Insider Holders & Insider Ownership - ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)

List of insiders holdings for ClearBridge Energy Midstream Opportunity Fund Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
10% Owner
2024-10-07 18:28:541,200,002
0
1,200,002Form 13G
2PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
10% Owner
2024-10-07 18:28:541,200,002
0
1,200,002Form 13G
3Corebridge Financial Inc.
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
2025-04-07 07:01:59420,002
0
420,002Form 13G
4Corebridge Financial Inc.
AMERICAN GENERAL LIFE INSURANCE CO
VARIABLE ANNUITY LIFE INSURANCE CO
See Remarks
2025-04-07 07:01:59420,002
0
420,002Form 13G
5GUARDIAN LIFE INSURANCE CO OF AMERICA
10% Owner
2024-11-14 18:49:11371,430
0
371,430Form 13G
6Saba Capital Management L.P.
Weinstein Boaz
10% Owner
2024-11-07 08:37:40256,005
0
256,005Form 13G
7AMERICAN INTERNATIONAL GROUP INC.
See Remarks
2025-04-07 07:03:1540,000
0
40,000Form 13G
8Eades Chris
Portfolio Manager
2024-11-01 10:28:5914,384
0
14,384Form 4
9Clarfeld Michael
Portfolio Manager
2020-03-13 16:02:276,691
0
6,691Form 4
10Vanderlee Peter
Portfolio Manager of the Fund
2017-12-08 11:49:262,400
0
2,400Form 4
11Freeman Richard A
Portfolio Manager of the Fund
2018-12-28 12:12:112,022
0
2,022Form 4
12Renahan William J
Assistant Secretary
2011-08-09 15:47:322,000
0
2,000Form 4
13COLMAN CAROL L
Director
2021-06-09 12:39:38400
0
400Form 4
14GRILLO ANTHONY
Director
2025-05-28 17:05:28250
0
250Form 4
15Voya Financial Inc.
Lion Connecticut Holdings Inc.
10% Owner
2016-02-16 16:42:400
250
250Form 3
16MASSACHUSETTS MUTUAL LIFE INSURANCE CO
10% Owner
2022-11-17 18:00:41132
8
140Form 4
17VOYA RETIREMENT INSURANCE & ANNUITY Co
See explanation below.
2015-04-01 16:48:17118
0
118Form 3
18Mutual of Omaha Insurance Co
10% Owner
2015-07-31 11:37:30100
0
100Form 13G
19VOYA INSURANCE & ANNUITY Co
See explanation below.
2015-04-01 16:39:0694
0
94Form 3
20SECURITY LIFE OF DENVER INSURANCE CO
See explanation below.
2015-04-01 17:03:1623
0
23Form 3
21RELIASTAR LIFE INSURANCE CO
See explanation below.
2015-04-01 16:54:3515
0
15Form 3
22Jensen Fred Steven
Chief Compliance Officer
2020-04-24 13:53:470
0
0Form 3
23Eede Justin
Director of Subadviser
2016-03-29 14:04:470
0
0Form 3
24Oh Seok Selene
Director of Sub-Adviser
2025-05-27 11:30:030
0
0Form 3
25Glasser Scott
Co-CIO of Subadviser
2019-01-02 14:30:200
0
0Form 4
26Kumar Nisha
Director
2019-01-09 12:03:160
0
0Form 3
27CRONIN DANIEL P
Director
2019-08-27 14:42:320
0
0Form 4
28Berarducci Christopher
Treas/Principal Finan Officer
2019-09-30 15:57:260
0
0Form 3
29FRANKLIN RESOURCES INC
Affiliate of Investment Adv
2025-03-06 13:54:370
0
0Form 4
30COHEN HARRY D
Man Dir. ,Co-CIO,Sudadviser
2019-12-31 12:31:300
0
0Form 4
31Boydston Laura
Director of Sub-Adviser
2020-01-10 11:31:010
0
0Form 3
32Mason Peter Daniel Charles
Director
2024-11-22 11:30:480
0
0Form 3
33De Oliveira Marc
Secretary/Chief Legal Officer
2023-09-13 16:57:230
0
0Form 3
34Shaneyfelt Gwen L
Director of Sub-Adviser
2020-08-07 12:11:410
0
0Form 3
35JOHNSON JENNIFER M
Director of Sub-Adviser
2020-08-07 14:21:100
0
0Form 3
36Nicholls Matthew
Director of Sub-Adviser
2020-08-10 08:38:310
0
0Form 3
37Plafker Jed A.
Director of Sub-Adviser
2020-08-10 10:24:010
0
0Form 3
38Hoyt George P.
Secretary and Ch Lgl Officer
2020-08-19 15:30:080
0
0Form 3
39Sale Hillary A
Director
2024-11-21 13:05:220
0
0Form 3
40Eakes Brian
Manager/Investment Manager
2020-10-07 14:30:390
0
0Form 3
41Fergerson Laura F
Manager/Investment Manager
2020-10-09 11:17:520
0
0Form 3
42Murphy Terrence
CEO of Subadviser
2020-11-17 16:56:090
0
0Form 4
43Tarallo Nicole
Director to Subadviser
2024-04-10 14:44:350
0
0Form 3
44Hinkle Matthew T.
Manager/Inv Manager
2024-01-03 20:37:380
0
0Form 3
45Dolgov Jasna
General Counsel/Subadviser
2023-01-13 11:49:080
0
0Form 3
46McElroy Patrick
Portfolio Manager
2024-01-02 15:01:570
0
0Form 3
47SULLIVAN JOSEPH A
Director of Subadviser
2011-06-09 16:50:040
0
0Form 3
48HUTCHINSON WILLIAM R
Director
2011-06-09 17:06:430
0
0Form 3
49SALACUSE JESWALD W
Director
2011-06-09 17:05:270
0
0Form 3
50GERKEN R JAY
CEO, Pres. & Chairman
2011-06-09 17:04:280
0
0Form 3
51SHEPLER ROBERT P
Senior VP of the Manager
2011-06-09 17:03:230
0
0Form 3
52Legg Mason Partners Fund Advisor LLC
Manager of the Fund
2011-06-09 17:00:380
0
0Form 3
53Del Guercio Rocco
CFO & Treasurer of the Manager
2011-06-09 16:57:550
0
0Form 3
54FRENKEL ROBERT I
CLO and Secretary
2011-06-09 16:56:360
0
0Form 3
55FRANK STEVEN
Treasurer
2011-06-09 16:55:260
0
0Form 3
56OZSOLAK KAPREL
CFO
2011-06-09 16:53:580
0
0Form 3
57ROETT RIORDAN
Director
2011-06-09 17:07:430
0
0Form 3
58LEGG MASON INC.
Parent of Mgr and Subadviser
2011-06-09 16:48:520
0
0Form 3
59MANNING BARBARA BROOKE
MgrDir.,Gen.Coun.&CCO of SubAd
2011-06-09 16:47:390
0
0Form 3
60SUNDMAN PETER E
Dir. & CEO of Subadviser
2011-06-09 16:46:230
0
0Form 3
61Dewhurst Ronald R
Director of Subadviser
2011-06-09 16:45:130
0
0Form 3
62Nachtwey Peter
Director of Subadviser
2011-06-09 16:44:040
0
0Form 3
63GELB LESLIE H
Director
2011-06-09 16:42:460
0
0Form 3
64CUCCHI PAOLO M
Director
2011-06-09 16:41:360
0
0Form 3
65Becker Ted P
Chief Compliance Officer
2011-06-09 16:36:080
0
0Form 3
66Nattans Jeffrey Allen
Director of Subadviser
2014-09-23 16:36:120
0
0Form 3
67Cashman Frances
Director of Subadviser
2017-06-02 12:43:520
0
0Form 3
68Kuehl Todd F
Chief Compliance Officer
2017-05-16 09:55:160
0
0Form 3
69Kelly Jeanne
Senior VP
2011-06-09 16:31:110
0
0Form 3
70Kenney John
Director of Subadviser
2016-03-29 13:57:540
0
0Form 3
71Johnson Terence
Director of Subadviser
2016-03-29 13:53:180
0
0Form 3
72Trust Jane
SVP of the Manager
2015-04-24 18:49:370
0
0Form 3
73Agdern Robert D
Director
2015-01-09 18:14:350
0
0Form 3
74Clearbridge Investments LLC
Subadviser of Fund
2014-10-09 16:40:170
0
0Form 3
75Olmert Amy
Manager of Investment Manager
2014-09-23 17:37:410
0
0Form 3
76Berg Jennifer s
Treasurer
2018-01-10 10:56:130
0
0Form 3
77List Cynthia
CFO of Subadviser
2014-09-23 16:24:510
0
0Form 3
78Fuller Kenneth
CEO, Pres. & Chairman
2013-06-05 15:21:350
0
0Form 3
79KAMERICK EILEEN A
Director
2013-02-07 16:08:240
0
0Form 3
80Sennett Richard
Principal Financial Officer
2011-12-02 13:45:260
0
0Form 3
81ODENATH DAVID R
see remarks below
2011-06-29 10:01:370
0
0Form 3/A
82Larrabee Leonard
Secretary of the Subadviser
2011-06-09 18:40:460
0
0Form 3
83MANDIA THOMAS C
Assistant Secretary
2011-06-09 17:09:550
0
0Form 3
84Laskaj Albert
Assistant Treasurer
2011-06-09 17:08:520
0
0Form 3