Sec Form 3/A Filing - Repertoire Master Fund LP @ Portman Ridge Finance Corp - 2022-04-11

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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Repertoire Master Fund LP
2. Issuer Name and Ticker or Trading Symbol
Portman Ridge Finance Corp [ PTMN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
345 CALIFORNIA STREET, SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
04/11/2022
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
04/21/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 23.7618 ( 2 ) 08/27/2021 08/27/2024 Common Stock 15,426 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.488 ( 2 ) 11/29/2021 11/29/2024 Common Stock 37,489 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.5297 ( 2 ) 12/03/2021 12/03/2024 Common Stock 20,178 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.53 ( 2 ) 11/24/2021 11/24/2024 Common Stock 1,435 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 23.19 ( 2 ) 07/19/2021 07/19/2024 Common Stock 25,000 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 23.7385 ( 2 ) 05/28/2021 05/28/2024 Common Stock 10,319 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.4225 ( 2 ) 12/10/2021 12/10/2024 Common Stock 10,798 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 21.2654 ( 2 ) 03/24/2021 03/24/2024 Common Stock 7,632 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.4481 ( 2 ) 11/26/2021 11/26/2024 Common Stock 3,642 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.6301 ( 2 ) 11/30/2021 11/30/2024 Common Stock 81,423 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.7179 ( 2 ) 12/01/2021 12/01/2024 Common Stock 10,652 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 23.8879 ( 2 ) 06/29/2021 06/29/2024 Common Stock 593 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.5296 ( 2 ) 12/06/2021 12/06/2024 Common Stock 25,000 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.5293 ( 2 ) 12/02/2021 12/02/2024 Common Stock 4,127 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 21.7256 ( 2 ) 03/25/2021 03/25/2024 Common Stock 14,643 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 23.9973 ( 2 ) 10/07/2021 10/07/2024 Common Stock 64,922 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.4044 ( 2 ) 12/09/2021 12/09/2024 Common Stock 7,513 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 23.9751 ( 2 ) 09/01/2021 09/01/2024 Common Stock 9,912 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 21.8799 ( 2 ) 03/31/2021 03/31/2024 Common Stock 17,394 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.3787 ( 2 ) 12/15/2021 12/15/2024 Common Stock 32,940 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.4102 ( 2 ) 12/13/2021 12/13/2024 Common Stock 8,715 D
Equity Swap (obligation to buy) ( 1 ) ( 2 ) $ 24.4104 ( 2 ) 12/14/2021 12/14/2024 Common Stock 13,016 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Repertoire Master Fund LP
345 CALIFORNIA STREET, SUITE 600
SAN FRANCISCO, CA94104
X
Signatures
/s/Deepak Sarpangal, Managing Member of the General Partner of Repertoire Partners LP 10/05/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This amendment is being filed to disclose these position, which were inadvertently omitted from the Form 3 filed by the reporting person on 4/21/2022.
( 2 )Pursuant to an equity swap agreement entered into by the reporting person with a counterparty, upon expiration of the 3-year term of the agreement, (1) the reporting person will be obligated to pay to the counterparty the price per share set forth in Column 4 for the notional number of shares of PTMN common stock set forth in Column 3, and (2) the counterparty will be obligated to pay to the reporting person the market value of the notional number of shares of PTMN common stock set forth in Column 3 as of the end of that period. The reporting person will pay to the counterparty monthly inter est on the purchase price of the notional shares, at a rate tied to a market index, and the counterparty will pay to the reporting person all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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