Insider Holders & Insider Ownership - AMERICAN STATES WATER CO (AWR)

List of insiders holdings for AMERICAN STATES WATER CO:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1SPROWLS ROBERT J
President & CEO
2025-03-17 20:13:29199,724
0
199,724Form 4
2TANG EVA G
Sr. Vice President & CFO
2025-03-17 20:13:1540,412
0
40,412Form 4
3HOLLOWAY ANNE M
Director
2025-05-21 19:57:3339,536
0
39,536Form 4
4ROSS LLOYD E
Former Director
Director
2019-11-06 19:28:2337,605
0
37,605Form 4
5GALLAGHER JAMES B
Vice President
2018-03-13 20:33:3525,204
0
25,204Form 4
6GEDNEY WILLIAM C
Former Officer
2020-03-13 19:30:4123,992
0
23,992Form 4
7HARRIS MCCLELLAN III
Sr. Vice President
2014-03-27 19:01:4423,093
0
23,093Form 4
8SCANLON PATRICK RONALD
Former Officer
2019-10-10 20:21:0119,374
0
19,374Form 4
9HODGES GRANVILLE R JR
Former Officer
2022-08-16 19:17:2718,331
243.8
18,575Form 4
10DODGE N P
Director
2012-08-16 14:45:2518,468
0
18,468Form 4
11ANDERSON JAMES L
Ex-Director
2021-11-15 17:32:4117,583
0
17,583Form 4
12DICKSON JOEL A
Sr. Vice President
2007-02-15 17:39:3236.64
16,812
16,848Form 5
13BONTA DIANA M
Director
2025-05-21 19:56:3616,511
0
16,511Form 4
14Wilkins Janice F
Director
2021-08-17 12:03:1216,229
0
16,229Form 4
15KRUGER DENISE L
Sr. Vice President
2021-03-12 20:24:1314,495
0
14,495Form 4
16FIELDER JOHN R
Director
2023-05-24 19:07:2913,665
0
13,665Form 4
17CHANG SHENGDER DAVID
VP ENVIRONMENTAL QUALITY
2015-03-09 16:20:0112,587
0
12,587Form 4
18KATHOL ROBERT F
Director
2013-07-10 20:01:3012,227
0
12,227Form 4/A
19CONWAY SUSAN L
Sr. Vice President
2007-02-14 20:45:0750.5
11,887
11,937Form 5
20Cotton III James C
Former Officer
2020-03-13 17:58:419,135
1,905
11,041Form 4
21AUER JEAN E
Director
2004-08-19 12:07:5710,506
0
10,506Form 4/A
22SADDORIS DONALD K
Vice President
2003-05-29 13:49:39307.5
10,128
10,435Form 4
23FARROW GLADYS
VP - Fin., Treas., & Asst. Sec
2025-03-17 20:26:289,933
0
9,933Form 4
24MATLICK LINDA J
Controller
2003-08-11 15:26:220
9,737
9,737Form 4
25King Gary F
Director
2012-05-24 20:14:428,884
0
8,884Form 4
26Eichelberger Thomas A.
Director
2025-06-06 17:35:488,467
0
8,467Form 4
27McNulty James F.
Director
2019-08-09 14:47:277,542
0
7,542Form 4
28TANNER ROLAND S
VICE PRESIDENT
2013-04-08 19:53:347,026
0
7,026Form 4
29Levin Carl James
Director
2025-05-21 21:02:226,673
0
6,673Form 4
30SWITZER BRYAN K
Former Officer
2022-05-26 12:51:146,630
0
6,630Form 4
31Rowley Paul J
SVP OF OPERATIONS
2025-03-17 20:27:496,499
0
6,499Form 4
32Rentfrow Diane D
Vice President
2014-03-06 18:56:076,236
0
6,236Form 4
33Pillai Sunil
VP ENVIRONMENTAL QUALITY
2025-03-17 20:39:364,840
0
4,840Form 4
34DAVIS STEVEN D
Director
2025-05-21 20:24:154,306
0
4,306Form 4
35Hopkins Mary Ann
Director
2025-05-21 21:02:484,180
0
4,180Form 4
36Connor Christopher H
SVP of ASUS
2025-03-17 19:32:323,984
0
3,984Form 4
37KROPKE ROGER F
Vice President
2006-02-06 17:07:0218.47
3,711
3,729Form 5
38Miller Susan P.
Vice President
2025-06-06 17:39:063,251
0
3,251Form 4
39Kubiak Patrick
VP of Asset Management
2025-03-17 20:26:403,187
0
3,187Form 4
40THOMAS GREGORY S
Vice President
2011-02-01 20:50:412,824
122.53
2,946Form 4
41GEORGE MICHAEL P
EVP NO LONGER EMPLOYED
2009-02-18 16:44:482,825
0
2,825Form 4
42Pierotti Jon
Vice President Reg Affairs
2025-03-17 20:37:352,807
0
2,807Form 4
43Schickling David R
Vice President Water Operation
2025-08-14 13:57:302,284
0
2,284Form 4
44CARSON JAMES D
Vice President
2003-05-20 19:05:400
1,830
1,830Form 4
45Harrison Stuart
Senior Vice President
2021-08-10 13:07:291,564
0
1,564Form 4
46Ervin Roger M
Director
2025-05-21 20:30:051,530
0
1,530Form 4
47Willis Gabriel G
VP of Strategic Business Dev.
2020-08-06 20:27:001,221
0
1,221Form 4
48Winn Caroline Ann
No
Director
2025-05-21 19:58:261,080
0
1,080Form 4
49Anderson Sarah J
Former Director
Director
2023-04-27 13:54:591000
0
1000Form 4
50Marconi Paul
President & Treasurer
2021-03-01 11:28:57788.8
0
788.8Form 3
51WICKS FLOYD E
Left Office 5/19/2009
2009-08-17 18:46:36477.1
0
477.1Form 4
52Cheung Jimmy
Controller
2013-03-06 12:09:49376.64
0
376.64Form 4
53Geffen Wayne E
Controller
2009-06-10 14:12:380
0
0Form 3