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Sec Filings Insider Trading - Hercules Capital Inc. (HTGC)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
HTGC Insider Trading Transactions for Hercules Capital  Inc.
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Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-11-20
Option Award
2017-11-22
5:39 pm
N/A
N/A
Hercules Capital Inc. HTGC Woodward Allyn C
Director
1,279 $13.44 258,384
(Direct)
View
2017-11-20
Option Award
2017-11-22
5:36 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
2,938 $13.44 131,503
(Direct)
View
2017-11-20
Option Award
2017-11-22
5:35 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
38 $13.44 31,874
(Direct)
View
2017-11-20
Option Award
2017-11-21
3:11 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Investment Officer
3,038 $13.44 134,775
(Direct)
View
2017-11-20
Option Award
2017-11-21
3:10 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
520 $13.44 23,102
(Direct)
View
2017-11-20
Option Award
2017-11-21
3:07 pm
N/A
N/A
Hercules Capital Inc. HTGC Henriquez Manuel A
President & CEO
Director
8,681 $13.44 385,076
(Direct)
View
2017-10-10
Tax Withholding
2017-10-11
4:13 pm
N/A
N/A
Hercules Capital Inc. HTGC Henriquez Manuel A
President & CEO
Director
13,752 $12.74 1,869,663
(Direct)
View
2017-10-10
Tax Withholding
2017-10-11
4:10 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
284 $12.74 14,662
(Direct)
View
2017-10-10
Tax Withholding
2017-10-11
4:09 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Investment Officer
2,822 $12.74 209,339
(Direct)
View
2017-10-10
Tax Withholding
2017-10-11
4:08 pm
N/A
N/A
Hercules Capital Inc. HTGC Harris Mark R
Chief Financial Officer
1,037 $12.74 52,568
(Direct)
View
2017-09-17
Tax Withholding
2017-09-18
4:47 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
301 $12.4 14,946
(Direct)
View
2017-09-10
Tax Withholding
2017-09-11
4:05 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Investment Officer
1,297 $12.04 212,161
(Direct)
View
2017-09-10
Tax Withholding
2017-09-11
4:02 pm
N/A
N/A
Hercules Capital Inc. HTGC Henriquez Manuel A
President & CEO
Director
13,154 $12.04 1,883,415
(Direct)
View
2017-08-21
Option Award
2017-08-22
4:12 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
529 $12.92 22,582
(Direct)
View
2017-08-21
Option Award
2017-08-22
4:11 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Investment Officer
3,086 $12.92 131,737
(Direct)
View
2017-08-21
Option Award
2017-08-22
4:10 pm
N/A
N/A
Hercules Capital Inc. HTGC Harris Mark R
Chief Financial Officer
881 $12.92 37,638
(Direct)
View
2017-08-21
Option Award
2017-08-22
4:07 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
40 $12.92 31,836
(Direct)
View
2017-08-21
Option Award
2017-08-22
4:06 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
2,936 $12.92 128,565
(Direct)
View
2017-08-21
Option Award
2017-08-22
4:04 pm
N/A
N/A
Hercules Capital Inc. HTGC Woodward Allyn C
Director
466 $12.92 257,105
(Direct)
View
2017-08-21
Option Award
2017-08-22
4:03 pm
N/A
N/A
Hercules Capital Inc. HTGC Henriquez Manuel A
President & CEO
Director
8,819 $12.92 376,395
(Direct)
View
2017-08-15
Option Award
2017-08-16
6:45 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
3,903 $12.81 125,629
(Direct)
View
2017-08-15
Option Award
2017-08-16
6:44 pm
N/A
N/A
Hercules Capital Inc. HTGC Ho Doreen Woo
Director
3,903 $12.81 7,236
(Direct)
View
2017-08-15
Option Award
2017-08-16
6:43 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
3,903 $12.81 31,796
(Direct)
View
2017-08-15
Option Award
2017-08-16
6:42 pm
N/A
N/A
Hercules Capital Inc. HTGC Woodward Allyn C
Director
3,903 $12.81 256,639
(Direct)
View
2017-08-15
Option Award
2017-08-16
6:41 pm
N/A
N/A
Hercules Capital Inc. HTGC Hoffman Joseph F
Director
3,903 $12.81 20,478
(Direct)
View
2017-08-06
Tax Withholding
2017-08-07
12:30 pm
N/A
N/A
Hercules Capital Inc. HTGC Harris Mark R
Chief Financial Officer
1,141 $12.78 53,605
(Direct)
View
2017-07-10
Tax Withholding
2017-07-11
2:02 pm
N/A
N/A
Hercules Capital Inc. HTGC Henriquez Manuel A
President & CEO
Director
13,752 $13.43 1,896,569
(Direct)
View
2017-07-10
Tax Withholding
2017-07-11
2:01 pm
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Investment Officer
2,805 $13.43 213,458
(Direct)
View
2017-07-10
Tax Withholding
2017-07-11
1:58 pm
N/A
N/A
Hercules Capital Inc. HTGC Harris Mark R
Chief Financial Officer
1,034 $13.43 54,746
(Direct)
View
2017-07-10
Tax Withholding
2017-07-11
1:57 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
283 $13.43 15,247
(Direct)
View
2017-07-10
Tax Withholding
2017-07-11
1:55 pm
N/A
N/A
Hercules Capital Inc. HTGC Olson Andrew
VP Finance & Sr Controller
188 $13.43 7,446
(Direct)
View
2017-06-17
Tax Withholding
2017-06-19
12:05 pm
N/A
N/A
Hercules Capital Inc. HTGC Grace Melanie
General Counsel & CCO
302 $13.28 15,530
(Direct)
View
2017-06-10
Tax Withholding
2017-06-13
11:20 am
N/A
N/A
Hercules Capital Inc. HTGC Olson Andrew
VP Finance & Sr Controller
120 $13.05 7,634
(Direct)
View
2017-06-10
Tax Withholding
2017-06-13
11:19 am
N/A
N/A
Hercules Capital Inc. HTGC Henriquez Manuel A
President & CEO
Director
13,226 $13.05 1,910,321
(Direct)
View
2017-06-10
Tax Withholding
2017-06-13
11:17 am
N/A
N/A
Hercules Capital Inc. HTGC Bluestein Scott
Chief Investment Officer
1,261 $13.05 216,263
(Direct)
View
2017-05-22
Option Award
2017-05-24
4:18 pm
N/A
N/A
Hercules Capital Inc. HTGC Woodward Allyn C
Director
1,216 $13.31 252,736
(Direct)
View
2017-05-22
Option Award
2017-05-24
4:17 pm
N/A
N/A
Hercules Capital Inc. HTGC Fallon Thomas J
Director
78 $13.31 27,893
(Direct)
View
2017-05-22
Option Award
2017-05-24
4:17 pm
N/A
N/A
Hercules Capital Inc. HTGC BADAVAS ROBERT P
Director
2,795 $13.31 121,726
(Direct)
View
2017-05-22
Option Award
2017-05-23
4:22 pm
N/A
N/A
Hercules Capital Inc. HTGC Olson Andrew
VP Finance & Sr Controller
418 $13.31 18,378
(Direct)
View
2017-05-22
Option Award
2017-05-23
4:21 pm
N/A
N/A
Hercules Capital Inc. HTGC Harris Mark R
Chief Financial Officer
836 $13.31 36,757
(Direct)
View
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