List of insiders holdings for CARLYLE CR INCOME FD PFD:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Carlyle Global Credit Investment Management L.L.C. Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC 10% Owner | 2023-09-14 16:05:29 | 4,785,628 0 | 4,785,628 | Form 13D |
| 2 | CG Subsidiary Holdings L.L.C. Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. 10% Owner | 2023-09-14 16:05:29 | 4,785,628 0 | 4,785,628 | Form 13D |
| 3 | MCCABE JOAN Y Director | 2025-06-30 16:03:14 | 46,180 0 | 46,180 | Form 4 |
| 4 | Mehta Nishil President and PEO | 2025-06-25 16:17:36 | 32,754 0 | 32,754 | Form 4 |
| 5 | Basmadjian Lauren Michelle Director | 2025-07-01 17:06:23 | 21,448 0 | 21,448 | Form 4 |
| 6 | Relative Value Partners Group LLC QUALIFIED INSTITUTION MANAGER | 2024-04-24 09:24:26 | 15,523 0 | 15,523 | Form 13G |
| 7 | Handa Sanjeev Director | 2025-02-14 16:23:28 | 13,031 0 | 13,031 | Form 5 |
| 8 | O'Donnell Jeffery Francis Sr. Director | 2014-10-24 16:31:11 | 9,232 0 | 9,232 | Form 3 |
| 9 | Cohen Michael D President | 2019-06-26 17:17:47 | 0 7,119 | 7,119 | Form 4 |
| 10 | Altuzzara Gustavo A Treasurer | 2014-08-15 14:36:10 | 0 5,580 | 5,580 | Form 3 |
| 11 | Chase Christopher Richard Director | 2014-08-08 17:24:52 | 5,322 0 | 5,322 | Form 5 |
| 12 | Joseph Nelson PFO, PAO & Treasurer | 2025-12-23 16:00:15 | 3,700 0 | 3,700 | Form 4 |
| 13 | Lefkowitz Joshua CCO, CLO & Secretary | 2025-02-14 16:22:21 | 1,129 0 | 1,129 | Form 5 |
| 14 | MATTOX M JASON Secretary | 2022-04-22 16:47:48 | 1,110 0 | 1,110 | Form 3/A |
| 15 | Oakline Advisor LLC Investment Adviser | 2019-06-10 16:49:38 | 5.343 0 | 5.343 | Form 4 |
| 16 | Marcus Brian Director | 2023-07-20 16:02:34 | 0 0 | 0 | Form 3 |
| 17 | Carlyle Global Credit Investment Management L.L.C. Investment Advisor | 2023-07-20 16:01:14 | 0 0 | 0 | Form 3 |
| 18 | Garbin Mark Director | 2023-07-20 16:42:38 | 0 0 | 0 | Form 3 |
| 19 | Macdowell Jack Lee Jr Independent Trustee | 2020-09-03 15:47:21 | 0 0 | 0 | Form 3 |
| 20 | Poninski Destiny Marie Treasurer | 2021-01-14 17:16:59 | 0 0 | 0 | Form 3 |
| 21 | Bathon Thomas Neil Director | 2014-08-08 16:19:10 | 0 0 | 0 | Form 3 |
| 22 | Ross Lisa Treasurer | 2018-10-16 14:53:43 | 0 0 | 0 | Form 3 |
| 23 | CHAPMAN ROBERT J Director | 2015-09-03 17:50:14 | 0 0 | 0 | Form 3 |
| 24 | Hall S. Jason Treasurer | 2015-08-03 15:15:14 | 0 0 | 0 | Form 3 |
| 25 | Eigenbrodt Stanton Paul Secretary | 2015-08-03 16:14:59 | 0 0 | 0 | Form 3 |
| 26 | Boulware Robert J Trustee | 2014-11-21 16:35:52 | 0 0 | 0 | Form 4 |
| 27 | Ash James Phillip Secretary | 2014-08-11 13:33:03 | 0 0 | 0 | Form 3 |
| 28 | Schlafly Mark Joseph Director | 2014-08-08 17:34:21 | 0 0 | 0 | Form 3 |
| 29 | Closser Allen Bayard President | 2014-08-08 17:14:36 | 0 0 | 0 | Form 5 |
| 30 | Molineaux Emile R. CCO | 2014-08-08 16:24:37 | 0 0 | 0 | Form 3 |