Insider Holders & Insider Ownership - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (BTO)

List of insiders holdings for JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1TOOLAN JOHN P
Trustee, the funds
2005-12-01 12:42:579,091
0
9,091Form 5
2CARLIN JAMES F
Trustee of the Fund
2008-12-31 13:23:581,400
0
1,400Form 4
3Martin Stanley
Trustee of the Fund
2008-12-24 09:36:50900
0
900Form 4
4Russo Gregory A
Trustee of the Fund
2013-01-17 16:47:34894
0
894Form 4
5Ellison Noni L
Trustee of the Fund
2024-12-26 10:26:15756
0
756Form 4
6McHaffie Hugh
Trustee of the Fund
2010-11-04 17:52:54700
0
700Form 4
7Jackson Deborah C
Trustee of the Fund
2011-11-02 17:32:01696.83
0
696.83Form 4
8HOFFMAN THERON S
Trustee of the Fund
2013-11-19 15:45:05654.85
0
654.85Form 4
9OATES JAMES M
Trustee of the Fund
2012-12-11 19:30:36646
0
646Form 3
10BURGESS PETER S
Trustee of the Fund
2013-02-06 17:32:53623
0
623Form 4
11CUNNINGHAM WILLIAM H DR
Trustee of the Fund
2012-12-03 12:21:47607
0
607Form 4
12MCGILL PETERSON PATTI
Trustee of the Fund
2008-12-24 10:36:58591
0
591Form 4
13Bardelis Charles L
Trustee of the Fund
2013-11-18 15:16:04587
0
587Form 4
14Boyle James
Trustee of the Fund
2016-01-04 15:03:24548
0
548Form 4
15Garfield Dean
Director
2024-01-04 12:21:52512.96
0
512.96Form 4
16MCCLELLAN HASSELL H
Trustee of the Fund
2016-10-03 15:51:13500.47
0
500.47Form 4
17MOORE JOHN A
Trustee of the Fund
2009-08-07 13:51:44500
0
500Form 4
18FEY GRACE K
Trustee of the Fund
2013-11-12 16:23:58497.2
0
497.2Form 4
19Wright Thomas Rowe
Director
2025-04-09 15:49:03378
0
378Form 4
20RATHKE FRANCES G
Trustee of the Fund
2020-11-18 11:22:55367
0
367Form 4
21Bacic William K
Trustee of the Fund
2025-01-15 16:23:59288
0
288Form 4
22Kinzler Thomas M
Secretary and CLO of the Fund
2013-04-17 16:13:16253.66
0
253.66Form 4
23PRUCHANSKY STEVEN R
Trustee of the Fund
2022-08-09 08:34:28211.69
0
211.69Form 4
24Shepherdson James A
Director
2005-12-01 10:16:4697
0
97Form 5
25Ramdial Krishna
VP, the Adviser
2009-04-01 10:18:300
0
0Form 3
26Harris Daniel
VP, the Adviser
2008-06-09 10:29:220
0
0Form 3
27Vasquez Darlene Anderson
VP, the Adviser
2007-09-26 13:53:380
0
0Form 3
28Kane Paul
VP, the Adviser
2008-06-09 12:34:030
0
0Form 3
29SCHIAVONE SALVATORE
VP, the Adviser
2008-06-11 12:56:160
0
0Form 3
30Fontana Phil
VP of the Adviser
2013-04-17 11:48:280
0
0Form 3
31Thomas Martin J
VP, the Adviser
2008-06-11 14:19:350
0
0Form 3
32Zerilli Leo M
VP, the Adviser
2009-03-10 09:52:140
0
0Form 3
33Thomson Warren A.
Trustee of the Fund
2012-12-11 18:57:170
0
0Form 3
34Bromley Craig
Trustee of the Fund
2012-12-10 15:02:350
0
0Form 3
35Fanelli Robert
VP, the Funds
2009-04-01 09:57:280
0
0Form 3
36Vrysen John G
Trustee of the Fund
2012-11-26 11:20:550
0
0Form 4
37Donahue Paul M
Compliance Officer, the Fund
2009-05-15 10:48:450
0
0Form 3
38Grindel Beth
Controller of the Adviser
2012-11-07 18:11:440
0
0Form 3
39Bryson John
VP of the Fund
2009-09-08 15:30:520
0
0Form 3
40Moore Steven
SVP & Treasurer of the Adviser
2012-11-07 16:57:230
0
0Form 3
41Bruntrager Edward C Jr
VP, Product Mgmt of the Fund
2012-09-19 11:05:280
0
0Form 3
42Greiner Lisa
Vice President, Investments
2011-12-13 14:01:080
0
0Form 3
43Le Minh K
VP of the Fund
2009-09-08 16:22:380
0
0Form 3
44Thooft Nathan W
Vice President, Investments
2010-09-03 12:54:120
0
0Form 3
45Bascom Brittany
VP of the Fund (Investments)
2018-09-14 15:07:180
0
0Form 3
46Nataupsky Jeff
CFO & Treasurer of the Adviser
2024-11-06 10:05:100
0
0Form 3
47Carrington Patricia
Vice President, Investments
2024-10-02 11:01:510
0
0Form 3
48Silva Fernando A
Chief Financial Officer
2024-07-02 11:44:220
0
0Form 3
49McCubbin Terence A
VP of the Adviser
2024-05-15 12:21:090
0
0Form 3
50McFetridge Andy
Director of the Adviser
Director
2023-10-10 10:53:270
0
0Form 3
51Feinberg Kristie
President & CEO of the Adviser
2023-05-23 11:27:390
0
0Form 3
52Lo York
Vice President, Investments
2022-12-23 08:47:490
0
0Form 3
53Hayes Kathryn
Garfield Dean
Ellison Noni L
Lizarraga Patricia
Lorentz Paul
Filer and Employee of the Fund
2022-09-28 14:25:030
0
0Form 3
54Gibbons Glen J
VP of the Adviser
2022-02-04 11:56:180
0
0Form 3
55Pigott Arthur
VP of the Adviser
2022-02-04 11:38:380
0
0Form 3
56MacPhee Brian
Vice President of the Adviser
2020-05-01 09:10:140
0
0Form 3
57Tassinari Michael
Vice President of the Adviser
2019-05-13 13:54:570
0
0Form 3
58Speer Sean
Vice President of the Adviser
2019-05-13 12:23:580
0
0Form 3
59Pompilio Christopher
Vice President of the Adviser
2019-05-13 11:08:500
0
0Form 3
60Goldych Gina
VP, Investments (of the Fund)
2013-10-02 10:54:030
0
0Form 3
61Swanberg Trevor
Deputy Chief Compliance Offcr
2018-09-14 11:37:460
0
0Form 3
62Harrison Marianne
Trustee of the Fund
2018-06-25 15:17:480
0
0Form 3
63MacDonnell Patrick
Sr. VP of the Adviser
2018-05-16 09:42:230
0
0Form 3
64von dem Hagen Halina
EVP & Treasurer of the Adviser
2017-07-11 14:33:420
0
0Form 4
65D'Souza Melvyn
Vice President of the Adviser
2017-07-11 13:19:040
0
0Form 4
66Deroian Steve
Vice President of the Adviser
2016-10-27 13:10:390
0
0Form 3
67Macdonald Edward P
Deputy Chief Counsel,JH Invest
2016-09-21 10:31:130
0
0Form 3
68Billick Angela
Vice President of the Adviser
2016-05-04 11:07:080
0
0Form 3
69Ballard Alison
VP, Investments (of the Fund)
2015-06-30 09:53:020
0
0Form 3
70Sechler Christopher
Dep. Chief Counsel,JH Invest.
2015-05-13 13:28:490
0
0Form 3
71Aronowitz Jay
VP of the Adviser
2015-05-07 10:48:450
0
0Form 3
72Danello John
Chief Legal Officer of Fund
2014-06-05 10:47:230
0
0Form 3/A
73Seel Betsy Anne
Chief Legal Counsel of Adviser
2014-04-16 18:05:100
0
0Form 3
74Arnott Andrew
President of the Fund
2014-03-21 15:41:280
0
0Form 3/A
75LIVERMORE JEANNE
Director
2005-12-01 12:51:200
0
0Form 5
76Hatch John R
VP,the Adviser
2005-08-09 08:53:410
0
0Form 3
77Schmeer Mark
VP- the Adviser
2005-08-15 09:15:440
0
0Form 3
78Fagan Timothy M
VP, the Adviser
2005-12-01 10:09:560
0
0Form 5
79SMITH NORMAN H
Trustee, the funds
2005-12-01 10:22:380
0
0Form 5
80SCHOFIELD PETER M
VP, the Adviser
2005-12-01 10:28:360
0
0Form 5
81NEWTON SUSAN S
VP, the Adviser
2005-12-01 10:42:000
0
0Form 5
82COLBY JAMES T III
VP, the Adviser
2005-12-01 11:48:270
0
0Form 5
83MOLONEY THOMAS E
Director
2005-12-01 12:29:100
0
0Form 5
84Hartstein Keith F
Director
2005-07-21 15:44:110
0
0Form 3
85LAPMAN MARK C
Director
2005-12-01 12:58:380
0
0Form 5
86MILLER LINDA
VP, the Adviser
2005-12-01 13:04:280
0
0Form 5
87Speca Bruce
VP, the Adviser
2006-05-08 11:13:400
0
0Form 3
88Boyda Robert
VP, the Adviser
2006-05-08 11:46:250
0
0Form 3
89Medina Steven
VP, the Adviser
2006-05-08 12:21:090
0
0Form 3
90Shone Gordon
VP, the Adviser
2006-05-08 14:16:380
0
0Form 3
91FINUCANE THOMAS
VP, the Adviser
2006-12-01 15:21:190
0
0Form 5
92DesPrez John D III
Director
2006-12-01 15:24:550
0
0Form 5
93CRONIN GARY D
VP, the Adviser
2004-12-01 11:13:440
0
0Form 5
94BRAMAN WILLIAM L
Executive VP, the Adviser
2003-12-10 15:30:530
0
0Form 5
95BEHAR BERNICE
VP, the Adviser
2003-12-10 15:35:390
0
0Form 5
96BERLINGUET PAUL
VP, the Adviser
2003-12-10 15:50:460
0
0Form 5
97SCHANTZ JAMES D
VP, the Adviser
2003-12-10 15:57:550
0
0Form 5
98DOLE KATHLEEN
VP, the Adviser
2003-12-10 16:10:060
0
0Form 5
99Copestake Peter
Treasurer
2004-07-21 10:54:010
0
0Form 3
100Keefe Timothy E
VP, the Adviser
2004-10-08 09:53:030
0
0Form 3
101D ALESSANDRO DAVID F
Director
2004-12-01 11:04:230
0
0Form 5
102Costantini Marc
Director
2006-12-01 15:28:480
0
0Form 5
103BROWN RICHARD A
VP, the Adviser
2004-12-01 11:25:020
0
0Form 5
104FORD GOLDFARB MAUREEN R
Director
2004-12-01 11:38:320
0
0Form 5
105UEK ROBERT J
VP, the Adviser
2004-12-01 11:53:460
0
0Form 5
106DECICCIO JOHN M
Director
2004-12-01 12:01:570
0
0Form 5
107CONNORS THOMAS H
VP, the Adviser
2004-12-01 12:07:520
0
0Form 5
108WATTS ROBERT H
Director
2004-12-01 12:14:140
0
0Form 5
109Knox Frank
the funds
2005-01-14 10:54:150
0
0Form 3
110CHAPMAN RICHARD P JR
Trustee, the Funds
2005-03-02 12:12:530
0
0Form 3
111Perry Christopher J
VP, the Adviser
2006-12-01 16:34:170
0
0Form 5
112Maloney Mark T
VP, the Adviser
2006-12-01 16:16:430
0
0Form 5
113MATTHEWS BENJAMIN A
VP, the Adviser
2006-12-01 16:18:380
0
0Form 5
114MEHLMAN HENRY E
VP, the Adviser
2006-12-01 16:20:370
0
0Form 5
115MOORHEAD JAMES T
VP, the Adviser
2006-12-01 16:23:040
0
0Form 5
116NORTON ALAN E
VP, the Adviser
2006-12-01 16:27:400
0
0Form 5
117NORTON THOMAS P
VP, the Adviser
2006-12-01 16:29:220
0
0Form 5
118O Keefe Christopher
VP, the Adviser
2006-12-01 16:31:050
0
0Form 5
119Paspal Steve
VP, the Adviser
2006-12-01 16:32:410
0
0Form 5
120Lucibella Frank A
VP, the Adviser
2006-12-01 16:15:000
0
0Form 5
121Tucker Donald M
VP, the Adviser
2006-12-01 16:36:010
0
0Form 5
122SALES DIANNE M
VP, the Adviser
2006-12-01 16:37:420
0
0Form 5
123WELCH LISA A
VP, the Adviser
2006-12-04 10:55:590
0
0Form 5
124Rizzo Charles
VP, the Funds
2007-06-18 16:01:150
0
0Form 3
125D'Angelo Gregory
Compliance Officer,the Fund
2007-07-30 11:09:090
0
0Form 3
126Cronson Howard
VP&Asst.Treas., the Adviser
2007-08-17 12:11:190
0
0Form 3
127Levitt Peter
Treasurer, the Adviser
2007-08-17 14:00:340
0
0Form 3
128GOGGINS THOMAS CHARLES
VP, the Adviser
2003-12-10 15:05:440
0
0Form 5
129Callahan Frederic D
VP, the Adviser
2006-12-01 15:56:210
0
0Form 5
130SCHMIDT JAMES K
VP, the Adviser
2006-12-01 15:31:390
0
0Form 5
131SNYDER JOHN F III
VP, the Adviser
2006-12-01 15:34:130
0
0Form 5
132CAVANAUGH FREDERICK L JR
VP, the Adviser
2006-12-01 15:36:170
0
0Form 5
133GREENE HOWARD C
VP, the Adviser
2006-12-01 15:40:040
0
0Form 5
134LITZOW JOHN T
VP, the Adviser
2006-12-01 15:43:020
0
0Form 5
135PANDIT ANURAG
VP, the Adviser
2006-12-01 15:45:410
0
0Form 5
136PHELPS GREGORY K
VP, the Adviser
2006-12-01 15:47:540
0
0Form 5
137CALAVRITINOS ARTHUR N
VP, the Adviser
2006-12-01 15:54:260
0
0Form 5
138Leary Michael
VP, the Adviser
2008-06-06 15:27:480
0
0Form 3
139Crockett Lee P
VP, the Adviser
2006-12-01 15:58:440
0
0Form 5
140Cronin Timothy S
VP, the Adviser
2006-12-01 16:01:200
0
0Form 5
141FERRARA RONALD
VP, the Adviser
2006-12-01 16:03:520
0
0Form 5
142HAMILTON ROGER C
VP, the Adviser
2006-12-01 16:05:360
0
0Form 5
143Iles John F
VP, the Adviser
2006-12-01 16:07:220
0
0Form 5
144JANIS DANIEL S III
VP, the Adviser
2006-12-01 16:09:070
0
0Form 5
145JUNKIN ROBERT C
VP, the Adviser
2006-12-01 16:13:050
0
0Form 5