PATRIOT NATIONAL BANCORP INC (PNBK) - Insider Holders & Insider Ownership

List of insiders holdings for PATRIOT NATIONAL BANCORP INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
1Sugarman Steven
President and CEO		2026-10-02 11:27:153,035,415
9,019,978		12,055,393Form 4
2PNBK Sponsor LLC
10% Owner		2018-05-29 15:23:05815
2,845,000		2,845,815Form 4
3DECARO ANGELO
Chairman and CEO		2009-11-02 16:42:191,173,200
20,000		1,193,200Form 4
4Carrazza Michael A.
Chairman of the Board		2025-05-15 15:50:2855,033
878,211		933,244Form 4
5Maher Christopher
See Remarks		2013-03-20 17:35:04771,000
0		771,000Form 4
6Simmons William Paul
EVP & Chief Credit Officer		2026-05-27 18:26:53741,650
0		741,650Form 4
7Salas Carlos P
EVP & Chief Financial Officer		2026-05-27 18:26:23741,650
0		741,650Form 4
8Lewis Barry
Advisor		2010-10-29 17:19:19473,100
0		473,100Form 13D
9SMC Holdings I LP
SMC Holdings I G.P. LLC
Steffens John
Ho Gregory P.
(1) and (2)
10% Owner		2021-04-27 16:56:05427,691
0		427,691Form 3
10Seabold Jeffrey T
Director		2026-07-02 18:11:46400,250
0		400,250Form 4
11Miranda Angie
EVP & Chief Risk Officer		2026-05-04 15:52:04393,282
0		393,282Form 4
12Opatrny Donald
Advisor		2006-10-06 13:52:52376,850
0		376,850Form 13D
13Weinbaum Michael J
Director		2024-05-07 21:19:2325,320
342,172		367,492Form 4
14Harvey Sandler Revocable Trust
SANDLER HARVEY
10% Owner		2021-04-12 18:06:20317,248
0		317,248Form 13G
15De Tomasi Mario
Director		2026-09-10 16:43:29272,941
0		272,941Form 4
16STEEL ROBERT K
Advisor		2005-11-10 14:45:46187,346
0		187,346Form 3
17Constantino Edward N.
Director		2026-07-31 13:00:41132,941
0		132,941Form 4
18Magzanyan Anahit
Director		2026-07-31 13:00:23132,941
0		132,941Form 4
19NEILSON KENNETH T
Pres./CEO until 8/19/2016		2016-11-10 16:07:02115,255
10,770		126,025Form 4
20Neilson Susan
Executive Vice President & COO		2016-01-21 13:58:425,000
115,255		120,255Form 4
21ZAVATTARO MARCUS N
Executive Vice Pres		2008-11-25 16:18:4897,222
0		97,222Form 4
22Roth Jonathan Paul
Director		2026-07-31 13:01:0891,524
0		91,524Form 4
23Lowery David Christopher
Chief Executive Officer		2024-05-08 21:26:1580,790
0		80,790Form 4
24Maier Christina L
EVP and CFO		2014-02-24 17:20:2257,692
20,500		78,192Form 4
25Van den Bol Emile
Director		2024-05-07 21:11:2568,933
0		68,933Form 4
26PNBK Holdings LLC
10% Owner		2021-04-02 17:19:4367,254
0		67,254Form 13D
27O CONNELL ROBERT F
SEVP, CFO		2008-11-25 16:17:0361,796
0		61,796Form 4
28KANTZAS JOHN
Exec. Vice President		2011-01-03 10:37:0259,453
0		59,453Form 4
29Finn David
EVP & Senior Finance Officer		2024-09-11 17:17:1353,125
0		53,125Form 4
30Harvey & Phyllis Sandler Foundation Inc.
10% Owner		2007-05-02 17:37:5836,554
0		36,554Form 3
31SETTELMEYER PAUL C
Director		2005-10-21 15:00:3833,724
0		33,724Form 4
32WOLFORD PHILIP W
COO & Secretary		2007-12-18 16:08:2227,487
588		28,075Form 4
33BROWN TODD P
Executive Vice Pres		2004-08-13 16:27:4625,174
0		25,174Form 4
34GRAY WILLIAM C
EVP and CFO		2013-05-06 10:58:5320,000
0		20,000Form 3
35Smyth Raymond B.
Director		2021-04-08 17:50:1715,611
626		16,237Form 4
36Fitzgerald Brian A
Director		2009-06-19 14:38:0515,558
0		15,558Form 4
37Slater Thomas E.
EVP & Chief Credit Officer		2024-04-19 18:21:3111,348
0		11,348Form 4
38Staudmyer Frederick
Secretary and Chief HR Officer		2024-04-19 18:46:377,161
0		7,161Form 4
39McDonnell Neil Michael
EVP & CFO		2016-02-10 09:35:546,000
0		6,000Form 3
40RUSSELL ROBERT GLENN
President & CEO		2020-09-23 18:12:572,500
2,500		5,000Form 3/A
41Doherty Grace
Director		2024-05-09 14:38:024,818
0		4,818Form 4
42Davis Samuel S
EVP and Chief Credit Officer		2018-05-29 15:22:571,104
3,690		4,794Form 4
43PERILLO JOSEPH D
Exec VP & CFO		2021-08-09 19:48:261,078
3,185		4,263Form 4
44Capodanno Michael
SVP		2009-05-14 15:57:293,568
0		3,568Form 4
45Muskus Richard A Jr.
President		2019-04-03 21:38:033,322
59		3,381Form 4
46NOBLE MARTIN G
Executive Vice Pres		2006-10-03 15:45:503,222
0		3,222Form 4
47Grunblatt Steven Brian
EVP & Chief Information Office		2024-04-22 10:38:362,243
0		2,243Form 4
48Corprew Judith Page
EVP, Chief Compliance & Risk O		2019-04-03 21:37:382,026
0		2,026Form 4
49Ciurlino Brent M
Director		2019-04-03 21:38:191,233
0		1,233Form 4
50Christiansen David W
EVP, Chief Credit Officer		2019-04-03 21:37:27551
0		551Form 4
51LAUGHINGHOUSE SCOTT WARREN CUREAU
EVP, Chief Lending Officer		2019-04-03 21:37:43378
0		378Form 4
52Botta Alfred Jr.
EVP & Chief Payment Officer		2022-09-29 13:07:410
0		0Form 3
53Rojeski Karen
EVP & Chief Credit Officer		2021-05-05 14:57:170
0		0Form 3
54Liu Ida Haung
Director		2026-04-10 07:22:200
0		0Form 3
55CUREAU PETER D
Interim Pres & Interim COO		2016-08-23 16:24:490
0		0Form 3
56FOLEY MARK C
EVP and Chief Credit Officer		2012-05-09 15:44:020
0		0Form 3
57GEOGHEGAN JOHN A
Former Director
Director		2010-11-08 15:13:360
0		0Form 4
58Glucksman L Morris
Former Director
Director		2010-10-29 15:40:350
0		0Form 4
59FERGUSON JOHN J
Former Director
Director		2010-10-27 14:25:330
0		0Form 4
60HOWELL CHARLES F
Former Officer and Director
Director		2010-10-27 14:21:570
0		0Form 4
61INTRIERI MICHAEL F
Former Director
Director		2010-10-27 09:55:080
0		0Form 4
62Scaccia Todd C
Vice President and Controller		2008-12-18 16:27:120
0		0Form 3