ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) - Insider Holders & Insider Ownership

List of insiders holdings for ClearBridge MLP & Midstream Total Return Fund Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2024-06-25 18:18:0298,699
0
98,699Form 13G
2FRANKLIN RESOURCES INC
Affiliate of Investment Adv.
2022-09-16 13:02:2573,014
0
73,014Form 4
3Eades Chris
Portfolio Manager
2020-11-20 13:02:2711,164
260.87
11,424Form 4
4COHEN HARRY D
Man Dir & Co CIO Subadviser
2019-12-31 11:18:5510,000
0
10,000Form 4
5Clarfeld Michael
Portfolio Manager
2020-03-13 15:29:346,000
0
6,000Form 4
6Agdern Robert D
Director
2019-12-23 12:08:545,734
0
5,734Form 4
7Vanderlee Peter
Portfolio Manager of the Fund
2017-12-08 11:58:171,400
0
1,400Form 4
8GERKEN R JAY
CEO, Pres. & Chairman
2012-07-18 15:04:281000
0
1000Form 4
9COLMAN CAROL L
Director
2022-01-07 11:26:03600
0
600Form 4
10KAMERICK EILEEN A
Director
2015-03-31 13:56:17510
0
510Form 4
11Freeman Richard A
Portfolio Manager of the Fund
2019-01-02 12:05:33410.81
0
410.81Form 4
12Voya Financial Inc.
Lion Connecticut Holdings Inc.
10% Owner
2016-02-16 16:50:590
250
250Form 3
13VOYA RETIREMENT INSURANCE & ANNUITY Co
See explanation below.
2015-04-01 17:20:32118
0
118Form 3
14UNITED OF OMAHA LIFE INSURANCE CO
10% Owner
2015-07-31 11:43:59100
0
100Form 13G
15VOYA INSURANCE & ANNUITY Co
See explanation below.
2015-04-01 17:12:0194
0
94Form 3
16MASSACHUSETTS MUTUAL LIFE INSURANCE CO
10% Owner
2022-11-17 18:00:4986
0
86Form 4
17SECURITY LIFE OF DENVER INSURANCE CO
See explanation below.
2015-04-01 17:56:5723
0
23Form 3
18RELIASTAR LIFE INSURANCE CO
See explanation below.
2015-04-01 17:36:3415
0
15Form 3
19Berarducci Christopher
Treas/Principal Finan Officer
2019-10-01 10:28:080
0
0Form 3
20Jensen Fred Steven
Chief Compliance Officer
2020-04-24 14:09:340
0
0Form 3
21Berg Jennifer s
Treasurer
2018-01-10 11:02:500
0
0Form 3
22CRONIN DANIEL P
Director
2019-08-27 13:43:150
0
0Form 4
23Kumar Nisha
Director
2019-01-09 12:10:230
0
0Form 3
24Boydston Laura
Director of Sub-Adviser
2020-01-10 11:34:100
0
0Form 3
25Johnson Terence
Director of Subadviser
2016-03-29 13:56:580
0
0Form 3
26Shaneyfelt Gwen L
Director of Sub-Adviser
2020-08-07 12:17:030
0
0Form 3
27JOHNSON JENNIFER M
Director of Sub-Adviser
2020-08-07 15:15:230
0
0Form 3
28Plafker Jed A.
Director of Sub-Adviser
2020-08-07 21:24:380
0
0Form 3
29Nicholls Matthew
Director of Sub-Adviser
2020-08-10 09:00:460
0
0Form 3
30Hoyt George P.
Secretary and Ch Lgl Officer
2020-08-19 17:59:450
0
0Form 3
31Eakes Brian
Manager/Investment Manager
2020-10-07 14:39:190
0
0Form 3
32Fergerson Laura F
Manager/Investment Manager
2020-10-09 11:04:280
0
0Form 3
33Dolgov Jasna
General Counsel/Subadviser
2023-01-13 11:53:330
0
0Form 3
34De Oliveira Marc
Secretary/Chief Legal Officer
2023-09-13 17:00:360
0
0Form 3
35McElroy Patrick
Portfolio Manager
2024-01-02 15:44:070
0
0Form 3
36Hinkle Matthew T.
Manager/Inv Manager
2024-01-03 20:39:130
0
0Form 3
37Tarallo Nicole
Director to Subadviser
2024-04-10 15:23:270
0
0Form 3
38PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
10% Owner
2024-10-07 14:56:030
0
0Form 13G
39Legg Mason Partners Fund Advisor LLC
Manager of the Fund
2012-06-25 20:37:220
0
0Form 3
40Dewhurst Ronald R
Director of Subadviser
2012-06-25 19:57:460
0
0Form 3
41Nachtwey Peter
Director of Subadviser
2012-06-25 19:59:090
0
0Form 3
42Nattans Jeffrey Allen
Director of the Subadviser
2012-06-25 20:00:280
0
0Form 3
43SALACUSE JESWALD W
Director
2012-06-25 20:08:300
0
0Form 3
44ROETT RIORDAN
Director
2012-06-25 20:09:340
0
0Form 3
45HUTCHINSON WILLIAM R
Director
2012-06-25 20:10:450
0
0Form 3
46CUCCHI PAOLO M
Director
2012-06-25 20:12:440
0
0Form 3
47Laskaj Albert
Assistant Treasurer
2012-06-25 20:27:530
0
0Form 3
48FRANK STEVEN
Treasurer
2012-06-25 20:30:010
0
0Form 3
49MANDIA THOMAS C
Assistant Secretary
2012-06-25 20:31:120
0
0Form 3
50Becker Ted P
Chief Compliance Officer
2012-06-25 20:32:130
0
0Form 3
51FRENKEL ROBERT I
CLO and Secretary
2012-06-25 20:33:060
0
0Form 3
52Sennett Richard
Principal Financial Officer
2012-06-25 20:34:040
0
0Form 3
53Kelly Jeanne
Senior VP
2012-06-25 20:35:070
0
0Form 3
54Cashman Frances
Director of Subadviser
2017-06-02 12:50:400
0
0Form 3
55List Cynthia
CFO of Subadviser
2012-06-25 20:48:540
0
0Form 3
56Murphy Terrence
Dir, Pres of Subadviser
2012-06-25 19:55:050
0
0Form 3
57LEGG MASON INC.
Parent of Mgr and Subadviser
2012-06-26 11:57:520
0
0Form 3
58GELB LESLIE H
Director
2012-06-27 18:13:070
0
0Form 3
59Fuller Kenneth
CEO, Pres. & Chairman
2013-06-05 15:22:500
0
0Form 3
60Glasser Scott
Co-Chief Inv. Officer Sub Adv.
2014-09-23 16:31:270
0
0Form 3
61Olmert Amy
Manager of Investment Manager
2014-09-23 17:35:260
0
0Form 3
62Clearbridge Investments LLC
Subadviser of Fund
2014-10-09 16:44:180
0
0Form 3
63Trust Jane
SVP of the Manager
2015-04-24 19:06:420
0
0Form 3
64MANNING BARBARA BROOKE
MgrDir.,Gen.Coun.&CCO of SubAd
2012-06-25 19:56:270
0
0Form 3
65Kenney John
Director of Subadviser
2016-03-29 14:00:430
0
0Form 3
66Eede Justin
Director of Subadviser
2016-03-29 14:02:570
0
0Form 3
67Kuehl Todd F
Chief Compliance Officer
2017-05-16 10:02:270
0
0Form 3