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Insider Trading - Steffens John

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for Steffens John
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-03-06
Purchase
2018-03-07
6:00 pm
Colony NorthStar Inc. CLNS Steffens John
Director
10,000 $5.939 $59,392 61,690
(Direct)
View
2017-12-22
Purchase
2017-12-27
4:06 pm
CICERO INC CICN Steffens John
Director
10% Owner
8,000,000 $0.002 $16,000 120,932,504
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
13,842,963 $0 $0 0
(Direct
Indirect)
View
2015-07-15
Purchase
2015-07-17
3:56 pm
CICERO INC CICN Steffens John
Director
10% Owner
4,750,000 $0.04 $190,000 106,517,672
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-01-15
Option Award
2020-01-17
5:00 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
9,207 $4.91 135,487
(Direct)
View
2020-01-15
Other
2020-01-17
5:00 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
2,768 $4.91 135,487
(Direct)
View
2019-10-15
Option Award
2019-10-17
7:00 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
5,266 $5.46 123,512
(Direct)
View
2019-10-15
Other
2019-10-17
7:00 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
2,337 $5.46 123,512
(Direct)
View
2019-07-31
Other
2019-08-02
10:22 am
N/A
N/A
GIGA TRONICS INC GIGA Spring Mountain Capital LLC
Spring Mountain Capital G.P. LLC
SMC Reserve Fund II Offshore LP
SMC Private Equity Holdings GP LLC
SMC Private Equity Holdings LP
SMC Select Co-Investment I GP LLC
SMC Select Co-Investment Fund I LP
Steffens John
Ho Gregory P.
10% Owner
476 $0 3,020
(Direct)
View
2019-07-31
Other
2019-08-02
10:22 am
N/A
N/A
GIGA TRONICS INC GIGA Spring Mountain Capital LLC
Spring Mountain Capital G.P. LLC
SMC Reserve Fund II Offshore LP
SMC Private Equity Holdings GP LLC
SMC Private Equity Holdings LP
SMC Select Co-Investment I GP LLC
SMC Select Co-Investment Fund I LP
Steffens John
Ho Gregory P.
10% Owner
404 $0 3,020
(Direct)
View
2019-07-15
Option Award
2019-07-17
7:03 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
5,682 $5.06 115,909
(Direct)
View
2019-07-15
Other
2019-07-17
7:03 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
2,346 $5.06 115,909
(Direct)
View
2019-05-09
Option Award
2019-05-13
6:00 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
31,873 $0 107,881
(Direct)
View
2019-04-15
Option Award
2019-04-17
6:01 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
5,315 $5.41 76,008
(Direct)
View
2019-04-15
Other
2019-04-17
6:01 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
1,410 $5.41 76,008
(Direct)
View
2019-03-27
Purchase
2019-03-29
11:56 am
2019-03-27
2029-03-27
CICERO INC CICN Steffens John
Director
10% Owner
17,000,788 $0.05 9,333
(Direct)
View
2019-03-27
Purchase
2019-03-29
11:56 am
2019-03-27
N/A
CICERO INC CICN Steffens John
Director
10% Owner
4,250 $0.05 9,333
(Direct)
View
2019-01-15
Option Award
2019-01-17
7:02 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
5,162 $5.57 69,283
(Direct)
View
2019-01-15
Other
2019-01-17
7:02 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
1,243 $5.57 69,283
(Direct)
View
2018-10-15
Option Award
2018-10-17
5:00 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
5,266 $5.46 62,878
(Direct)
View
2018-10-15
Other
2018-10-17
5:00 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
1,139 $5.46 62,878
(Direct)
View
2018-07-16
Option Award
2018-07-18
8:01 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
4,645 $6.19 56,473
(Direct)
View
2018-07-16
Other
2018-07-18
8:01 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
906 $6.19 56,473
(Direct)
View
2018-05-10
Option Award
2018-05-14
5:01 pm
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
25,197 $0 50,922
(Direct)
View
2018-04-16
Option Award
2018-04-18
5:51 pm
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
5,134 $5.6 25,725
(Direct)
View
2018-04-16
Other
2018-04-18
5:51 pm
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
398 $5.6 25,725
(Direct)
View
2018-01-16
Option Award
2018-01-19
09:35 am
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
2,776 $10.36 20,193
(Direct)
View
2018-01-16
Other
2018-01-19
09:35 am
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
443 $10.36 20,193
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
133 $0.4 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2012-10-31
2020-05-30
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
2,500,000 $0.5 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2013-03-28
2018-09-28
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
833,333 $0.5 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
400 $0.4 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2012-10-31
2020-05-30
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
7,500,000 $0.5 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2013-03-28
2018-09-28
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
2,499,999 $0.5 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
465 $0.4 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
52 $0.2 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2012-10-31
2020-05-30
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
8,725,000 $0.5 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2013-03-28
2018-09-28
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
2,908,332 $0.5 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2016-10-21
2020-10-21
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
2,596,575 $0.2 0
(Indirect)
View
2017-12-19
Sale
2017-12-21
4:17 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
65 $0.4 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
52 $0.2 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2012-10-31
2020-05-30
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
1,225,000 $0.5 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2013-03-28
2018-09-28
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
408,333 $0.5 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2016-10-21
2020-10-21
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
2,596,575 $0.2 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
213 $0.4 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2012-10-31
2020-05-30
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
4,000,000 $0.5 0
(Direct)
View
2017-12-19
Sale
2017-12-21
4:17 pm
2013-03-28
2018-09-28
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
SMC Reserve Fund II LP
10% Owner
1,333,333 $0.5 0
(Direct)
View
2017-10-16
Option Award
2017-10-18
6:01 pm
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
2,299 $12.51 16,974
(Direct)
View
2017-10-16
Other
2017-10-18
6:01 pm
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
311 $12.51 16,974
(Direct)
View
2017-08-14
Purchase
2017-08-16
1:44 pm
2017-08-14
2027-08-14
CICERO INC CICN Steffens John
Director
10% Owner
20,333,620 $0.07 5,083
(Direct)
View
2017-08-14
Purchase
2017-08-16
1:44 pm
2017-08-14
N/A
CICERO INC CICN Steffens John
Director
10% Owner
5,083 $0.05 5,083
(Direct)
View
2017-07-17
Option Award
2017-07-18
9:34 pm
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
14,364 $0 14,364
(Direct)
View
2017-06-30
Option Award
2017-07-03
2:23 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Former Trustee
464 $0 6,702
(Direct)
View
2017-05-15
Option Award
2017-05-16
5:01 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Director
1,490 $0 6,238
(Direct)
View
2017-03-27
Option Award
2017-03-29
6:28 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Director
482 $0 4,748
(Direct)
View
2017-01-10
Disposition
2017-01-13
06:04 am
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
35,252 $0 0
(Direct)
View
2017-01-10
Option Award
2017-01-12
9:45 pm
N/A
N/A
Colony NorthStar Inc. CLNS Steffens John
Director
51,690 $0 51,690
(Direct)
View
2016-12-22
Option Award
2016-12-23
9:28 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Director
559 $0 4,536
(Direct)
View
2016-10-05
Other
2016-10-06
4:18 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
165,589 $0.2013 954,609
(Direct)
View
2016-10-05
Other
2016-10-06
4:18 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
496,763 $0.2013 954,609
(Indirect)
View
2016-10-05
Other
2016-10-06
4:18 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
577,901 $0.2013 954,609
(Indirect)
View
2016-10-05
Other
2016-10-06
4:18 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
81,138 $0.2013 954,609
(Direct)
View
2016-09-29
Option Award
2016-10-05
1:41 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Director
529 $0 2,919
(Direct)
View
2016-07-05
Other
2016-07-12
11:15 am
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
238,949 $0.1395 873,471
(Direct)
View
2016-07-05
Other
2016-07-12
11:15 am
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
716,846 $0.1395 873,471
(Indirect)
View
2016-07-05
Other
2016-07-12
11:15 am
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
833,931 $0.1395 873,471
(Indirect)
View
2016-07-05
Other
2016-07-12
11:15 am
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
117,085 $0.1395 873,471
(Direct)
View
2016-06-27
Option Award
2016-06-28
9:51 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Director
544 $0 3,448
(Direct)
View
2016-05-09
Option Award
2016-05-10
4:03 pm
N/A
N/A
Colony Capital Inc. CLNY Steffens John
Director
7,581 $0 35,252
(Direct)
View
2016-04-06
Other
2016-04-14
4:39 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
246,548 $0.1352 756,386
(Direct)
View
2016-04-06
Other
2016-04-14
4:39 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
739,644 $0.1352 756,386
(Indirect)
View
2016-04-06
Other
2016-04-14
4:39 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
860,453 $0.1352 756,386
(Indirect)
View
2016-04-06
Other
2016-04-14
4:39 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
120,809 $0.1352 756,386
(Indirect)
View
2016-03-10
Option Award
2016-03-14
5:05 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Director
2,192 $0 2,904
(Direct)
View
2016-03-10
Option Award
2016-03-14
5:05 pm
N/A
N/A
Colony Starwood Homes SFR Steffens John
Director
712 $0 2,904
(Direct)
View
2016-01-07
Other
2016-01-08
4:03 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
282,486 $0.118 635,577
(Direct)
View
2016-01-07
Other
2016-01-08
4:03 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
847,457 $0.118 635,577
(Indirect)
View
2016-01-07
Other
2016-01-08
4:03 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
985,875 $0.118 635,577
(Indirect)
View
2016-01-07
Other
2016-01-08
4:03 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
138,418 $0.118 635,577
(Indirect)
View
2015-10-21
Purchase
2015-11-02
6:00 pm
2015-10-21
N/A
AMERICAN POWER GROUP Corp APGI SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
52 $0.2 2,596,575
(Direct)
View
2015-10-21
Purchase
2015-11-02
6:00 pm
2015-10-21
2020-10-21
AMERICAN POWER GROUP Corp APGI SMC Employees Partnership
Steffens John
Ho Gregory P.
Director
10% Owner
2,596,575 $0.2 2,596,575
(Direct)
View
2015-10-07
Other
2015-10-07
1:06 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
Steffens John
Ho Gregory P.
Director
10% Owner
112,347 $0.2967 1,819,544
(Direct)
View
2015-10-07
Other
2015-10-07
1:06 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
Steffens John
Ho Gregory P.
Director
10% Owner
112,347 $0.2967 1,819,544
(Indirect)
View
2015-10-07
Other
2015-10-07
1:06 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
Steffens John
Ho Gregory P.
Director
10% Owner
167,397 $0.2967 1,819,544
(Indirect)
View
2015-09-11
Conversion
2015-10-02
2:50 pm
N/A
N/A
CICERO INC CICN Steffens John
Director
10% Owner
14,832 $0.04 112,932,504
(Direct)
View
2015-09-11
Conversion
2015-10-02
2:50 pm
N/A
N/A
CICERO INC CICN Steffens John
Director
10% Owner
6,400,000 $0.15 112,932,504
(Direct)
View
2015-08-24
Option Award
2015-09-04
2:19 pm
2015-08-24
2019-08-24
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital G.P. LLC
Spring Mountain Capital LLC
Spring Mountain Capital LP
Steffens John
Ho Gregory P.
Director
10% Owner
1,500,000 $0.2 1,500,000
(Indirect)
View
2015-08-24
Option Award
2015-08-27
1:01 pm
2015-08-24
2019-08-24
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital G.P. LLC
Steffens John
Ho Gregory P.
Director
10% Owner
1,500,000 $0.2 1,500,000
(Indirect)
View
2015-07-15
Purchase
2015-07-17
3:56 pm
2015-09-14
2018-07-15
CICERO INC CICN Steffens John
Director
10% Owner
16,625,000 $0.04 106,517,672
(Direct)
View
2015-07-15
Purchase
2015-07-17
3:56 pm
2015-09-14
2018-07-15
CICERO INC CICN Steffens John
Director
10% Owner
14,777,778 $0.045 106,517,672
(Direct)
View
2015-07-15
Purchase
2015-07-17
3:56 pm
2015-09-14
2018-07-15
CICERO INC CICN Steffens John
Director
10% Owner
7,600,000 $0.05 106,517,672
(Direct)
View
2015-07-08
Other
2015-07-10
3:55 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
Steffens John
Ho Gregory P.
Director
10% Owner
218,005 $0.1529 1,652,147
(Direct)
View
2015-07-08
Other
2015-07-10
3:55 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
Steffens John
Ho Gregory P.
Director
10% Owner
218,005 $0.1529 1,652,147
(Indirect)
View
2015-07-08
Other
2015-07-10
3:55 pm
N/A
N/A
AMERICAN POWER GROUP Corp APGI Spring Mountain Capital LLC
SMC Select Co-Investment Fund I LP
SMC Select Co-Investment I GP LLC
Spring Mountain Capital G.P. LLC
Spring Mountain Capital LP
Steffens John
Ho Gregory P.
Director
10% Owner
324,826 $0.1529 1,652,147
(Indirect)
View
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