List of insiders holdings for JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Insider Holder Name Report
Date Time
Shares Owned
Directly
Shares Owned
Indirectly
Total
Shares Owned
Market Value Shares Changed
Vs. Prev Report
Filing
GOGGINS THOMAS CHARLES
VP
2003-12-10 15:05:44 0 0 0 $0 0
(Unchanged)
Form 5
BRAMAN WILLIAM L
VP
2003-12-10 15:30:53 0 0 0 $0 0
(Unchanged)
Form 5
BEHAR BERNICE
VP
2003-12-10 15:35:39 0 0 0 $0 0
(Unchanged)
Form 5
BERLINGUET PAUL
VP
2003-12-10 15:50:46 0 0 0 $0 0
(Unchanged)
Form 5
SCHANTZ JAMES D
VP
2003-12-10 15:57:55 0 0 0 $0 0
(Unchanged)
Form 5
DOLE KATHLEEN
VP
2003-12-10 16:10:06 0 0 0 $0 0
(Unchanged)
Form 5
Copestake Peter
Treasurer
2004-07-21 10:54:01 0 0 0 $0 0
(Unchanged)
Form 3
Keefe Timothy E
VP
2004-10-08 09:53:03 0 0 0 $0 0
(Unchanged)
Form 3
D ALESSANDRO DAVID F
Director
2004-12-01 11:04:23 0 0 0 $0 0
(Unchanged)
Form 5
CRONIN GARY D
VP
2004-12-01 11:13:44 0 0 0 $0 0
(Unchanged)
Form 5
BROWN RICHARD A
VP
2004-12-01 11:25:02 0 0 0 $0 0
(Unchanged)
Form 5
FORD GOLDFARB MAUREEN R
Director
2004-12-01 11:38:32 0 0 0 $0 0
(Unchanged)
Form 5
UEK ROBERT J
VP
2004-12-01 11:53:46 0 0 0 $0 0
(Unchanged)
Form 5
DECICCIO JOHN M
Director
2004-12-01 12:01:57 0 0 0 $0 0
(Unchanged)
Form 5
CONNORS THOMAS H
VP
2004-12-01 12:07:52 0 0 0 $0 0
(Unchanged)
Form 5
WATTS ROBERT H
Director
2004-12-01 12:14:14 0 0 0 $0 0
(Unchanged)
Form 5
Knox Frank
the funds
2005-01-14 10:54:15 0 0 0 $0 0
(Unchanged)
Form 3
CHAPMAN RICHARD P JR
Trustee the Funds
2005-03-02 12:12:53 0 0 0 $0 0
(Unchanged)
Form 3
Hartstein Keith F
Director
2005-07-21 15:44:11 0 0 0 $0 0
(Unchanged)
Form 3
Hatch John R
VP
2005-08-09 08:53:41 0 0 0 $0 0
(Unchanged)
Form 3
Schmeer Mark
VP
2005-08-15 09:15:44 0 0 0 $0 0
(Unchanged)
Form 3
Fagan Timothy M
VP
2005-12-01 10:09:56 0 0 0 $0 0
(Unchanged)
Form 5
Shepherdson James A
Director
2005-12-01 10:16:46 97 0 97 $3115.64 0
(Unchanged)
Form 5
SMITH NORMAN H
Trustee the funds
2005-12-01 10:22:38 0 0 0 $0 0
(Unchanged)
Form 5
SCHOFIELD PETER M
VP
2005-12-01 10:28:36 0 0 0 $0 0
(Unchanged)
Form 5
NEWTON SUSAN S
VP
2005-12-01 10:42:00 0 0 0 $0 0
(Unchanged)
Form 5
COLBY JAMES T III
VP
2005-12-01 11:48:27 0 0 0 $0 0
(Unchanged)
Form 5
MOLONEY THOMAS E
Director
2005-12-01 12:29:10 0 0 0 $0 0
(Unchanged)
Form 5
TOOLAN JOHN P
Trustee the funds
2005-12-01 12:42:57 9091 0 9091 $292,003 9091new
(New Position)
Form 5
LIVERMORE JEANNE
Director
2005-12-01 12:51:20 0 0 0 $0 0
(Unchanged)
Form 5
LAPMAN MARK C
Director
2005-12-01 12:58:38 0 0 0 $0 0
(Unchanged)
Form 5
MILLER LINDA
VP
2005-12-01 13:04:28 0 0 0 $0 0
(Unchanged)
Form 5
Speca Bruce
VP
2006-05-08 11:13:40 0 0 0 $0 0
(Unchanged)
Form 3
Boyda Robert
VP
2006-05-08 11:46:25 0 0 0 $0 0
(Unchanged)
Form 3
Medina Steven
VP
2006-05-08 12:21:09 0 0 0 $0 0
(Unchanged)
Form 3
Shone Gordon
VP
2006-05-08 14:16:38 0 0 0 $0 0
(Unchanged)
Form 3
FINUCANE THOMAS
VP
2006-12-01 15:21:19 0 0 0 $0 0
(Unchanged)
Form 5
DesPrez John D III
Director
2006-12-01 15:24:55 0 0 0 $0 0
(Unchanged)
Form 5
Costantini Marc
Director
2006-12-01 15:28:48 0 0 0 $0 0
(Unchanged)
Form 5
SCHMIDT JAMES K
VP
2006-12-01 15:31:39 0 0 0 $0 0
(Unchanged)
Form 5
SNYDER JOHN F III
VP
2006-12-01 15:34:13 0 0 0 $0 0
(Unchanged)
Form 5
CAVANAUGH FREDERICK L JR
VP
2006-12-01 15:36:17 0 0 0 $0 0
(Unchanged)
Form 5
GREENE HOWARD C
VP
2006-12-01 15:40:04 0 0 0 $0 0
(Unchanged)
Form 5
LITZOW JOHN T
VP
2006-12-01 15:43:02 0 0 0 $0 0
(Unchanged)
Form 5
PANDIT ANURAG
VP
2006-12-01 15:45:41 0 0 0 $0 0
(Unchanged)
Form 5
PHELPS GREGORY K
VP
2006-12-01 15:47:54 0 0 0 $0 0
(Unchanged)
Form 5
CALAVRITINOS ARTHUR N
VP
2006-12-01 15:54:26 0 0 0 $0 0
(Unchanged)
Form 5
Callahan Frederic D
VP
2006-12-01 15:56:21 0 0 0 $0 0
(Unchanged)
Form 5
Crockett Lee P
VP
2006-12-01 15:58:44 0 0 0 $0 0
(Unchanged)
Form 5
Cronin Timothy S
VP
2006-12-01 16:01:20 0 0 0 $0 0
(Unchanged)
Form 5
FERRARA RONALD
VP
2006-12-01 16:03:52 0 0 0 $0 0
(Unchanged)
Form 5
HAMILTON ROGER C
VP
2006-12-01 16:05:36 0 0 0 $0 0
(Unchanged)
Form 5
Iles John F
VP
2006-12-01 16:07:22 0 0 0 $0 0
(Unchanged)
Form 5
JANIS DANIEL S III
VP
2006-12-01 16:09:07 0 0 0 $0 0
(Unchanged)
Form 5
JUNKIN ROBERT C
VP
2006-12-01 16:13:05 0 0 0 $0 0
(Unchanged)
Form 5
Lucibella Frank A
VP
2006-12-01 16:15:00 0 0 0 $0 0
(Unchanged)
Form 5
Maloney Mark T
VP
2006-12-01 16:16:43 0 0 0 $0 0
(Unchanged)
Form 5
MATTHEWS BENJAMIN A
VP
2006-12-01 16:18:38 0 0 0 $0 0
(Unchanged)
Form 5
MEHLMAN HENRY E
VP
2006-12-01 16:20:37 0 0 0 $0 0
(Unchanged)
Form 5
MOORHEAD JAMES T
VP
2006-12-01 16:23:04 0 0 0 $0 0
(Unchanged)
Form 5
NORTON ALAN E
VP
2006-12-01 16:27:40 0 0 0 $0 0
(Unchanged)
Form 5
NORTON THOMAS P
VP
2006-12-01 16:29:22 0 0 0 $0 0
(Unchanged)
Form 5
O Keefe Christopher
VP
2006-12-01 16:31:05 0 0 0 $0 0
(Unchanged)
Form 5
Paspal Steve
VP
2006-12-01 16:32:41 0 0 0 $0 0
(Unchanged)
Form 5
Perry Christopher J
VP
2006-12-01 16:34:17 0 0 0 $0 0
(Unchanged)
Form 5
Tucker Donald M
VP
2006-12-01 16:36:01 0 0 0 $0 0
(Unchanged)
Form 5
SALES DIANNE M
VP
2006-12-01 16:37:42 0 0 0 $0 0
(Unchanged)
Form 5
WELCH LISA A
VP
2006-12-04 10:55:59 0 0 0 $0 0
(Unchanged)
Form 5
Rizzo Charles
VP
2007-06-18 16:01:15 0 0 0 $0 0
(Unchanged)
Form 3
D'Angelo Gregory
Compliance Officer the Fund
2007-07-30 11:09:09 0 0 0 $0 0
(Unchanged)
Form 3
Cronson Howard
VP
2007-08-17 12:11:19 0 0 0 $0 0
(Unchanged)
Form 3
Levitt Peter
Treasurer the Adviser
2007-08-17 14:00:34 0 0 0 $0 0
(Unchanged)
Form 3
Vasquez Darlene Anderson
VP
2007-09-26 13:53:38 0 0 0 $0 0
(Unchanged)
Form 3
Leary Michael
VP
2008-06-06 15:27:48 0 0 0 $0 0
(Unchanged)
Form 3
Harris Daniel
VP
2008-06-09 10:29:22 0 0 0 $0 0
(Unchanged)
Form 3
Kane Paul
VP
2008-06-09 12:34:03 0 0 0 $0 0
(Unchanged)
Form 3
SCHIAVONE SALVATORE
VP
2008-06-11 12:56:16 0 0 0 $0 0
(Unchanged)
Form 3
Thomas Martin J
VP
2008-06-11 14:19:35 0 0 0 $0 0
(Unchanged)
Form 3
Martin Stanley
Trustee of the Fund
2008-12-24 09:36:50 900 0 900 $28,908 900new
(New Position)
Form 4
MCGILL PETERSON PATTI
Trustee of the Fund
2008-12-24 10:36:58 591 0 591 $18,983 455
(334.56%)increase
Form 4
CARLIN JAMES F
Trustee of the Fund
2008-12-31 13:23:58 1400 0 1400 $44,968 1400new
(New Position)
Form 4
Zerilli Leo M
VP
2009-03-10 09:52:14 0 0 0 $0 0
(Unchanged)
Form 3
Ramdial Krishna
VP
2009-04-01 10:18:30 0 0 0 $0 0
(Unchanged)
Form 3
Fanelli Robert
VP
2009-04-01 09:57:28 0 0 0 $0 0
(Unchanged)
Form 3
Donahue Paul M
Compliance Officer the Fund
2009-05-15 10:48:45 0 0 0 $0 0
(Unchanged)
Form 3
MOORE JOHN A
Trustee of the Fund
2009-08-07 13:51:44 500 0 500 $16,060 500new
(New Position)
Form 4
Bryson John
VP
2009-09-08 15:30:52 0 0 0 $0 0
(Unchanged)
Form 3
Le Minh K
VP
2009-09-08 16:22:38 0 0 0 $0 0
(Unchanged)
Form 3
Thooft Nathan W
VP
2010-09-03 12:54:12 0 0 0 $0 0
(Unchanged)
Form 3
McHaffie Hugh
Trustee of the Fund
2010-11-04 17:52:54 700 0 700 $22,484 700new
(New Position)
Form 4
Jackson Deborah C
Trustee of the Fund
2011-11-02 17:32:01 696.83 0 696.83 $22,382 208.83
(42.79%)increase
Form 4
Greiner Lisa
VP
2011-12-13 14:01:08 0 0 0 $0 0
(Unchanged)
Form 3
Bruntrager Edward C Jr
VP
2012-09-19 11:05:28 0 0 0 $0 0
(Unchanged)
Form 3
Moore Steven
VP
2012-11-07 16:57:23 0 0 0 $0 0
(Unchanged)
Form 3
Grindel Beth
Controller of the Adviser
2012-11-07 18:11:44 0 0 0 $0 0
(Unchanged)
Form 3
Vrysen John G
Trustee of the Fund
2012-11-26 11:20:55 0 0 0 $0 -1000
(-100.00%)decrease
Form 4
CUNNINGHAM WILLIAM H DR
Trustee of the Fund
2012-12-03 12:21:47 607 0 607 $19,497 287
(89.69%)increase
Form 4
Bromley Craig
Trustee of the Fund
2012-12-10 15:02:35 0 0 0 $0 0
(Unchanged)
Form 3
Thomson Warren A.
Trustee of the Fund
2012-12-11 18:57:17 0 0 0 $0 0
(Unchanged)
Form 3
OATES JAMES M
Trustee of the Fund
2012-12-11 19:30:36 646 0 646 $20,750 646new
(New Position)
Form 3
Russo Gregory A
Trustee of the Fund
2013-01-17 16:47:34 894 0 894 $28,715 265
(42.13%)increase
Form 4
BURGESS PETER S
Trustee of the Fund
2013-02-06 17:32:53 623 0 623 $20,011 623new
(New Position)
Form 4
Fontana Phil
VP
2013-04-17 11:48:28 0 0 0 $0 0
(Unchanged)
Form 3
Kinzler Thomas M
Secretary and CLO of the Fund
2013-04-17 16:13:16 253.66 0 253.66 $8147.49 253.66new
(New Position)
Form 4
Goldych Gina
VP
2013-10-02 10:54:03 0 0 0 $0 0
(Unchanged)
Form 3
FEY GRACE K
Trustee of the Fund
2013-11-12 16:23:58 497.2 0 497.2 $15,970 -39.8
(-7.41%)decrease
Form 4
Bardelis Charles L
Trustee of the Fund
2013-11-18 15:16:04 587 0 587 $18,854 300
(104.53%)increase
Form 4
HOFFMAN THERON S
Trustee of the Fund
2013-11-19 15:45:05 654.85 0 654.85 $21,034 -38.15
(-5.51%)decrease
Form 4
Arnott Andrew
President of the Fund
2014-03-21 15:41:28 0 0 0 $0 0
(Unchanged)
Form 3/A
Seel Betsy Anne
Chief Legal Counsel of Adviser
2014-04-16 18:05:10 0 0 0 $0 0
(Unchanged)
Form 3
Danello John
Chief Legal Officer of Fund
2014-06-05 10:47:23 0 0 0 $0 0
(Unchanged)
Form 3/A
Aronowitz Jay
VP
2015-05-07 10:48:45 0 0 0 $0 0
(Unchanged)
Form 3
Sechler Christopher
Dep. Chief Counsel JH Invest.
2015-05-13 13:28:49 0 0 0 $0 0
(Unchanged)
Form 3
Ballard Alison
VP
2015-06-30 09:53:02 0 0 0 $0 0
(Unchanged)
Form 3
Boyle James
Trustee of the Fund
2016-01-04 15:03:24 548 0 548 $17,602 548new
(New Position)
Form 4
Billick Angela
VP
2016-05-04 11:07:08 0 0 0 $0 0
(Unchanged)
Form 3
Macdonald Edward P
Deputy Chief Counsel JH Invest
2016-09-21 10:31:13 0 0 0 $0 0
(Unchanged)
Form 3
MCCLELLAN HASSELL H
Trustee of the Fund
2016-10-03 15:51:13 500.47 0 500.47 $16,075 -43.53
(-8.00%)decrease
Form 4
Deroian Steve
VP
2016-10-27 13:10:39 0 0 0 $0 0
(Unchanged)
Form 3
D'Souza Melvyn
VP
2017-07-11 13:19:04 0 0 0 $0 0
(Unchanged)
Form 4
von dem Hagen Halina
VP
2017-07-11 14:33:42 0 0 0 $0 0
(Unchanged)
Form 4
MacDonnell Patrick
VP
2018-05-16 09:42:23 0 0 0 $0 0
(Unchanged)
Form 3
Harrison Marianne
Trustee of the Fund
2018-06-25 15:17:48 0 0 0 $0 0
(Unchanged)
Form 3
Swanberg Trevor
Deputy Chief Compliance Offcr
2018-09-14 11:37:46 0 0 0 $0 0
(Unchanged)
Form 3
Bascom Brittany
VP
2018-09-14 15:07:18 0 0 0 $0 0
(Unchanged)
Form 3
Pompilio Christopher
VP
2019-05-13 11:08:50 0 0 0 $0 0
(Unchanged)
Form 3
Speer Sean
VP
2019-05-13 12:23:58 0 0 0 $0 0
(Unchanged)
Form 3
Tassinari Michael
VP
2019-05-13 13:54:57 0 0 0 $0 0
(Unchanged)
Form 3
MacPhee Brian
VP
2020-05-01 09:10:14 0 0 0 $0 0
(Unchanged)
Form 3
RATHKE FRANCES G
Trustee of the Fund
2020-11-18 11:22:55 367 0 367 $11,788 367new
(New Position)
Form 4
Pigott Arthur
VP
2022-02-04 11:38:38 0 0 0 $0 0
(Unchanged)
Form 3
Gibbons Glen J
VP
2022-02-04 11:56:18 0 0 0 $0 0
(Unchanged)
Form 3
PRUCHANSKY STEVEN R
Trustee of the Fund
2022-08-09 08:34:28 211.69 0 211.69 $6799.37 -509.31
(-70.64%)decrease
Form 4
Hayes Kathryn
Garfield Dean
Ellison Noni L
Lizarraga Patricia
Lorentz Paul
Filer and Employee of the Fund
2022-09-28 14:25:03 0 0 0 $0 0
(Unchanged)
Form 3