List of insiders holdings for LMP CAPITAL & INCOME FUND INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Gendelman Robert Portfolio Manager of the Fund | 2009-05-05 17:17:07 | 30,000 0 | 30,000 | Form 4 |
| 2 | Vanderlee Peter Portfolio Manager | 2020-03-16 11:02:09 | 15,065 13,376 | 28,441 | Form 4 |
| 3 | CRONIN DANIEL P Director | 2024-06-24 17:19:33 | 17,057 0 | 17,057 | Form 4 |
| 4 | COHEN HARRY D Co-Chief CIO of Subadviser | 2016-04-29 14:04:20 | 10,000 0 | 10,000 | Form 4 |
| 5 | CITIGROUP FINANCIAL PRODUCTS INC Affiliate of Invest Advisor | 2004-02-24 12:08:03 | 5,247 0 | 5,247 | Form 3 |
| 6 | Posner Brian S Officer of the Adviser | 2006-10-11 12:06:13 | 5,000 0 | 5,000 | Form 4 |
| 7 | KAMERICK EILEEN A Director | 2022-12-21 11:49:55 | 3,253 0 | 3,253 | Form 4 |
| 8 | Mason Peter Daniel Charles Director | 2025-07-15 16:57:45 | 2,580 0 | 2,580 | Form 4 |
| 9 | MCALLISTER MARK Co-Portfolio Manager of Fund | 2019-01-03 11:46:38 | 2,000 0 | 2,000 | Form 4 |
| 10 | SALACUSE JESWALD W Director | 2010-05-25 20:58:16 | 1,300 0 | 1,300 | Form 4 |
| 11 | CRAIGE JAMES E Executive Vice President | 2005-03-15 16:21:44 | 1,115 0 | 1,115 | Form 4 |
| 12 | List Cynthia CFO of Subadviser | 2019-01-03 11:22:03 | 1000 0 | 1000 | Form 3/A |
| 13 | GRILLO ANTHONY Director | 2025-05-28 17:04:24 | 700 0 | 700 | Form 4 |
| 14 | HUTCHINSON WILLIAM R Director | 2018-04-18 15:30:29 | 0 0 | 0 | Form 4 |
| 15 | CITIGROUP INC Parent of Advisor | 2004-02-24 11:51:09 | 0 0 | 0 | Form 3 |
| 16 | Boydston Laura Director of Sub-Adviser | 2020-01-10 11:26:16 | 0 0 | 0 | Form 3 |
| 17 | Berarducci Christopher Treas/Principal Finan Officer | 2019-09-30 14:52:11 | 0 0 | 0 | Form 3 |
| 18 | Eades Tatiana Portfolio Manager | 2019-02-15 11:56:05 | 0 0 | 0 | Form 3 |
| 19 | CUCCHI PAOLO M Director | 2019-02-13 10:05:41 | 0 0 | 0 | Form 4 |
| 20 | Kumar Nisha Director | 2019-01-09 12:44:26 | 0 0 | 0 | Form 3 |
| 21 | Murphy Terrence CEO of Subadviser | 2019-01-02 15:22:37 | 0 0 | 0 | Form 4 |
| 22 | Shaneyfelt Gwen L Director of SubAdv/ClearBridge | 2020-08-07 12:00:54 | 0 0 | 0 | Form 3 |
| 23 | Berg Jennifer s Treasuer | 2018-01-10 10:15:32 | 0 0 | 0 | Form 3 |
| 24 | Cashman Frances Director of Subadviser | 2017-06-02 12:30:44 | 0 0 | 0 | Form 3 |
| 25 | Kuehl Todd F Chief Compliance Officer | 2017-05-16 10:13:13 | 0 0 | 0 | Form 3 |
| 26 | MANNING BARBARA BROOKE CCO/GC of Subadviser | 2016-12-02 09:36:14 | 0 0 | 0 | Form 4 |
| 27 | HIRSCHMANN JAMES W III President/CEO of Subadviser | 2016-10-31 16:08:16 | 0 0 | 0 | Form 3 |
| 28 | ALBERTS BRUCE D CFO of Subadviser | 2016-10-31 15:48:57 | 0 0 | 0 | Form 3 |
| 29 | LEECH S. KENNETH CIO of Subadviser | 2016-10-31 15:39:37 | 0 0 | 0 | Form 3 |
| 30 | Masom Jeffrey Director- Subadviser | 2025-08-28 11:25:58 | 0 0 | 0 | Form 3 |
| 31 | HOFFMANN COURTNEY A. Secretary/GC Subadviser | 2022-07-21 17:42:31 | 0 0 | 0 | Form 3 |
| 32 | Gahan Thomas Pres. and CEO of Subadviser | 2024-12-11 19:27:29 | 0 0 | 0 | Form 3 |
| 33 | Sale Hillary A Director | 2024-11-21 13:07:03 | 0 0 | 0 | Form 3 |
| 34 | Tarallo Nicole Director to Subadviser | 2024-04-10 15:23:39 | 0 0 | 0 | Form 3 |
| 35 | Buchanan Michael Carlton Co-CIO/Subadviser | 2024-02-09 18:03:57 | 0 0 | 0 | Form 3 |
| 36 | Hinkle Matthew T. Manager/Inv Manager | 2024-01-03 20:38:20 | 0 0 | 0 | Form 3 |
| 37 | De Oliveira Marc Secretary/Chief Legal Officer | 2023-09-13 16:35:33 | 0 0 | 0 | Form 3 |
| 38 | Dolgov Jasna General Counsel/Subadviser | 2023-01-13 11:40:28 | 0 0 | 0 | Form 3 |
| 39 | McElroy Patrick Portfolio Manager | 2022-08-02 10:40:53 | 0 0 | 0 | Form 3 |
| 40 | Jensen Fred Steven Chief Compliance Officer | 2020-04-24 11:59:53 | 0 0 | 0 | Form 3 |
| 41 | Bowden Andrew J. COO/Subadviser | 2021-08-10 17:17:26 | 0 0 | 0 | Form 3 |
| 42 | Fergerson Laura F Manager/Investment Manager | 2020-10-09 10:17:36 | 0 0 | 0 | Form 3 |
| 43 | Eakes Brian Manager/Investment Manager | 2020-10-07 12:30:52 | 0 0 | 0 | Form 3 |
| 44 | Hoyt George P. Secretary and Ch Lgl Officer | 2020-08-19 17:33:40 | 0 0 | 0 | Form 3 |
| 45 | Nicholls Matthew Director of Sub-Advisers | 2020-08-07 21:57:58 | 0 0 | 0 | Form 3 |
| 46 | Plafker Jed A. Director of Sub-Advisers | 2020-08-07 21:20:13 | 0 0 | 0 | Form 3 |
| 47 | JOHNSON JENNIFER M Director of Sub-Advisers | 2020-08-07 15:41:31 | 0 0 | 0 | Form 3 |
| 48 | Oh Seok Selene Director of Sub-Adviser | 2025-05-27 11:32:38 | 0 0 | 0 | Form 3 |
| 49 | FRENKEL ROBERT I Secretary | 2004-02-24 12:17:24 | 0 0 | 0 | Form 3 |
| 50 | Del Guercio Rocco CFO of Adviser | 2007-03-22 13:05:38 | 0 0 | 0 | Form 3 |
| 51 | SCHEVE TIMOTHY C Director of Sub-Advisor | 2006-08-10 10:14:33 | 0 0 | 0 | Form 3 |
| 52 | BAIN PETER L Director of Sub-Advisor | 2006-08-10 10:12:53 | 0 0 | 0 | Form 3 |
| 53 | FETTING MARK R Director of Sub-Advisor | 2006-08-10 10:10:50 | 0 0 | 0 | Form 3 |
| 54 | BAIN PETER L FETTING MARK R SCHEVE TIMOTHY C MANDIA THOMAS C GERKEN R JAY SHEPLER ROBERT P Kelly Jeanne Becker Ted P Manager | 2006-08-02 08:58:37 | 0 0 | 0 | Form 3 |
| 55 | Legg Mason Partners Fund Advisor LLC LEGG MASON INC Advisor to the Fund | 2006-08-01 11:08:36 | 0 0 | 0 | Form 3 |
| 56 | Sedoy Michael Executive Vice President | 2005-05-25 13:26:13 | 0 0 | 0 | Form 3 |
| 57 | Setnicka Wendy Controller | 2004-10-28 13:36:34 | 0 0 | 0 | Form 3 |
| 58 | Volpe Joseph Controller | 2004-06-10 12:30:56 | 0 0 | 0 | Form 3 |
| 59 | GUGGINO FRANCES Controller | 2004-02-24 12:20:31 | 0 0 | 0 | Form 3 |
| 60 | Ruys de Perez Charles Antony General Counsel of Sub-Adviser | 2007-05-23 11:18:40 | 0 0 | 0 | Form 3 |
| 61 | SHOUP ANDREW Sr.V.P.,Treas & Chief Adm Ofcr | 2004-02-24 12:14:28 | 0 0 | 0 | Form 3 |
| 62 | GELB LESLIE H Director | 2004-02-24 11:42:45 | 0 0 | 0 | Form 3 |
| 63 | ROETT RIORDAN Director | 2004-02-24 11:38:58 | 0 0 | 0 | Form 3 |
| 64 | CUNNINGHAM JACK B Executive Vice President | 2004-02-24 11:08:55 | 0 0 | 0 | Form 3 |
| 65 | MERBERG EVAN L Director of Advisor Director | 2004-02-24 13:01:45 | 0 0 | 0 | Form 3 |
| 66 | KLEINMAN MARK I Treasurer of the Advisor | 2004-02-24 12:52:20 | 0 0 | 0 | Form 3 |
| 67 | ARNOLD WILLIAM A CFO of Advisor | 2004-02-24 12:47:03 | 0 0 | 0 | Form 3 |
| 68 | WILBY PETER President Director and | 2004-02-24 12:31:45 | 0 0 | 0 | Form 3 |
| 69 | SALOMON BROTHERS ASSET MANAGEMENT INC Advisor to the Fund | 2004-02-24 12:14:38 | 0 0 | 0 | Form 3 |
| 70 | Nachtwey Peter See Remarks | 2014-09-23 17:03:44 | 0 0 | 0 | Form 3 |
| 71 | Murphy Jennifer Director of Subadviser | 2016-03-31 19:42:07 | 0 0 | 0 | Form 3 |
| 72 | Kenney John Director of Subadviser | 2016-03-31 19:18:04 | 0 0 | 0 | Form 3 |
| 73 | Eede Justin Director of Subadviser | 2016-03-29 14:00:42 | 0 0 | 0 | Form 3 |
| 74 | Johnson Terence Director of Subadviser | 2016-03-29 14:00:30 | 0 0 | 0 | Form 3 |
| 75 | Trust Jane SVP of the Manager | 2015-04-24 18:59:33 | 0 0 | 0 | Form 3 |
| 76 | Agdern Robert D Director | 2015-01-09 18:21:28 | 0 0 | 0 | Form 3 |
| 77 | Clearbridge Investments LLC Subadviser of Fund | 2014-10-09 16:40:08 | 0 0 | 0 | Form 3 |
| 78 | WESTERN ASSET MANAGEMENT CO Subadviser of the Fund | 2014-10-09 21:31:20 | 0 0 | 0 | Form 3 |
| 79 | BILSON F BARRY Director of Subadviser | 2014-09-23 18:12:31 | 0 0 | 0 | Form 3 |
| 80 | Olmert Amy Manager of Investment Manager | 2014-09-23 17:40:52 | 0 0 | 0 | Form 3 |
| 81 | Merchant Thomas C Director of Subadviser | 2016-03-31 19:59:03 | 0 0 | 0 | Form 3 |
| 82 | Nattans Jeffrey Allen Director of Subadviser | 2014-09-23 16:34:17 | 0 0 | 0 | Form 3 |
| 83 | Glasser Scott Co-Chief Inv. Officer Sub Adv. | 2014-09-23 16:28:00 | 0 0 | 0 | Form 3 |
| 84 | Fuller Kenneth CEO, Pres. & Chairman | 2013-06-05 15:30:45 | 0 0 | 0 | Form 3 |
| 85 | Sennett Richard Principal Financial Officer | 2011-12-02 13:44:04 | 0 0 | 0 | Form 3 |
| 86 | Clarfeld Michael Former Portfolio Manager | 2011-08-15 16:41:50 | 0 0 | 0 | Form 4 |
| 87 | COLMAN CAROL L Director | 2010-06-28 21:57:35 | 0 0 | 0 | Form 4 |
| 88 | DALEY CHARLES J JR Dir of Sub-Adviser(ClrbrdgAdv) | 2007-09-21 10:48:25 | 0 0 | 0 | Form 3 |
| 89 | Renahan William J Assistant Secretary of Fund | 2007-09-20 11:53:38 | 0 0 | 0 | Form 3 |
| 90 | OZSOLAK KAPREL Treasurer of the Fund | 2007-06-04 15:07:44 | 0 0 | 0 | Form 3 |