JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (BTO) - Insider Holders & Insider Ownership

List of insiders holdings for JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1TOOLAN JOHN P
Trustee, the funds
2005-12-01 12:42:579,091
0
9,091Form 5
2CARLIN JAMES F
Trustee of the Fund
2008-12-31 13:23:581,400
0
1,400Form 4
3Martin Stanley
Trustee of the Fund
2008-12-24 09:36:50900
0
900Form 4
4Russo Gregory A
Trustee of the Fund
2013-01-17 16:47:34894
0
894Form 4
5Ellison Noni L
Trustee of the Fund
2024-12-26 10:26:15756
0
756Form 4
6McHaffie Hugh
Trustee of the Fund
2010-11-04 17:52:54700
0
700Form 4
7Jackson Deborah C
Trustee of the Fund
2011-11-02 17:32:01696.83
0
696.83Form 4
8HOFFMAN THERON S
Trustee of the Fund
2013-11-19 15:45:05654.85
0
654.85Form 4
9OATES JAMES M
Trustee of the Fund
2012-12-11 19:30:36646
0
646Form 3
10BURGESS PETER S
Trustee of the Fund
2013-02-06 17:32:53623
0
623Form 4
11CUNNINGHAM WILLIAM H DR
Trustee of the Fund
2012-12-03 12:21:47607
0
607Form 4
12MCGILL PETERSON PATTI
Trustee of the Fund
2008-12-24 10:36:58591
0
591Form 4
13Bardelis Charles L
Trustee of the Fund
2013-11-18 15:16:04587
0
587Form 4
14Boyle James
Trustee of the Fund
2016-01-04 15:03:24548
0
548Form 4
15Garfield Dean
Director
2024-01-04 12:21:52512.96
0
512.96Form 4
16MCCLELLAN HASSELL H
Trustee of the Fund
2016-10-03 15:51:13500.47
0
500.47Form 4
17MOORE JOHN A
Trustee of the Fund
2009-08-07 13:51:44500
0
500Form 4
18FEY GRACE K
Trustee of the Fund
2013-11-12 16:23:58497.2
0
497.2Form 4
19Wright Thomas Rowe
Director
2025-04-09 15:49:03378
0
378Form 4
20RATHKE FRANCES G
Trustee of the Fund
2020-11-18 11:22:55367
0
367Form 4
21Bacic William K
Trustee of the Fund
2025-01-15 16:23:59288
0
288Form 4
22Kinzler Thomas M
Secretary and CLO of the Fund
2013-04-17 16:13:16253.66
0
253.66Form 4
23PRUCHANSKY STEVEN R
Trustee of the Fund
2022-08-09 08:34:28211.69
0
211.69Form 4
24Shepherdson James A
Director
2005-12-01 10:16:4697
0
97Form 5
25Moore Steven
SVP & Treasurer of the Adviser
2012-11-07 16:57:230
0
0Form 3
26Fontana Phil
VP of the Adviser
2013-04-17 11:48:280
0
0Form 3
27SCHIAVONE SALVATORE
VP, the Adviser
2008-06-11 12:56:160
0
0Form 3
28Goldych Gina
VP, Investments (of the Fund)
2013-10-02 10:54:030
0
0Form 3
29Thomson Warren A.
Trustee of the Fund
2012-12-11 18:57:170
0
0Form 3
30Ballard Alison
VP, Investments (of the Fund)
2015-06-30 09:53:020
0
0Form 3
31Bromley Craig
Trustee of the Fund
2012-12-10 15:02:350
0
0Form 3
32Thomas Martin J
VP, the Adviser
2008-06-11 14:19:350
0
0Form 3
33Vrysen John G
Trustee of the Fund
2012-11-26 11:20:550
0
0Form 4
34Grindel Beth
Controller of the Adviser
2012-11-07 18:11:440
0
0Form 3
35Bruntrager Edward C Jr
VP, Product Mgmt of the Fund
2012-09-19 11:05:280
0
0Form 3
36Greiner Lisa
Vice President, Investments
2011-12-13 14:01:080
0
0Form 3
37Thooft Nathan W
Vice President, Investments
2010-09-03 12:54:120
0
0Form 3
38Le Minh K
VP of the Fund
2009-09-08 16:22:380
0
0Form 3
39Bryson John
VP of the Fund
2009-09-08 15:30:520
0
0Form 3
40Donahue Paul M
Compliance Officer, the Fund
2009-05-15 10:48:450
0
0Form 3
41Fanelli Robert
VP, the Funds
2009-04-01 09:57:280
0
0Form 3
42Ramdial Krishna
VP, the Adviser
2009-04-01 10:18:300
0
0Form 3
43Zerilli Leo M
VP, the Adviser
2009-03-10 09:52:140
0
0Form 3
44Speer Sean
Vice President of the Adviser
2019-05-13 12:23:580
0
0Form 3
45Hurtsellers Christine
Director
2025-11-17 13:51:310
0
0Form 3
46Phelan Kenneth J
Director
2025-11-17 13:16:250
0
0Form 3
47Georgountzos Effie
CFO of the Adviser
2025-07-31 11:07:030
0
0Form 3
48Nataupsky Jeff
CFO & Treasurer of the Adviser
2024-11-06 10:05:100
0
0Form 3
49Carrington Patricia
Vice President, Investments
2024-10-02 11:01:510
0
0Form 3
50Silva Fernando A
Chief Financial Officer
2024-07-02 11:44:220
0
0Form 3
51McCubbin Terence A
VP of the Adviser
2024-05-15 12:21:090
0
0Form 3
52McFetridge Andy
Director of the Adviser
Director
2023-10-10 10:53:270
0
0Form 3
53Feinberg Kristie
President & CEO of the Adviser
2023-05-23 11:27:390
0
0Form 3
54Lo York
Vice President, Investments
2022-12-23 08:47:490
0
0Form 3
55Hayes Kathryn
Garfield Dean
Ellison Noni L
Lizarraga Patricia
Lorentz Paul
Filer and Employee of the Fund
2022-09-28 14:25:030
0
0Form 3
56Gibbons Glen J
VP of the Adviser
2022-02-04 11:56:180
0
0Form 3
57Pigott Arthur
VP of the Adviser
2022-02-04 11:38:380
0
0Form 3
58MacPhee Brian
Vice President of the Adviser
2020-05-01 09:10:140
0
0Form 3
59Tassinari Michael
Vice President of the Adviser
2019-05-13 13:54:570
0
0Form 3
60Arnott Andrew
President of the Fund
2014-03-21 15:41:280
0
0Form 3/A
61Pompilio Christopher
Vice President of the Adviser
2019-05-13 11:08:500
0
0Form 3
62Bascom Brittany
VP of the Fund (Investments)
2018-09-14 15:07:180
0
0Form 3
63Swanberg Trevor
Deputy Chief Compliance Offcr
2018-09-14 11:37:460
0
0Form 3
64Harrison Marianne
Trustee of the Fund
2018-06-25 15:17:480
0
0Form 3
65MacDonnell Patrick
Sr. VP of the Adviser
2018-05-16 09:42:230
0
0Form 3
66von dem Hagen Halina
EVP & Treasurer of the Adviser
2017-07-11 14:33:420
0
0Form 4
67D'Souza Melvyn
Vice President of the Adviser
2017-07-11 13:19:040
0
0Form 4
68Deroian Steve
Vice President of the Adviser
2016-10-27 13:10:390
0
0Form 3
69Macdonald Edward P
Deputy Chief Counsel,JH Invest
2016-09-21 10:31:130
0
0Form 3
70Billick Angela
Vice President of the Adviser
2016-05-04 11:07:080
0
0Form 3
71Harris Daniel
VP, the Adviser
2008-06-09 10:29:220
0
0Form 3
72Sechler Christopher
Dep. Chief Counsel,JH Invest.
2015-05-13 13:28:490
0
0Form 3
73Aronowitz Jay
VP of the Adviser
2015-05-07 10:48:450
0
0Form 3
74Danello John
Chief Legal Officer of Fund
2014-06-05 10:47:230
0
0Form 3/A
75Seel Betsy Anne
Chief Legal Counsel of Adviser
2014-04-16 18:05:100
0
0Form 3
76LAPMAN MARK C
Director
2005-12-01 12:58:380
0
0Form 5
77Hatch John R
VP,the Adviser
2005-08-09 08:53:410
0
0Form 3
78Schmeer Mark
VP- the Adviser
2005-08-15 09:15:440
0
0Form 3
79Fagan Timothy M
VP, the Adviser
2005-12-01 10:09:560
0
0Form 5
80SMITH NORMAN H
Trustee, the funds
2005-12-01 10:22:380
0
0Form 5
81SCHOFIELD PETER M
VP, the Adviser
2005-12-01 10:28:360
0
0Form 5
82NEWTON SUSAN S
VP, the Adviser
2005-12-01 10:42:000
0
0Form 5
83COLBY JAMES T III
VP, the Adviser
2005-12-01 11:48:270
0
0Form 5
84MOLONEY THOMAS E
Director
2005-12-01 12:29:100
0
0Form 5
85LIVERMORE JEANNE
Director
2005-12-01 12:51:200
0
0Form 5
86Hartstein Keith F
Director
2005-07-21 15:44:110
0
0Form 3
87MILLER LINDA
VP, the Adviser
2005-12-01 13:04:280
0
0Form 5
88Speca Bruce
VP, the Adviser
2006-05-08 11:13:400
0
0Form 3
89Boyda Robert
VP, the Adviser
2006-05-08 11:46:250
0
0Form 3
90Medina Steven
VP, the Adviser
2006-05-08 12:21:090
0
0Form 3
91Shone Gordon
VP, the Adviser
2006-05-08 14:16:380
0
0Form 3
92FINUCANE THOMAS
VP, the Adviser
2006-12-01 15:21:190
0
0Form 5
93DesPrez John D III
Director
2006-12-01 15:24:550
0
0Form 5
94Costantini Marc
Director
2006-12-01 15:28:480
0
0Form 5
95CRONIN GARY D
VP, the Adviser
2004-12-01 11:13:440
0
0Form 5
96BRAMAN WILLIAM L
Executive VP, the Adviser
2003-12-10 15:30:530
0
0Form 5
97BEHAR BERNICE
VP, the Adviser
2003-12-10 15:35:390
0
0Form 5
98BERLINGUET PAUL
VP, the Adviser
2003-12-10 15:50:460
0
0Form 5
99SCHANTZ JAMES D
VP, the Adviser
2003-12-10 15:57:550
0
0Form 5
100DOLE KATHLEEN
VP, the Adviser
2003-12-10 16:10:060
0
0Form 5
101Copestake Peter
Treasurer
2004-07-21 10:54:010
0
0Form 3
102Keefe Timothy E
VP, the Adviser
2004-10-08 09:53:030
0
0Form 3
103D ALESSANDRO DAVID F
Director
2004-12-01 11:04:230
0
0Form 5
104SCHMIDT JAMES K
VP, the Adviser
2006-12-01 15:31:390
0
0Form 5
105BROWN RICHARD A
VP, the Adviser
2004-12-01 11:25:020
0
0Form 5
106FORD GOLDFARB MAUREEN R
Director
2004-12-01 11:38:320
0
0Form 5
107UEK ROBERT J
VP, the Adviser
2004-12-01 11:53:460
0
0Form 5
108DECICCIO JOHN M
Director
2004-12-01 12:01:570
0
0Form 5
109CONNORS THOMAS H
VP, the Adviser
2004-12-01 12:07:520
0
0Form 5
110WATTS ROBERT H
Director
2004-12-01 12:14:140
0
0Form 5
111Knox Frank
the funds
2005-01-14 10:54:150
0
0Form 3
112CHAPMAN RICHARD P JR
Trustee, the Funds
2005-03-02 12:12:530
0
0Form 3
113SALES DIANNE M
VP, the Adviser
2006-12-01 16:37:420
0
0Form 5
114MEHLMAN HENRY E
VP, the Adviser
2006-12-01 16:20:370
0
0Form 5
115MOORHEAD JAMES T
VP, the Adviser
2006-12-01 16:23:040
0
0Form 5
116NORTON ALAN E
VP, the Adviser
2006-12-01 16:27:400
0
0Form 5
117NORTON THOMAS P
VP, the Adviser
2006-12-01 16:29:220
0
0Form 5
118O Keefe Christopher
VP, the Adviser
2006-12-01 16:31:050
0
0Form 5
119Paspal Steve
VP, the Adviser
2006-12-01 16:32:410
0
0Form 5
120Perry Christopher J
VP, the Adviser
2006-12-01 16:34:170
0
0Form 5
121Tucker Donald M
VP, the Adviser
2006-12-01 16:36:010
0
0Form 5
122MATTHEWS BENJAMIN A
VP, the Adviser
2006-12-01 16:18:380
0
0Form 5
123WELCH LISA A
VP, the Adviser
2006-12-04 10:55:590
0
0Form 5
124Rizzo Charles
VP, the Funds
2007-06-18 16:01:150
0
0Form 3
125D'Angelo Gregory
Compliance Officer,the Fund
2007-07-30 11:09:090
0
0Form 3
126Cronson Howard
VP&Asst.Treas., the Adviser
2007-08-17 12:11:190
0
0Form 3
127Levitt Peter
Treasurer, the Adviser
2007-08-17 14:00:340
0
0Form 3
128Vasquez Darlene Anderson
VP, the Adviser
2007-09-26 13:53:380
0
0Form 3
129Leary Michael
VP, the Adviser
2008-06-06 15:27:480
0
0Form 3
130GOGGINS THOMAS CHARLES
VP, the Adviser
2003-12-10 15:05:440
0
0Form 5
131Crockett Lee P
VP, the Adviser
2006-12-01 15:58:440
0
0Form 5
132SNYDER JOHN F III
VP, the Adviser
2006-12-01 15:34:130
0
0Form 5
133CAVANAUGH FREDERICK L JR
VP, the Adviser
2006-12-01 15:36:170
0
0Form 5
134GREENE HOWARD C
VP, the Adviser
2006-12-01 15:40:040
0
0Form 5
135LITZOW JOHN T
VP, the Adviser
2006-12-01 15:43:020
0
0Form 5
136PANDIT ANURAG
VP, the Adviser
2006-12-01 15:45:410
0
0Form 5
137PHELPS GREGORY K
VP, the Adviser
2006-12-01 15:47:540
0
0Form 5
138CALAVRITINOS ARTHUR N
VP, the Adviser
2006-12-01 15:54:260
0
0Form 5
139Callahan Frederic D
VP, the Adviser
2006-12-01 15:56:210
0
0Form 5
140Kane Paul
VP, the Adviser
2008-06-09 12:34:030
0
0Form 3
141Cronin Timothy S
VP, the Adviser
2006-12-01 16:01:200
0
0Form 5
142FERRARA RONALD
VP, the Adviser
2006-12-01 16:03:520
0
0Form 5
143HAMILTON ROGER C
VP, the Adviser
2006-12-01 16:05:360
0
0Form 5
144Iles John F
VP, the Adviser
2006-12-01 16:07:220
0
0Form 5
145JANIS DANIEL S III
VP, the Adviser
2006-12-01 16:09:070
0
0Form 5
146JUNKIN ROBERT C
VP, the Adviser
2006-12-01 16:13:050
0
0Form 5
147Lucibella Frank A
VP, the Adviser
2006-12-01 16:15:000
0
0Form 5
148Maloney Mark T
VP, the Adviser
2006-12-01 16:16:430
0
0Form 5