JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (BTO) - Insider Holders & Insider Ownership

List of insiders holdings for JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1TOOLAN JOHN P
Trustee, the funds
2005-12-01 12:42:579,091
0
9,091Form 5
2CARLIN JAMES F
Trustee of the Fund
2008-12-31 13:23:581,400
0
1,400Form 4
3Martin Stanley
Trustee of the Fund
2008-12-24 09:36:50900
0
900Form 4
4Russo Gregory A
Trustee of the Fund
2013-01-17 16:47:34894
0
894Form 4
5Ellison Noni L
Trustee of the Fund
2024-12-26 10:26:15756
0
756Form 4
6McHaffie Hugh
Trustee of the Fund
2010-11-04 17:52:54700
0
700Form 4
7Jackson Deborah C
Trustee of the Fund
2011-11-02 17:32:01696.83
0
696.83Form 4
8HOFFMAN THERON S
Trustee of the Fund
2013-11-19 15:45:05654.85
0
654.85Form 4
9OATES JAMES M
Trustee of the Fund
2012-12-11 19:30:36646
0
646Form 3
10BURGESS PETER S
Trustee of the Fund
2013-02-06 17:32:53623
0
623Form 4
11CUNNINGHAM WILLIAM H DR
Trustee of the Fund
2012-12-03 12:21:47607
0
607Form 4
12MCGILL PETERSON PATTI
Trustee of the Fund
2008-12-24 10:36:58591
0
591Form 4
13Bardelis Charles L
Trustee of the Fund
2013-11-18 15:16:04587
0
587Form 4
14Boyle James
Trustee of the Fund
2016-01-04 15:03:24548
0
548Form 4
15Garfield Dean
Director
2024-01-04 12:21:52512.96
0
512.96Form 4
16MCCLELLAN HASSELL H
Trustee of the Fund
2016-10-03 15:51:13500.47
0
500.47Form 4
17MOORE JOHN A
Trustee of the Fund
2009-08-07 13:51:44500
0
500Form 4
18FEY GRACE K
Trustee of the Fund
2013-11-12 16:23:58497.2
0
497.2Form 4
19Bacic William K
Trustee of the Fund
2026-07-22 14:02:46472
0
472Form 4
20Wright Thomas Rowe
Director
2025-04-09 15:49:03378
0
378Form 4
21RATHKE FRANCES G
Trustee of the Fund
2020-11-18 11:22:55367
0
367Form 4
22Hurtsellers Christine
Director
2026-05-07 12:25:19321.03
0
321.03Form 4
23Phelan Kenneth J
Director
2026-01-27 16:53:53269.57
0
269.57Form 4
24Kinzler Thomas M
Secretary and CLO of the Fund
2013-04-17 16:13:16253.66
0
253.66Form 4
25PRUCHANSKY STEVEN R
Trustee of the Fund
2022-08-09 08:34:28211.69
0
211.69Form 4
26Shepherdson James A
Director
2005-12-01 10:16:4697
0
97Form 5
27Le Minh K
VP of the Fund
2009-09-08 16:22:380
0
0Form 3
28SCHIAVONE SALVATORE
VP, the Adviser
2008-06-11 12:56:160
0
0Form 3
29Thomas Martin J
VP, the Adviser
2008-06-11 14:19:350
0
0Form 3
30Zerilli Leo M
VP, the Adviser
2009-03-10 09:52:140
0
0Form 3
31Goldych Gina
VP, Investments (of the Fund)
2013-10-02 10:54:030
0
0Form 3
32Ramdial Krishna
VP, the Adviser
2009-04-01 10:18:300
0
0Form 3
33Fontana Phil
VP of the Adviser
2013-04-17 11:48:280
0
0Form 3
34Fanelli Robert
VP, the Funds
2009-04-01 09:57:280
0
0Form 3
35Donahue Paul M
Compliance Officer, the Fund
2009-05-15 10:48:450
0
0Form 3
36Bryson John
VP of the Fund
2009-09-08 15:30:520
0
0Form 3
37Bruntrager Edward C Jr
VP, Product Mgmt of the Fund
2012-09-19 11:05:280
0
0Form 3
38Thooft Nathan W
Vice President, Investments
2010-09-03 12:54:120
0
0Form 3
39Thomson Warren A.
Trustee of the Fund
2012-12-11 18:57:170
0
0Form 3
40Bromley Craig
Trustee of the Fund
2012-12-10 15:02:350
0
0Form 3
41Ballard Alison
VP, Investments (of the Fund)
2015-06-30 09:53:020
0
0Form 3
42Vrysen John G
Trustee of the Fund
2012-11-26 11:20:550
0
0Form 4
43Grindel Beth
Controller of the Adviser
2012-11-07 18:11:440
0
0Form 3
44Greiner Lisa
Vice President, Investments
2011-12-13 14:01:080
0
0Form 3
45Moore Steven
SVP & Treasurer of the Adviser
2012-11-07 16:57:230
0
0Form 3
46Pompilio Christopher
Vice President of the Adviser
2019-05-13 11:08:500
0
0Form 3
47Stoll Elisabeth Christino
Vice President, Investments
2026-09-28 11:47:350
0
0Form 3
48Georgountzos Effie
CFO of the Adviser
2025-07-31 11:07:030
0
0Form 3
49Nataupsky Jeff
CFO & Treasurer of the Adviser
2024-11-06 10:05:100
0
0Form 3
50Carrington Patricia
Vice President, Investments
2024-10-02 11:01:510
0
0Form 3
51Silva Fernando A
Chief Financial Officer
2024-07-02 11:44:220
0
0Form 3
52McCubbin Terence A
VP of the Adviser
2024-05-15 12:21:090
0
0Form 3
53McFetridge Andy
Director of the Adviser
Director
2023-10-10 10:53:270
0
0Form 3
54Feinberg Kristie
President & CEO of the Adviser
2023-05-23 11:27:390
0
0Form 3
55Lo York
Vice President, Investments
2022-12-23 08:47:490
0
0Form 3
56Hayes Kathryn
Garfield Dean
Ellison Noni L
Lizarraga Patricia
Lorentz Paul
Filer and Employee of the Fund
2022-09-28 14:25:030
0
0Form 3
57Gibbons Glen J
VP of the Adviser
2022-02-04 11:56:180
0
0Form 3
58Pigott Arthur
VP of the Adviser
2022-02-04 11:38:380
0
0Form 3
59MacPhee Brian
Vice President of the Adviser
2020-05-01 09:10:140
0
0Form 3
60Tassinari Michael
Vice President of the Adviser
2019-05-13 13:54:570
0
0Form 3
61Speer Sean
Vice President of the Adviser
2019-05-13 12:23:580
0
0Form 3
62Arnott Andrew
President of the Fund
2014-03-21 15:41:280
0
0Form 3/A
63Bascom Brittany
VP of the Fund (Investments)
2018-09-14 15:07:180
0
0Form 3
64Swanberg Trevor
Deputy Chief Compliance Offcr
2018-09-14 11:37:460
0
0Form 3
65Harrison Marianne
Trustee of the Fund
2018-06-25 15:17:480
0
0Form 3
66MacDonnell Patrick
Sr. VP of the Adviser
2018-05-16 09:42:230
0
0Form 3
67von dem Hagen Halina
EVP & Treasurer of the Adviser
2017-07-11 14:33:420
0
0Form 4
68D'Souza Melvyn
Vice President of the Adviser
2017-07-11 13:19:040
0
0Form 4
69Deroian Steve
Vice President of the Adviser
2016-10-27 13:10:390
0
0Form 3
70Macdonald Edward P
Deputy Chief Counsel,JH Invest
2016-09-21 10:31:130
0
0Form 3
71Billick Angela
Vice President of the Adviser
2016-05-04 11:07:080
0
0Form 3
72Harris Daniel
VP, the Adviser
2008-06-09 10:29:220
0
0Form 3
73Sechler Christopher
Dep. Chief Counsel,JH Invest.
2015-05-13 13:28:490
0
0Form 3
74Aronowitz Jay
VP of the Adviser
2015-05-07 10:48:450
0
0Form 3
75Danello John
Chief Legal Officer of Fund
2014-06-05 10:47:230
0
0Form 3/A
76Seel Betsy Anne
Chief Legal Counsel of Adviser
2014-04-16 18:05:100
0
0Form 3
77LAPMAN MARK C
Director
2005-12-01 12:58:380
0
0Form 5
78Hatch John R
VP,the Adviser
2005-08-09 08:53:410
0
0Form 3
79Schmeer Mark
VP- the Adviser
2005-08-15 09:15:440
0
0Form 3
80Fagan Timothy M
VP, the Adviser
2005-12-01 10:09:560
0
0Form 5
81SMITH NORMAN H
Trustee, the funds
2005-12-01 10:22:380
0
0Form 5
82SCHOFIELD PETER M
VP, the Adviser
2005-12-01 10:28:360
0
0Form 5
83NEWTON SUSAN S
VP, the Adviser
2005-12-01 10:42:000
0
0Form 5
84COLBY JAMES T III
VP, the Adviser
2005-12-01 11:48:270
0
0Form 5
85MOLONEY THOMAS E
Director
2005-12-01 12:29:100
0
0Form 5
86LIVERMORE JEANNE
Director
2005-12-01 12:51:200
0
0Form 5
87Hartstein Keith F
Director
2005-07-21 15:44:110
0
0Form 3
88MILLER LINDA
VP, the Adviser
2005-12-01 13:04:280
0
0Form 5
89Speca Bruce
VP, the Adviser
2006-05-08 11:13:400
0
0Form 3
90Boyda Robert
VP, the Adviser
2006-05-08 11:46:250
0
0Form 3
91Medina Steven
VP, the Adviser
2006-05-08 12:21:090
0
0Form 3
92Shone Gordon
VP, the Adviser
2006-05-08 14:16:380
0
0Form 3
93FINUCANE THOMAS
VP, the Adviser
2006-12-01 15:21:190
0
0Form 5
94DesPrez John D III
Director
2006-12-01 15:24:550
0
0Form 5
95Costantini Marc
Director
2006-12-01 15:28:480
0
0Form 5
96CRONIN GARY D
VP, the Adviser
2004-12-01 11:13:440
0
0Form 5
97BRAMAN WILLIAM L
Executive VP, the Adviser
2003-12-10 15:30:530
0
0Form 5
98BEHAR BERNICE
VP, the Adviser
2003-12-10 15:35:390
0
0Form 5
99BERLINGUET PAUL
VP, the Adviser
2003-12-10 15:50:460
0
0Form 5
100SCHANTZ JAMES D
VP, the Adviser
2003-12-10 15:57:550
0
0Form 5
101DOLE KATHLEEN
VP, the Adviser
2003-12-10 16:10:060
0
0Form 5
102Copestake Peter
Treasurer
2004-07-21 10:54:010
0
0Form 3
103Keefe Timothy E
VP, the Adviser
2004-10-08 09:53:030
0
0Form 3
104D ALESSANDRO DAVID F
Director
2004-12-01 11:04:230
0
0Form 5
105SCHMIDT JAMES K
VP, the Adviser
2006-12-01 15:31:390
0
0Form 5
106BROWN RICHARD A
VP, the Adviser
2004-12-01 11:25:020
0
0Form 5
107FORD GOLDFARB MAUREEN R
Director
2004-12-01 11:38:320
0
0Form 5
108UEK ROBERT J
VP, the Adviser
2004-12-01 11:53:460
0
0Form 5
109DECICCIO JOHN M
Director
2004-12-01 12:01:570
0
0Form 5
110CONNORS THOMAS H
VP, the Adviser
2004-12-01 12:07:520
0
0Form 5
111WATTS ROBERT H
Director
2004-12-01 12:14:140
0
0Form 5
112Knox Frank
the funds
2005-01-14 10:54:150
0
0Form 3
113CHAPMAN RICHARD P JR
Trustee, the Funds
2005-03-02 12:12:530
0
0Form 3
114SALES DIANNE M
VP, the Adviser
2006-12-01 16:37:420
0
0Form 5
115MEHLMAN HENRY E
VP, the Adviser
2006-12-01 16:20:370
0
0Form 5
116MOORHEAD JAMES T
VP, the Adviser
2006-12-01 16:23:040
0
0Form 5
117NORTON ALAN E
VP, the Adviser
2006-12-01 16:27:400
0
0Form 5
118NORTON THOMAS P
VP, the Adviser
2006-12-01 16:29:220
0
0Form 5
119O Keefe Christopher
VP, the Adviser
2006-12-01 16:31:050
0
0Form 5
120Paspal Steve
VP, the Adviser
2006-12-01 16:32:410
0
0Form 5
121Perry Christopher J
VP, the Adviser
2006-12-01 16:34:170
0
0Form 5
122Tucker Donald M
VP, the Adviser
2006-12-01 16:36:010
0
0Form 5
123MATTHEWS BENJAMIN A
VP, the Adviser
2006-12-01 16:18:380
0
0Form 5
124WELCH LISA A
VP, the Adviser
2006-12-04 10:55:590
0
0Form 5
125Rizzo Charles
VP, the Funds
2007-06-18 16:01:150
0
0Form 3
126D'Angelo Gregory
Compliance Officer,the Fund
2007-07-30 11:09:090
0
0Form 3
127Cronson Howard
VP&Asst.Treas., the Adviser
2007-08-17 12:11:190
0
0Form 3
128Levitt Peter
Treasurer, the Adviser
2007-08-17 14:00:340
0
0Form 3
129Vasquez Darlene Anderson
VP, the Adviser
2007-09-26 13:53:380
0
0Form 3
130Leary Michael
VP, the Adviser
2008-06-06 15:27:480
0
0Form 3
131GOGGINS THOMAS CHARLES
VP, the Adviser
2003-12-10 15:05:440
0
0Form 5
132Crockett Lee P
VP, the Adviser
2006-12-01 15:58:440
0
0Form 5
133SNYDER JOHN F III
VP, the Adviser
2006-12-01 15:34:130
0
0Form 5
134CAVANAUGH FREDERICK L JR
VP, the Adviser
2006-12-01 15:36:170
0
0Form 5
135GREENE HOWARD C
VP, the Adviser
2006-12-01 15:40:040
0
0Form 5
136LITZOW JOHN T
VP, the Adviser
2006-12-01 15:43:020
0
0Form 5
137PANDIT ANURAG
VP, the Adviser
2006-12-01 15:45:410
0
0Form 5
138PHELPS GREGORY K
VP, the Adviser
2006-12-01 15:47:540
0
0Form 5
139CALAVRITINOS ARTHUR N
VP, the Adviser
2006-12-01 15:54:260
0
0Form 5
140Callahan Frederic D
VP, the Adviser
2006-12-01 15:56:210
0
0Form 5
141Kane Paul
VP, the Adviser
2008-06-09 12:34:030
0
0Form 3
142Cronin Timothy S
VP, the Adviser
2006-12-01 16:01:200
0
0Form 5
143FERRARA RONALD
VP, the Adviser
2006-12-01 16:03:520
0
0Form 5
144HAMILTON ROGER C
VP, the Adviser
2006-12-01 16:05:360
0
0Form 5
145Iles John F
VP, the Adviser
2006-12-01 16:07:220
0
0Form 5
146JANIS DANIEL S III
VP, the Adviser
2006-12-01 16:09:070
0
0Form 5
147JUNKIN ROBERT C
VP, the Adviser
2006-12-01 16:13:050
0
0Form 5
148Lucibella Frank A
VP, the Adviser
2006-12-01 16:15:000
0
0Form 5
149Maloney Mark T
VP, the Adviser
2006-12-01 16:16:430
0
0Form 5