Insider Trading & Ownership - Carlyle Investment Management LLC

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Carlyle Investment Management LLC
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-02-08
Purchase
2024-02-12
6:23 pm
Jasper Therapeutics Inc.JSPRCarlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
Abingworth LLP
Abingworth Bioventures VII LP
Former 10% Owner
190,000$12.95$2,460,5001,066,189
(Indirect)
View
2023-01-27
Purchase
2023-01-31
5:24 pm
Jasper Therapeutics Inc.JSPRCarlyle Group Inc.
Abingworth LLP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
3,133,333$1.5$4,700,0008,761,891
(Indirect)
View
2022-08-17
Sale
2022-08-19
4:39 pm
Vera Therapeutics Inc.VERACarlyle Group Inc.
Abingworth LLP
Abingworth Bioventures 8 LP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
9,925$20.25$201,0262,960,231
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2023-09-28
Conversion
2023-10-02
7:54 pm
N/A
N/A
SOLENO THERAPEUTICS INCSLNOCarlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
Abingworth LLP
Abingworth Bioventures VII LP
10% Owner
1,092,056$1.752,293,562
(Indirect)
View
2023-09-28
Conversion
2023-10-02
7:54 pm
N/A
N/A
SOLENO THERAPEUTICS INCSLNOCarlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
Abingworth LLP
Abingworth Bioventures VII LP
10% Owner
1,092,056$02,293,562
(Indirect)
View

Ownership
2023-01-23
4:40 pm
N/A
N/A
Vertical Capital Income FundVCIFCarlyle Global Credit Investment Management L.L.C.
Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
10% Owner
0$00
(Indirect)
View
2022-08-17
Exercise
2022-08-19
4:39 pm
N/A
N/A
Vera Therapeutics Inc.VERACarlyle Group Inc.
Abingworth LLP
Abingworth Bioventures 8 LP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
9,925$112,960,231
(Indirect)
View
2022-08-17
Exercise
2022-08-19
4:39 pm
N/A
2031-05-12
Vera Therapeutics Inc.VERACarlyle Group Inc.
Abingworth LLP
Abingworth Bioventures 8 LP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
9,925$02,960,231
(Indirect)
View

Ownership
2022-08-11
5:05 pm
N/A
N/A
eFFECTOR Therapeutics Inc.EFTRCarlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0$05,435,229
(Indirect)
View

Ownership
2022-08-11
4:57 pm
N/A
N/A
Jasper Therapeutics Inc.JSPRCarlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0$05,706,603
(Indirect)
View

Ownership
2022-08-11
4:55 pm
N/A
N/A
SOLENO THERAPEUTICS INCSLNOCarlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0$026,089,814
(Indirect)
View

Ownership
2022-08-11
4:52 pm
N/A
N/A
Vera Therapeutics Inc.VERACarlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0$02,970,156
(Indirect)
View