Sec Form 4 Filing - SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK @ TORTOISE MLP FUND, INC. - 2013-07-31

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK
2. Issuer Name and Ticker or Trading Symbol
TORTOISE MLP FUND, INC. [ NTG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Former 10% owner
(Last) (First) (Middle)
ONE GRAND CENTRAL PLACE, 60 EAST 42ND STREET, SUITE 3100
3. Date of Earliest Transaction (MM/DD/YY)
07/31/2013
(Street)
NEW YORK, NY10165
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
$12,000,000 4.29% Senior Notes Series D Due Dec. 15, 2020 07/31/2013 S 1,000,000 D $ 1,079,960 0 D
$12,000,000 4.29% Senior Notes Series D Due Dec. 15, 2020 07/31/2013 S 1,000,000 D $ 0 0 I See footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK
ONE GRAND CENTRAL PLACE
60 EAST 42ND STREET, SUITE 3100
NEW YORK, NY10165
Former 10% owner
Sun Life Assurance Co of Canada (U.S.)
ONE SUN LIFE EXECUTIVE PARK, SC 2335
WELLESLEY HILLS, MA02481
Former indirect 10% owner
Signatures
/s/ Maura A. Murphy, Authorized Signer, Sun Life Assurance Company of Canada (U.S.) 11/18/2013
Signature of Reporting Person Date
/s/ Maura A. Murphy, Authorized Signer, Sun Life Insurance and Annuity Company of New York 11/18/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Sun Life Assurance Company of Canada (U.S.) owns 100% of the common stock of Sun Life Insurance and Annuity Company of New York.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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