Insider Trading - OATES JAMES M

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for OATES JAMES M

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-12-05
Sale
2016-12-05
4:30 pm
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
5,000 $50.42 $252,100 59,542
(Indirect
Direct)
View
2017-01-11
Purchase
2017-01-11
5:25 pm
VIRTUS GLOBAL DIVIDEND & INCOME FUND Inc ZTR OATES JAMES M
Director
3,000 $11.26 $33,780 3,000
(Direct)
View
2017-07-31
Sale
2017-08-02
3:28 pm
Duff & Phelps Select Energy MLP Fund Inc. DSE OATES JAMES M
Director
2,000 $7.22 $14,440 14,395
(Direct)
View
2017-11-10
Sale
2017-11-14
3:38 pm
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,768 $52.27 $92,413 28,640
(Direct)
View
2017-07-17
Sale
2018-04-13
11:26 am
Virtus Total Return Fund Inc. ZF OATES JAMES M
Director
5,630 $12.06 $67,901 0
(Direct)
View
2017-07-17
Sale
2018-04-13
11:26 am
Virtus Global Multi-Sector Income Fund VGI OATES JAMES M
Director
1,586 $16.81 $26,661 0
(Direct)
View
2019-05-09
Sale
2019-05-10
4:28 pm
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
20,000 $58.61 $1,172,200 17,397
(Direct)
View
2019-12-20
Sale
2019-12-23
4:39 pm
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
10,000 $61.99 $619,940 9,435
(Direct)
View
2020-11-09
Sale
2020-11-10
4:54 pm
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
9,000 $68.14 $613,260 4,463
(Direct)
View
2021-02-22
Sale
2021-02-24
4:37 pm
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
10,000 $60.63 $606,300 2,842
(Direct)
View
2021-06-02
Sale
2021-06-03
5:35 pm
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
20,000 $68.64 $1,372,800 4,996
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-12-05
Gift
2016-12-05
4:30 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
2,000 $0 59,542
(Direct)
View
2016-12-30
Gift
2017-01-04
5:18 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
573 $0 59,542
(Direct)
View
2016-12-30
Exercise
2017-01-04
5:18 pm
2016-12-30
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
3,768 $0 59,542
(Direct)
View
2017-06-07
Option Award
2017-06-09
3:38 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 61,442
(Direct)
View
2017-12-29
Exercise
2018-01-03
5:11 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
4,246 $0 59,737
(Direct)
View
2018-06-06
Option Award
2018-06-08
4:07 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 88,388
(Direct)
View
2018-06-06
Exercise
2018-06-08
4:07 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 88,388
(Direct)
View
2018-08-07
Other
2018-08-07
4:52 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 24,951
(Direct)
View
2018-09-25
Option Award
2018-09-27
4:24 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 26,851
(Direct)
View
2019-01-02
Exercise
2019-01-04
4:29 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
4,179 $0 59,637
(Direct)
View
2019-06-05
Option Award
2019-06-07
4:43 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 66,541
(Direct)
View
2019-06-05
Exercise
2019-06-07
4:43 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 66,541
(Direct)
View
2020-01-02
Exercise
2020-01-06
4:56 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
4,076 $0 32,107
(Direct)
View
2020-05-29
Option Award
2020-06-02
4:40 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
2,096 $0 32,255
(Direct)
View
2020-06-05
Exercise
2020-06-09
4:16 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
1,900 $0 32,255
(Direct)
View
2021-01-12
Exercise
2021-01-14
4:46 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
6,004 $0 35,026
(Direct)
View
2021-05-26
Exercise
2021-05-28
3:59 pm
N/A
N/A
STIFEL FINANCIAL CORP SF OATES JAMES M
Director
22,154 $0 24,996
(Direct)
View