Insider Holders & Insider Ownership - Vivaldi Opportunities Fund (VAM)

List of insiders holdings for Vivaldi Opportunities Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Sternberg David A
CEO of adviser
2019-03-28 14:30:512953
3,087,751
3,090,704Form 3
Golden Randal L
CFO of adviser
2019-03-28 13:37:490
3,061,338
3,061,338Form 3
CHAD EISENBERG
Treasurer
2018-05-11 18:31:103958
3,054,067
3,058,025Form 3
Vivaldi Holdings LLC
100% owner of adviser
2019-03-28 12:47:552,956,121
97,946
3,054,067Form 3
PECK MICHAEL P
President
2019-03-28 13:22:070
223,169
223,169Form 4
Seyferth Robert
Director
2018-05-11 18:26:080
0
0Form 3
Lee David
Director
2018-05-11 18:27:110
0
0Form 3
ANTHONY FISCHER J
Director
2018-05-11 18:28:240
0
0Form 3
SHUGRUE GARY
Director
2018-05-11 18:29:310
0
0Form 3
GALLAGHER TERRANCE P
Secretary
2018-05-11 18:32:070
0
0Form 3
Seidenberg Perpetua
Chief Compliance Officer
2018-12-12 16:26:560
0
0Form 3
Vivaldi Asset Management LLC
Adviser
2019-03-28 12:14:030
0
0Form 3
ASHER DANIEL
10% Owner
2020-06-18 17:04:080
0
0Form 13G