Insider Holders & Insider Ownership - Hercules Capital Inc. (HTGC)

List of insiders holdings for Hercules Capital Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
1FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
ELLWEIN CHARLES E
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
Member of Group Owning 10%
10% Owner		2006-03-17 18:29:091,374,140
2,748,280		4,122,420Form 3
2FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
Member of Group Owning 10%
10% Owner		2006-04-17 21:58:04797,907
1,605,742		2,403,649Form 4
3Bluestein Scott
Chief Executive Officer		2025-04-15 19:32:572,292,204
0		2,292,204Form 4
4Henriquez Manuel A
Director		2019-05-22 16:15:251,310,898
0		1,310,898Form 4
5Meyer Seth H
Chief Financial Officer		2025-04-15 19:33:58384,630
0		384,630Form 4
6Woodward Allyn C
Director		2018-05-23 16:20:15262,309
0		262,309Form 4
7Shah Parag
Senior Managing Director		2014-12-08 21:11:09249,562
0		249,562Form 4
8Bhaumik Sam
Senior Managing Director		2011-09-20 11:21:03196,274
0		196,274Form 4
9Stettenbenz Shane
Chief Technology Officer		2008-02-27 17:28:00169,948
0		169,948Form 4
10WOLF DENNIS P
Chief Financial Officer		2005-06-21 15:02:15146,000
0		146,000Form 4
11CHOW JOSEPH W
Director		2014-02-07 17:06:02124,325
0		124,325Form 5
12Follmann Christian
Chief Operating Officer		2025-06-05 18:38:34121,212
350		121,562Form 4
13BADAVAS ROBERT P
Director		2025-05-09 16:21:264,622
108,863		113,485Form 4
14Fallon Thomas J
Director		2025-05-09 16:20:486,789
98,882		105,671Form 4
15Baron Jessica T
CFO		2015-06-11 16:08:3998,269
0		98,269Form 4
16Jaquez-Fissori Todd
Senior Managing Director		2014-04-21 14:25:4794,483
0		94,483Form 4
17Butler Michael L
General Counsel & CCO		2014-10-09 13:15:0885,000
0		85,000Form 4
18Crumpton James C
Chief Credit Officer		2007-06-06 16:50:2175,000
0		75,000Form 4
19Harvey H Scott
Chief Legal Officer & Sec		2012-08-20 13:13:1873,177
0		73,177Form 4
20CROWELL GAYLE A
Director		2025-05-09 16:21:4569,344
0		69,344Form 4
21Botelho Kiersten Zaza
Chief Legal Officer & CCO		2025-04-15 19:33:1667,563
0		67,563Form 4
22Feuerstein Harry
Chief Operating Officer		2014-07-10 12:36:3160,000
0		60,000Form 4
23Harris Mark R
Chief Financial Officer		2017-10-11 16:08:4052,568
0		52,568Form 4
24Hoffman Joseph F
Director		2021-05-05 16:15:0642,862
0		42,862Form 4
25Denomme Mark
Senior Managing Director		2010-12-23 16:29:5138,345
0		38,345Form 4
26Loo Wade
Director		2025-06-20 16:31:144,834
31,093		35,927Form 4
27Koenig Bradford C.
Director		2022-11-21 16:13:526,211
27,273		33,484Form 4
28Ho Doreen Woo
Director		2021-08-02 17:45:3327,201
0		27,201Form 4
29Aguirre DeAnne
Director		2025-06-20 16:30:565,067
18,180		23,247Form 4
30Lake Robert C
Chief Credit Officer		2015-06-02 16:59:2619,750
0		19,750Form 4
31Foster Carol L
Director		2021-05-21 17:20:1716,997
0		16,997Form 4
32Randhawa Paramjeet K
Director		2024-08-08 18:50:2715,972
0		15,972Form 4
33Theodosopoulos Nikos
Director		2025-05-09 16:22:2311,960
0		11,960Form 4
34Lyons Susanne D
Director		2016-09-19 16:37:0711,575
0		11,575Form 4
35Gable Scott
Chief Operating Officer		2010-11-17 12:18:3910,090
0		10,090Form 4
36Titinger Jorge
Director		2020-05-26 16:12:338,647
0		8,647Form 4
37Waldt Gerard R Jr.
Interim Chief Accounting Off		2018-08-21 12:50:138,243
0		8,243Form 4
38FERGUSON RODNEY A
Director		2016-01-05 16:16:207,855
0		7,855Form 4
39Olson Andrew
VP Finance & Sr Controller		2017-07-11 13:55:567,446
0		7,446Form 4
40Penney Michael
General Counsel		2014-04-14 15:05:144,000
0		4,000Form 4
41Lund David Michael
Interim Chief Financial Off		2017-11-07 16:32:020
0		0Form 3
42Grace Melanie
General Counsel & CCO		2021-09-27 16:06:160
0		0Form 4
43FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
Member of Group Owning 10%
10% Owner		2009-01-26 13:21:580
0		0Form 13G