| 1 | MASSACHUSETTS MUTUAL LIFE INSURANCE CO
10% Owner | 2010-11-01 15:36:04 | 33,333,000
0 | 33,333,000 | Form 3/A |
| 2 | METROPOLITAN LIFE INSURANCE CO
10% Owner | 2011-09-19 11:54:14 | 32,500,000
0 | 32,500,000 | Form 3 |
| 3 | SUN LIFE FINANCIAL INC
Sun Life Assurance CO of Canada
10% Owner | 2013-11-27 13:38:44 | 0
11,000,000 | 11,000,000 | Form 4/A |
| 4 | PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
Prudential Retirement Insurance & Annuity Co
10% Owner | 2020-04-14 18:28:29 | 0
3,229,849 | 3,229,849 | Form 4 |
| 5 | UNITED OF OMAHA LIFE INSURANCE CO
10% Owner | 2016-01-08 09:33:00 | 400,000
0 | 400,000 | Form 13G |
| 6 | PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO. LTD.
10% Owner | 2021-12-21 17:58:49 | 0
300,000 | 300,000 | Form 4 |
| 7 | MetLife Investment Management LLC
10% Owner | 2024-12-23 16:32:09 | 0
96,212 | 96,212 | Form 4 |
| 8 | MATLACK TERRY
Member of Investment Committee
Director | 2017-12-13 17:30:35 | 0
18,574 | 18,574 | Form 4 |
| 9 | HEATH CHARLES E
Director Emeritus | 2018-07-03 09:48:41 | 0
6,000 | 6,000 | Form 4 |
| 10 | GRAHAM JOHN R
Director | 2010-08-06 10:46:28 | 3,000
2,000 | 5,000 | Form 4 |
| 11 | TORTOISE CAPITAL ADVISORS LLC
Investment Advisor | 2010-08-02 10:50:46 | 4,188
0 | 4,188 | Form 3 |
| 12 | Lovell Minnick Partners LLC
Control Person of Adviser
10% Owner | 2019-01-17 17:55:06 | 0
4,188 | 4,188 | Form 3 |
| 13 | HAMEL ZACHARY A
President | 2010-12-03 15:38:55 | 4,000
0 | 4,000 | Form 4 |
| 14 | SCHULTE DAVID J
Senior Vice President | 2013-01-11 10:46:08 | 3,000
0 | 3,000 | Form 5 |
| 15 | BIRZER H KEVIN
Member of Investment Committee
Director | 2022-02-02 18:17:18 | 2,260
0 | 2,260 | Form 4 |
| 16 | CICCOTELLO CONRAD S
Director | 2024-01-10 15:42:30 | 2,193
0 | 2,193 | Form 4 |
| 17 | MICK JAMES RYAN
Member of Investment Committee | 2018-12-26 15:41:14 | 1,822
0 | 1,822 | Form 4 |
| 18 | THUMMEL ROBERT JOSEPH JR.
Member of Investment Committee | 2018-07-13 16:55:55 | 1,667
0 | 1,667 | Form 4 |
| 19 | MALVEY KENNETH P
Member of Investment Committee | 2018-01-08 16:10:23 | 1,225
308.39 | 1,533 | Form 5 |
| 20 | SALLEE MATTHEW
President | 2022-01-24 16:33:10 | 95
1,017 | 1,112 | Form 4 |
| 21 | BERNEY RAND C
Director | 2022-01-24 14:40:11 | 735
0 | 735 | Form 4 |
| 22 | ADAMS P. BRADLEY
Chief Executive Officer | 2022-01-25 10:37:07 | 683.83
0 | 683.83 | Form 4 |
| 23 | KESSENS BRIAN ALAN
Member of Investment Committee | 2022-01-24 10:32:59 | 648
0 | 648 | Form 4 |
| 24 | Paquette Jennifer
Director | 2022-06-17 12:11:29 | 251
0 | 251 | Form 4 |
| 25 | HERGER ALEXANDRA
Director | 2022-01-24 14:18:03 | 250
0 | 250 | Form 4 |
| 26 | GOPAL SHOBANA
Vice President | 2022-06-06 12:30:15 | 135
0 | 135 | Form 4 |
| 27 | PERRY MICHAEL CHARLES
Vice President | 2022-08-15 11:53:10 | 0
0 | 0 | Form 3 |
| 28 | Saba Capital Management L.P.
Weinstein Boaz
10% Owner | 2025-01-03 18:24:31 | 0
0 | 0 | Form 13D |
| 29 | Wickliffe Sean Paul
Vice President & Asst Treas. | 2021-07-23 15:58:33 | 0
0 | 0 | Form 3 |
| 30 | HOLMES NICHOLAS SCOTT
Vice President | 2020-09-18 09:17:06 | 0
0 | 0 | Form 4 |
| 31 | Channell Ryan
Vice President | 2020-06-25 16:46:39 | 0
0 | 0 | Form 3 |
| 32 | Gengler Courtney
Vice President | 2020-06-25 16:33:01 | 0
0 | 0 | Form 3 |
| 33 | BEHRENS BRENT WAYNE
Principal Financial Officer | 2015-07-07 10:42:19 | 0
0 | 0 | Form 3 |
| 34 | BONO DIANE MARIE
CCO and Secretary | 2015-07-07 17:04:35 | 0
0 | 0 | Form 3 |
| 35 | MARINER HOLDINGS LLC
Mariner Wealth Advisors LLC
MONTAGE INVESTMENTS LLC
Affiliate of the Advisor | 2015-02-06 12:09:17 | 0
0 | 0 | Form 3 |
| 36 | SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK
Sun Life Assurance Co of Canada (U.S.)
Former 10% owner | 2013-11-18 15:14:32 | 0
0 | 0 | Form 4 |
| 37 | MARINER HOLDINGS LLC
440 PARTNERS LP
MARINER PRIVATE EQUITY LLC
Mariner Capital Ventures LLC
TORTOISE HOLDINGS LLC
MARINER INSURANCE RESOURCES LLC
Mariner Capital Partners LLC
LABEL REAL ESTATE LLC
NPC CAPITAL PARTNERS II LLC
Affiliate of Inv Advisor | 2010-08-09 10:29:11 | 0
0 | 0 | Form 3 |
| 38 | GUILFORD CAPITAL MANAGEMENT LLC
ASCENT INVESTMENT PARTNERS LLC
NATIONS GROUP ADVISORS LLC
MONTAGE ASSET MANAGEMENT LLC
PALMER SQUARE CAPITAL MANAGEMENT LLC
PALMER SQUARE CAPITAL ADVISORS LLC
Affiliate of Inv Advisor | 2010-08-06 18:28:19 | 0
0 | 0 | Form 3 |
| 39 | MARINER HOLDINGS LLC
LABEL ARTS LLC
WE R LLC
BAW INVESTMENTS LLC
BICKNELL PROPERTIES LLC
GREAT PLAINS SANTA RITA LLC
KCRS PARTNERS LLC
Bicknell Family Management Company LLC
Bicknell Family Holding Co LLC
POWER GROUP COMPANY LLC
Affiliate of Inv Advisor | 2010-08-06 17:45:46 | 0
0 | 0 | Form 3 |
| 40 | MARINER HOLDINGS LLC
POWER GROUP RISK SERVICES LLC
ADAMS-GABBERT & ASSOCIATES LLC
BF 161 ELECTRIC LLC
BF WYANDOTTE DEVELOPMENT LLC
RANCHO SIENNA KC LP
TRINITY BAKERSFIELD DEVELOPMENT LLC
Bicknell Family Finance Co
SANTA RITA KC LLC
Bicknell Family Management CO Trust
Affiliate of Inv Advisor | 2010-08-06 17:40:16 | 0
0 | 0 | Form 3 |
| 41 | MARINER HOLDINGS LLC
MARINER CONSULTING LLC
Mariner Wealth Advisors LLC
NUANCE INVESTMENTS LLC
Mariner Quantitative Solutions LLC
MQS LONG/SHORT EQUITY FUND L.P.
MARINER REAL ESTATE MANAGEMENT LLC
MARINER REAL ESTATE PARTNERS LLC
MARINER ANDERSON ONE LLC
440 INVESTMENT GROUP LLC
Affiliate of Inv Advisor | 2010-08-06 17:34:26 | 0
0 | 0 | Form 3 |
| 42 | Cohen Realty Services Inc.
Cohen Financial Equities LLC
Cohen Financial L.P.
CFC Transactions L.L.C.
MREM Cohen GP LLC
MREM Cohen LP LLC
Affiliate to Inv Advisor | 2010-08-04 11:03:37 | 0
0 | 0 | Form 3 |