Activist 13D/13G Filings - ClearBridge MLP & Midstream Fund Inc. (CEM)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2022-12-12
5:13 pm
Unchanged
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
AMERICAN INTERNATIONAL GROUP INC.
AIG
126
19.7%
0
(Unchanged)
View
2022-12-12
3:44 pm
Purchase
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
PRUDENTIAL FINANCIAL INC
PRU
285,875
41%
285,657increase
(+131035.32%)
View
2022-11-22
09:14 am
Purchase
13DCLEARBRIDGE MLP & MIDSTREAM FD
CEM
Saba Capital Management L.P.832,115
6.18%
149,562increase
(+21.91%)
View
2022-10-25
5:56 pm
Unchanged
13DCLEARBRIDGE MLP & MIDSTREAM FD
CEM
Saba Capital Management L.P.682,553
5.07%
0
(Unchanged)
View
2022-10-07
12:48 pm
Purchase
13DCLEARBRIDGE MLP & MIDSTREAM FD
CEM
Saba Capital Management L.P.682,553
5.07%
682,553increase
(New Position)
View
2022-02-15
4:37 pm
Sale
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
GUARDIAN LIFE INSURANCE CO OF AMERICA42
10.8%
-108decrease
(-72.00%)
View
2022-02-14
2:59 pm
Sale
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
SUN LIFE FINANCIAL INC
SLF
0
0%
-41decrease
(Position Closed)
View
2022-02-14
2:57 pm
Sale
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
Sun Life Assurance Co of Canada0
0%
-41decrease
(Position Closed)
View
2022-02-09
3:36 pm
Purchase
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
MORGAN STANLEY
MS
684,999
5%
146,172increase
(+27.13%)
View
2021-07-27
4:44 pm
Unchanged
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
AMERICAN INTERNATIONAL GROUP INC.
AIG
126
32.5%
0
(Unchanged)
View
2021-02-16
3:01 pm
Purchase
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
Sun Life Assurance Co of Canada41
7.5%
41increase
(New Position)
View
2021-02-16
3:00 pm
Unchanged
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
SUN LIFE FINANCIAL INC
SLF
41
7.5%
0
(Unchanged)
View
2020-12-09
4:30 pm
Purchase
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
MORGAN STANLEY
MS
538,827
3.9%
538,827increase
(New Position)
View
2020-02-13
5:15 pm
Unchanged
13GCLEARBRIDGE MLP & MIDSTREAM FD
CEM
SUN LIFE FINANCIAL INC
SLF
41
7.5%
0
(Unchanged)
View
2020-02-12
1:08 pm
Purchase
13GCLEARBRIDGE MLP AND MIDSTREAM
CEM
MORGAN STANLEY
MS
5,485,706
7.8%
472,766increase
(+9.43%)
View
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