Insider Holders & Insider Ownership - VIVEVE MEDICAL INC. (VIVE)

List of insiders holdings for VIVEVE MEDICAL INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Plexico Jon M
10% Owner
2018-10-04 13:17:0822,548
3,849,711
3,872,259Form 4
2TAUSCHER MARK R
President & CEO
2013-07-22 12:17:373,537,565
0
3,537,565Form 4
3Stonepine Capital Management LLC
STONEPINE CAPITAL L.P.
Plexico Jon M
LYNCH TIMOTHY P
Director
10% Owner
2019-03-20 16:06:193,461,204
0
3,461,204Form 13D
4Mann Gregory W.
Chief Financial Officer
2013-07-22 11:59:231,492,377
0
1,492,377Form 4
5JANNEY DANIEL
Director
2019-01-02 15:48:4260,579
1,381,955
1,442,534Form 4
6Alta Bioequities Management LLC
Alta Bioequities L.P.
10% Owner
2017-03-24 10:43:531,421,024
0
1,421,024Form 13D
7KAYNE FRED
Shareholder
2008-12-23 15:16:581,063,300
0
1,063,300Form 4
8Atkinson James G.
CBO & President
2019-02-08 15:52:5253,945
910,661
964,606Form 4
9THOMASCH JAMES G
Senior Vice President & CFO
2009-06-04 14:26:56814,470
0
814,470Form 4
105AM Partners II LLC
5AM Ventures II LP
5AM CO-INVESTORS II LP
Schwab Andrew J.
DIEKMAN JOHN D
ROCKLAGE SCOTT M
10% Owner
2019-06-26 17:12:37807,837
0
807,837Form 13D
11Puglisi Vincent
Managing Director, Int'l
Director
2013-07-22 12:58:09609,902
0
609,902Form 4
12HOLMES BENJAMIN L
Director
2013-07-22 12:50:40515,300
0
515,300Form 4
13GBS Venture Partners Pty Ltd
GBS Bioventures III A/C
10% Owner
2016-06-23 20:30:17478,828
0
478,828Form 13D
14Luppi Kenneth J
VP, Operations
2009-06-03 17:15:34463,560
0
463,560Form 4
15NORTON H B BRENT
Director
2013-07-22 12:28:44409,000
0
409,000Form 4
16Durbin Scott
Chief Executive Officer
2023-01-05 16:03:31360,000
0
360,000Form 4
17RUDKO ROBERT I
Chief Scientific Officer
2009-06-03 17:15:17351,731
0
351,731Form 4
18Zaderej Karen L.
Director
2019-11-27 19:30:05330,000
0
330,000Form 4
19Scheller Patricia
Chief Executive Officer
2018-01-25 17:00:44185,000
0
185,000Form 4
20Simpson Carl
Director
2015-12-18 21:38:49156,811
0
156,811Form 4
21Colella Mark Samuel
Director
10% Owner
2015-12-18 21:39:02155,000
0
155,000Form 4
22MAGAZINE ALAN H
Director
2009-06-04 11:55:53125,000
0
125,000Form 4
23Kyle Albert
Director
2013-07-22 12:45:07100,000
0
100,000Form 3
24GOLDMAN SACHS GROUP INC
GOLDMAN SACHS & CO. LLC
None - See FN 3
2020-02-18 19:12:090
92,425
92,425Form 4/A
25ADAMS MICHAEL F
VP, New Ventures and QA/RA
2005-05-25 09:01:1472,727
0
72,727Form 4
26Basta Steven L
Director
2023-01-05 16:04:0172,000
0
72,000Form 4
27Robbins Jim B
SVP, Finance & Administration
2023-01-05 16:02:1957,000
0
57,000Form 4
28PENDERGAST EDWARD H
Director
2012-06-01 10:09:0445,000
0
45,000Form 4
29BRENNER LOUIS MD
Director
2009-06-05 11:44:5445,000
0
45,000Form 4
30Presnell Sharon Collins
Director
2023-01-05 16:02:4536,000
0
36,000Form 4
31Morris Arlene
Director
2023-01-05 16:03:0236,000
0
36,000Form 4
32JORN DEBORA
Director
2023-01-05 16:03:1536,000
0
36,000Form 4
33DUNN KEVIN J
Director
2012-06-01 09:45:4822,500
0
22,500Form 4
34BUSH LORI H
Director
2018-07-03 18:23:206,530
0
6,530Form 4
35Smith Brigitte
Director
2016-09-30 12:48:400
0
0Form 4
36Nantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
2019-09-10 17:00:420
0
0Form 13G