13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2022-12-28
4:03 pm
Purchase
2022-12-2813GRumbleON, Inc.
RMBL
Nantahala Capital Management, LLC1,476,463
9.200%
1,476,463increase
(New Position)
Filing
History
2022-12-14
4:06 pm
Sale
2022-12-1413GAvenue Therapeutics, Inc.
ATXI
Nantahala Capital Management, LLC0
0.000%
-1,292decrease
(Position Closed)
Filing
History
2022-12-14
4:05 pm
Sale
2022-12-1413GZovio Inc
ZVOI
Nantahala Capital Management, LLC0
0.000%
-2,980,767decrease
(Position Closed)
Filing
History
2022-12-02
5:21 pm
Sale
2022-12-0113GCue Biopharma, Inc.
CUE
Nantahala Capital Management, LLC93,297
0.300%
-2,446,403decrease
(-96.33%)
Filing
History
2022-12-02
5:20 pm
Sale
2022-12-0113GScully Royalty Ltd.
SRL
Nantahala Capital Management, LLC317,681
2.100%
-489,408decrease
(-60.64%)
Filing
History
2022-11-23
4:03 pm
Sale
2022-11-2313GARYA Sciences Acquisition Corp V
ARYE
Nantahala Capital Management, LLC0
0.000%
-999,811decrease
(Position Closed)
Filing
History
2022-11-23
4:02 pm
Sale
2022-11-2313GSitio Royalties Corp.
STR
Nantahala Capital Management, LLC0
0.000%
-3,252,729decrease
(Position Closed)
Filing
History
2022-09-09
4:05 pm
Sale
2022-08-3113GIMAC Holdings, Inc.
BACK
Nantahala Capital Management, LLC41,118
3.800%
-38,618decrease
(-48.43%)
Filing
History
2022-07-15
5:20 pm
Purchase
2022-07-1313DImageWare Systems, Inc.
IWSY
Nantahala Capital Management, LLC236,528,689
41.100%
68,609increase
(+0.03%)
Filing
History
2022-06-08
5:58 pm
Sale
2022-06-0313DImageWare Systems, Inc.
IWSY
Nantahala Capital Management, LLC236,460,080
41.100%
-41,835,332decrease
(-15.03%)
Filing
History
2022-02-14
5:03 pm
Purchase
2021-12-3113GAutolus Therapeutics plc
AUTL
Nantahala Capital Management, LLC4,077,509
5.600%
4,077,509increase
(New Position)
Filing
History
2022-02-14
5:03 pm
Purchase
2021-12-3113GThe RMR Group Inc.
RMR
Nantahala Capital Management, LLC963,726
6.200%
963,726increase
(New Position)
Filing
History
2022-02-14
4:59 pm
Purchase
2021-12-3113GFintech Acquisition Corp. V
FTCV
Nantahala Capital Management, LLC1,324,763
5.100%
1,324,763increase
(New Position)
Filing
History
2022-02-14
08:35 am
Purchase
2021-12-3113GShift Technologies, Inc.
SFT
Nantahala Capital Management, LLC684,602
8.100%
684,602increase
(New Position)
Filing
History
2022-02-14
08:35 am
Purchase
2021-12-3113GUnicycive Therapeutics, Inc.
UNCY
Nantahala Capital Management, LLC1,246,756
8.000%
1,246,756increase
(New Position)
Filing
History
2022-02-14
08:34 am
Purchase
2021-12-3113GSyndax Pharmaceuticals, Inc.
SNDX
Nantahala Capital Management, LLC3,050,559
5.800%
3,050,559increase
(New Position)
Filing
History
2022-02-14
08:34 am
Purchase
2021-12-3113GImmatics N.V.
IMTX
Nantahala Capital Management, LLC3,990,128
6.200%
1,629,386increase
(+69.02%)
Filing
History
2022-02-14
08:34 am
Purchase
2021-12-3113GIMAX Corporation
IMAX
Nantahala Capital Management, LLC5,197,490
8.800%
5,197,490increase
(New Position)
Filing
History
2022-02-14
08:33 am
Purchase
2021-12-3113GIDW Media Holdings, Inc.
IDWM
Nantahala Capital Management, LLC1,229,243
9.900%
1,229,243increase
(New Position)
Filing
History
2022-02-14
08:33 am
Purchase
2021-12-3113GARYA Sciences Acquisition Corp V
ARYE
Nantahala Capital Management, LLC999,811
6.500%
999,811increase
(New Position)
Filing
History
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