Sec Form 4 Filing - THOMAS GREGORY S @ AMERICAN STATES WATER CO - 2011-01-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
THOMAS GREGORY S
2. Issuer Name and Ticker or Trading Symbol
AMERICAN STATES WATER CO [ AWR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President
(Last) (First) (Middle)
44593 CAMINO GONZALES
3. Date of Earliest Transaction (MM/DD/YY)
01/30/2011
(Street)
TEMECULA, CA92592
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/01/2010 A 22.2529 ( 3 ) A $ 33.93 3,191.539 D
Common Stock 09/01/2010 A 22.1879 ( 4 ) A $ 34.29 3,213.7269 D
Common Stock 12/01/2010 A 20.5742 ( 5 ) A $ 37.26 3,234.3011 D
Common Stock 01/30/2011 A 66.952 ( 6 ) A $ 0 122.531 I 401K
Common Stock 01/30/2011 F 176.7363 ( 1 ) D $ 33.9 3,057.5648 D
Common Stock 02/01/2011 F 233.965 ( 2 ) D $ 34 2,823.5998 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
THOMAS GREGORY S
44593 CAMINO GONZALES
TEMECULA, CA92592
Vice President
Signatures
/s/ Gregory S. Thoma 02/01/2011
Signature of Reporting Person Date
Explanation of Responses:
( 1 )420 previously reported RSU's vested on 1/29/11 of which 176.7363 were withheld to satisfy tax withholding
( 2 )556 previously reported RSU's vested on 1/31/11 of which 233.9650 were withheld to satisfy tax withholding
( 3 )DER units credited on 6/1/2010 as dividend at FMV
( 4 )DER units credited on 9/1/2010 as dividend at FMV
( 5 )DER units credited on 12/1/2010 as dividend at FMV
( 6 )Updated 401K employee contribution of company stock

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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