List of insiders holdings for Hercules Capital Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| FARALLON CAPITAL PARTNERS LP FARALLON CAPITAL INSTITUTIONAL PARTNERS L P DING CHUN R DUHAMEL WILLIAM F ELLWEIN CHARLES E FRIED RICHARD B LANDRY MONICA R MELLIN WILLIAM F Member of Group Owning 10% 10% Owner | 2006-03-17 18:29:09 | 1,374,140 2,748,280 | 4,122,420 | Form 3 |
| FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP TINICUM PARTNERS LP FARALLON MILLHAM STEPHEN L Moment Jason E PATEL RAJIV A SCHRIER DEREK C STEYER THOMAS F WEHRLY MARK C Member of Group Owning 10% 10% Owner | 2006-04-17 21:58:04 | 797,907 1,605,742 | 2,403,649 | Form 4 |
| Bluestein Scott Chief Executive Officer | 2024-04-15 20:00:14 | 2,283,135 0 | 2,283,135 | Form 4 |
| Henriquez Manuel A Director | 2019-05-22 16:15:25 | 1,310,898 0 | 1,310,898 | Form 4 |
| Meyer Seth H Chief Financial Officer | 2024-04-15 20:01:12 | 348,919 0 | 348,919 | Form 4 |
| Woodward Allyn C Director | 2018-05-23 16:20:15 | 262,309 0 | 262,309 | Form 4 |
| Shah Parag Senior Managing Director | 2014-12-08 21:11:09 | 249,562 0 | 249,562 | Form 4 |
| Bhaumik Sam Senior Managing Director | 2011-09-20 11:21:03 | 196,274 0 | 196,274 | Form 4 |
| Stettenbenz Shane Chief Technology Officer | 2008-02-27 17:28:00 | 169,948 0 | 169,948 | Form 4 |
| WOLF DENNIS P Chief Financial Officer | 2005-06-21 15:02:15 | 146,000 0 | 146,000 | Form 4 |
| CHOW JOSEPH W Director | 2014-02-07 17:06:02 | 124,325 0 | 124,325 | Form 5 |
| BADAVAS ROBERT P Director | 2023-06-26 16:04:57 | 4234 107,452 | 111,686 | Form 4 |
| Baron Jessica T CFO | 2015-06-11 16:08:39 | 98,269 0 | 98,269 | Form 4 |
| Follmann Christian Chief Operating Officer | 2024-04-15 20:00:56 | 96,052 0 | 96,052 | Form 4 |
| Jaquez-Fissori Todd Senior Managing Director | 2014-04-21 14:25:47 | 94,483 0 | 94,483 | Form 4 |
| Fallon Thomas J Director | 2023-11-27 20:05:42 | 5066 85,113 | 90,179 | Form 4 |
| Butler Michael L General Counsel & CCO | 2014-10-09 13:15:08 | 85,000 0 | 85,000 | Form 4 |
| Crumpton James C Chief Credit Officer | 2007-06-06 16:50:21 | 75,000 0 | 75,000 | Form 4 |
| Harvey H Scott Chief Legal Officer & Sec | 2012-08-20 13:13:18 | 73,177 0 | 73,177 | Form 4 |
| Feuerstein Harry Chief Operating Officer | 2014-07-10 12:36:31 | 60,000 0 | 60,000 | Form 4 |
| Harris Mark R Chief Financial Officer | 2017-10-11 16:08:40 | 52,568 0 | 52,568 | Form 4 |
| Botelho Kiersten Zaza General Counsel & CCO | 2024-04-15 20:00:31 | 49,029 0 | 49,029 | Form 4 |
| CROWELL GAYLE A Director | 2023-11-27 20:06:57 | 47,740 0 | 47,740 | Form 4 |
| Hoffman Joseph F Director | 2021-05-05 16:15:06 | 42,862 0 | 42,862 | Form 4 |
| Denomme Mark Senior Managing Director | 2010-12-23 16:29:51 | 38,345 0 | 38,345 | Form 4 |
| Koenig Bradford C. Director | 2022-11-21 16:13:52 | 6211 27,273 | 33,484 | Form 4 |
| Ho Doreen Woo Director | 2021-08-02 17:45:33 | 27,201 0 | 27,201 | Form 4 |
| Loo Wade Director | 2023-11-27 20:05:58 | 3101 16,679 | 19,780 | Form 4 |
| Lake Robert C Chief Credit Officer | 2015-06-02 16:59:26 | 19,750 0 | 19,750 | Form 4 |
| Foster Carol L Director | 2021-05-21 17:20:17 | 16,997 0 | 16,997 | Form 4 |
| Randhawa Paramjeet K Director | 2023-09-11 17:16:05 | 12,584 0 | 12,584 | Form 4 |
| Lyons Susanne D Director | 2016-09-19 16:37:07 | 11,575 0 | 11,575 | Form 4 |
| Gable Scott Chief Operating Officer | 2010-11-17 12:18:39 | 10,090 0 | 10,090 | Form 4 |
| Titinger Jorge Director | 2020-05-26 16:12:33 | 8647 0 | 8647 | Form 4 |
| Waldt Gerard R Jr. Interim Chief Accounting Off | 2018-08-21 12:50:13 | 8243 0 | 8243 | Form 4 |
| Aguirre DeAnne Director | 2023-09-11 17:14:48 | 6214 1693 | 7907 | Form 4 |
| FERGUSON RODNEY A Director | 2016-01-05 16:16:20 | 7855 0 | 7855 | Form 4 |
| Olson Andrew VP Finance & Sr Controller | 2017-07-11 13:55:56 | 7446 0 | 7446 | Form 4 |
| Penney Michael General Counsel | 2014-04-14 15:05:14 | 4000 0 | 4000 | Form 4 |
| Theodosopoulos Nikos Director | 2023-11-27 20:06:19 | 951 0 | 951 | Form 4 |
| Grace Melanie General Counsel & CCO | 2021-09-27 16:06:16 | 0 0 | 0 | Form 4 |
| Lund David Michael Interim Chief Financial Off | 2017-11-07 16:32:02 | 0 0 | 0 | Form 3 |
| FARALLON PARTNERS L L C FARALLON CAPITAL PARTNERS LP FARALLON CAPITAL INSTITUTIONAL PARTNERS L P DING CHUN R DUHAMEL WILLIAM F FRIED RICHARD B LANDRY MONICA R MELLIN WILLIAM F Member of Group Owning 10% 10% Owner | 2009-01-26 13:21:58 | 0 0 | 0 | Form 13G |