Insider Trading & Ownership - Nantahala Capital Management LLC

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Nantahala Capital Management LLC
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-06-13
Sale
2019-06-17
3:39 pm
FTD Companies Inc.FTDNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
3,710,763$0.04466$165,7200
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-03-19
Other
2024-03-21
4:30 pm
2024-01-24
N/A
TALPHERA INC.TLPHNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
324,675$06,493,507
(Indirect)
View
2024-03-15
Exercise
2024-03-15
4:01 pm
N/A
N/A
TALPHERA INC.TLPHNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
755,000$51,992,519
(Indirect)
View
2024-03-15
Exercise
2024-03-15
4:01 pm
2024-03-15
2024-03-15
TALPHERA INC.TLPHNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
755,000$01,992,519
(Indirect)
View
2024-01-22
Option Award
2024-01-24
06:03 am
2024-01-24
N/A
TALPHERA INC.TLPHNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
6,168,832$0.76910,580,598
(Indirect)
View
2024-01-22
Disposition
2024-01-24
06:03 am
2023-07-20
2028-07-20
TALPHERA INC.TLPHNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
4,411,766$010,580,598
(Indirect)
View
2024-01-22
Option Award
2024-01-24
06:03 am
2023-07-20
2028-07-20
TALPHERA INC.TLPHNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
4,411,766$010,580,598
(Indirect)
View

Ownership
2024-01-22
06:01 am
N/A
N/A
TALPHERA INC.TLPHNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
See remarks
10% Owner
0$07,910,168
(Indirect)
View

Ownership
2023-06-22
4:05 pm
N/A
N/A
AYTU BIOPHARMA INCAYTUNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
0$02,717,246
(Indirect)
View
2022-07-13
Other
2022-07-15
4:56 pm
N/A
N/A
IMAGEWARE SYSTEMS INCIWSYNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
150$100013,278
(Indirect)
View
2022-06-03
Other(A)
2022-07-15
4:33 pm
N/A
N/A
IMAGEWARE SYSTEMS INCIWSYNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
2,600$100013,274
(Indirect)
View
2022-06-03
Other
2022-06-08
7:20 pm
N/A
N/A
IMAGEWARE SYSTEMS INCIWSYNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
2,600$100013,274
(Indirect)
View
2020-11-12
Other
2020-11-16
9:57 pm
N/A
N/A
IMAGEWARE SYSTEMS INCIWSYNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
750$1000022,500
(Indirect)
View
2020-11-12
Other
2020-11-16
9:57 pm
N/A
N/A
IMAGEWARE SYSTEMS INCIWSYNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
7,500$100022,500
(Indirect)
View

Ownership
2020-10-15
4:59 pm
N/A
N/A
IMAGEWARE SYSTEMS INCIWSYNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
0$015,316,876
(Indirect)
View

Ownership
2019-05-10
4:26 pm
N/A
N/A
FTD Companies Inc.FTDNantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
0$03,960,763
(Indirect)
View

Ownership(A)
2019-05-07
4:01 pm
N/A
N/A
VIVEVE MEDICAL INC.VIVENantahala Capital Management LLC
Harkey Wilmot B.
Mack Daniel
10% Owner
0$06,581,465
(Indirect)
View

Ownership
2019-05-03
4:03 pm
N/A
N/A
VIVEVE MEDICAL INC.Nantahala Capital Management LLC
10% Owner
0$06,581,465
(Indirect)
View
(A) Indicate amendment filing.