc. KCAP Kehler Dean C
Director
1,000 $0 1,674,000
(Direct)
View
2018-05-03
Option Award
2018-05-03
5:18 pm
N/A
N/A
KCAP Financial Inc. KCAP WARD JOHN A III
Director
1,000 $0 6,000
(Direct)
View
2018-05-03
Option Award
2018-05-03
5:19 pm
N/A
N/A
KCAP Financial Inc. KCAP JACOBI C MICHAEL
Director
1,000 $0 43,190
(Direct)
View
2018-06-20
Tax Withholding
2018-06-21
3:19 pm
N/A
N/A
KCAP Financial Inc. KCAP Gilpin Edward U
CFO
4,723 $3.24 109,451
(Direct)
View
2018-06-20
Tax Withholding
2018-06-21
3:20 pm
N/A
N/A
KCAP Financial Inc. KCAP Corless R Jon
CIO
2,886 $3.24 102,402
(Direct)
View
2018-06-23
Tax Withholding
2018-06-27
4:34 pm
N/A
N/A
KCAP Financial Inc. KCAP Pearson Dayl W
CEO
5,360 $3.26 343,493
(Direct)
View
2018-06-23
Tax Withholding
2018-06-27
4:35 pm
N/A
N/A
KCAP Financial Inc. KCAP Gilpin Edward U
CFO
696 $3.26 108,755
(Direct)
View
2018-06-23
Tax Withholding
2018-06-27
4:36 pm
N/A
N/A
KCAP Financial Inc. KCAP Corless R Jon
CIO
2,436 $3.26 99,966
(Direct)
View
2019-03-28
Disposition
2019-04-01
06:06 am
N/A
2019-06-13
KCAP Financial Inc. KCAP Stevens C Turney JR
Director
10,000 $0.6 5,000
(Direct)
View
2019-03-28
Disposition
2019-04-01
06:13 am
N/A
2019-06-13
KCAP Financial Inc. KCAP Pastino Albert G
Director
10,000 $0.6 5,000
(Direct)
View
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