Nantahala Capital Management, LLC - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2026-05-15
4:37 pm
Sale
2026-03-3113GSURROZEN INC
SRZN
Nantahala Capital Management, LLC225,772
2.140%
-229,527decrease
(-50.41%)
Filing
History
2026-05-15
4:36 pm
Sale
2026-03-3113GFULCRUM THERAPEUTICS INC
FULC
Nantahala Capital Management, LLC3,050,040
4.580%
-1,727,872decrease
(-36.16%)
Filing
History
2026-05-15
4:36 pm
Purchase
2026-03-3113GHAIN CELESTIAL GROUP INC.
HAIN
Nantahala Capital Management, LLC8,528,789
9.370%
2,000,000increase
(+30.63%)
Filing
History
2026-05-15
4:35 pm
Purchase
2026-03-3113GVENU HLDG CORP COM
VENU
Nantahala Capital Management, LLC4,089,205
6.590%
4,089,205increase
(New Position)
Filing
History
2026-05-15
4:35 pm
Purchase
2026-03-3113GGOGO INC
GOGO
Nantahala Capital Management, LLC8,882,036
6.590%
2,089,387increase
(+30.76%)
Filing
History
2026-05-15
4:35 pm
Purchase
2026-03-3113GHELIX ACQUISITION CORP. III US
HLXC
Nantahala Capital Management, LLC1,250,000
8.330%
1,250,000increase
(New Position)
Filing
History
2026-05-15
4:35 pm
Purchase
2026-03-3113GVYNE THERAPEUTICS INC PAR$
VYNE
Nantahala Capital Management, LLC2,000,000
6.000%
2,000,000increase
(New Position)
Filing
History
2026-04-24
7:13 pm
Unchanged
2026-03-3113GCURIS INC PAR $0.01
CRIS
Nantahala Capital Management, LLC4,215,165
9.990%
0
(Unchanged)
Filing
History
2026-04-07
4:35 pm
Purchase
2026-03-3113GCURIS INC PAR $0.01
CRIS
Nantahala Capital Management, LLC4,215,165
9.990%
4,215,165increase
(New Position)
Filing
History
2026-04-07
4:31 pm
Purchase
2026-03-3113GASSERTIO HLDGS INC
ASRT
Nantahala Capital Management, LLC692,335
10.740%
95,779increase
(+16.06%)
Filing
History
2026-02-13
5:09 pm
Purchase
2025-12-3113GX4 PHARMACEUTICALS INC
XFOR
Nantahala Capital Management, LLC2,449,468
2.800%
205,149increase
(+9.14%)
Filing
History
2026-02-13
5:09 pm
Sale
2025-12-3113GVERASTEM INC
VSTM
Nantahala Capital Management, LLC3,795,473
4.720%
-830,763decrease
(-17.96%)
Filing
History
2026-02-13
5:08 pm
Purchase
2025-12-3113GGOGO INC
GOGO
Nantahala Capital Management, LLC6,792,649
5.070%
6,792,649increase
(New Position)
Filing
History
2026-02-13
5:08 pm
Sale
2025-12-3113GVISTAGEN THERAPEUTICS INC
VTGN
Nantahala Capital Management, LLC1,953,045
4.710%
-1,232,519decrease
(-38.69%)
Filing
History
2026-02-13
5:07 pm
Purchase
2025-12-3113GUNICYCIVE THERAPEUTICS INC
UNCY
Nantahala Capital Management, LLC2,281,040
9.990%
425,049increase
(+22.90%)
Filing
History
2026-02-13
5:07 pm
Purchase
2025-12-3113GHAIN CELESTIAL GROUP INC.
HAIN
Nantahala Capital Management, LLC6,528,789
7.210%
6,528,789increase
(New Position)
Filing
History
2026-02-13
5:06 pm
Sale
2025-12-3113GSAVARA INC
SVRA
Nantahala Capital Management, LLC7,344,783
3.610%
-1,430,592decrease
(-16.30%)
Filing
History
2026-02-13
5:06 pm
Purchase
2025-12-3113GFOX FACTORY HOLDING CORP COM
FOXF
Nantahala Capital Management, LLC2,188,300
5.240%
2,188,300increase
(New Position)
Filing
History
2026-02-13
5:06 pm
Purchase
2025-12-3113GOPUS GENETICS, INC.
IRD
Nantahala Capital Management, LLC7,123,506
9.990%
873,207increase
(+13.97%)
Filing
History
2026-02-13
5:06 pm
Sale
2025-12-3113GESTABLISHMENT LABS HLDGS INC C
ESTA
Nantahala Capital Management, LLC987,689
3.500%
-985,803decrease
(-49.95%)
Filing
History
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