13D/13G Filings - RIVERNORTH CAPITAL MANAGEMENT, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2021-06-11
5:22 pm
Sale
2021-05-3113GFiduciary/Claymore Energy Infrastructure Fund
FMO
RIVERNORTH CAPITAL MANAGEMENT, LLC0
0.000%
-397,728decrease
(Position Closed)
Filing
History
2021-02-16
4:02 pm
Purchase
2020-12-3113GWestern Asset Inflation-Linked Opportunities & Income Fund
WIW
RIVERNORTH CAPITAL MANAGEMENT, LLC4,370,751
7.140%
1,214,139increase
(+38.46%)
Filing
History
2021-02-16
3:48 pm
Purchase
2020-12-3113GVoya Prime Rate Trust
PPR
RIVERNORTH CAPITAL MANAGEMENT, LLC10,050,389
6.990%
10,050,389increase
(New Position)
Filing
History
2021-02-16
3:46 pm
Purchase
2020-12-3113GPIMCO Dynamic Income Strategy Fund
PDX
RIVERNORTH CAPITAL MANAGEMENT, LLC2,943,936
6.580%
2,943,936increase
(New Position)
Filing
History
2021-02-16
3:44 pm
Purchase
2020-12-3113GFiduciary/Claymore Energy Infrastructure Fund
FMO
RIVERNORTH CAPITAL MANAGEMENT, LLC397,728
5.610%
397,728increase
(New Position)
Filing
History
2021-02-16
3:43 pm
Sale
2020-12-3113GLegg Mason BW Global Income Opportunities Fund Inc.
BWG
RIVERNORTH CAPITAL MANAGEMENT, LLC1,813,670
8.640%
-1,391,824decrease
(-43.42%)
Filing
History
2021-02-16
3:43 pm
Sale
2020-12-3113GWestern Asset Global High Income Fund Inc.
EHI
RIVERNORTH CAPITAL MANAGEMENT, LLC0
0.000%
-3,291,690decrease
(Position Closed)
Filing
History
2021-02-16
3:40 pm
Sale
2020-12-3113GDelaware Enhanced Global Dividend and Income Fund
DEX
RIVERNORTH CAPITAL MANAGEMENT, LLC0
0.000%
-968,107decrease
(Position Closed)
Filing
History
2021-02-16
3:40 pm
Sale
2020-12-3113GBarings BDC, Inc.
BBDC
RIVERNORTH CAPITAL MANAGEMENT, LLC2,811,814
4.300%
-3,438decrease
(-0.12%)
Filing
History
2021-02-16
3:40 pm
Purchase
2020-12-3113GDTF Tax-Free Income 2028 Term Fund Inc.
DTF
RIVERNORTH CAPITAL MANAGEMENT, LLC532,312
6.250%
532,312increase
(New Position)
Filing
History
2021-02-16
3:39 pm
Purchase
2020-12-3113GEaton Vance Senior Income Trust
EVF
RIVERNORTH CAPITAL MANAGEMENT, LLC3,692,326
9.750%
3,692,326increase
(New Position)
Filing
History
2021-02-16
3:37 pm
Sale
2020-12-3113GNuveen Georgia Quality Municipal Income Fund
NKG
RIVERNORTH CAPITAL MANAGEMENT, LLC346,236
3.330%
-297,730decrease
(-46.23%)
Filing
History
2021-02-16
3:37 pm
Sale
2020-12-3113GThe Swiss Helvetia Fund Inc.
SWZ
RIVERNORTH CAPITAL MANAGEMENT, LLC0
0.000%
-881,134decrease
(Position Closed)
Filing
History
2021-02-16
3:35 pm
Sale
2020-12-3113GPGIM Global High Yield Fund, Inc
GHY
RIVERNORTH CAPITAL MANAGEMENT, LLC1,518,352
3.710%
-1,147,919decrease
(-43.05%)
Filing
History
2021-02-16
3:35 pm
Sale
2020-12-3113GBLACKROCK YORK MUNI INC QU
BSE
RIVERNORTH CAPITAL MANAGEMENT, LLC454,270
6.970%
-110,381decrease
(-19.55%)
Filing
History
2021-02-16
3:33 pm
Sale
2020-12-3113GWestern Asset High Income Opportunity Fund Inc.
HIO
RIVERNORTH CAPITAL MANAGEMENT, LLC3,475,663
2.740%
-6,205,044decrease
(-64.10%)
Filing
History
2021-02-16
3:33 pm
Sale
2020-12-3113GNeuberger Berman New York Municipal Fund, Inc.
NBO
RIVERNORTH CAPITAL MANAGEMENT, LLC187,168
3.690%
-310,414decrease
(-62.38%)
Filing
History
2021-02-16
3:31 pm
Purchase
2020-12-3113GEaton Vance Floating-Rate Income Plus Fund
EFF
RIVERNORTH CAPITAL MANAGEMENT, LLC1,113,676
14.640%
522,099increase
(+88.26%)
Filing
History
2021-02-16
3:29 pm
Sale
2020-12-3113GInvesco High Income Trust II
VLT
RIVERNORTH CAPITAL MANAGEMENT, LLC192,379
2.960%
-234,365decrease
(-54.92%)
Filing
History
2021-02-16
3:26 pm
Sale
2020-12-3113GBlackRock Debt Strategies Fund, Inc.
DSU
RIVERNORTH CAPITAL MANAGEMENT, LLC1,496,325
3.200%
-1,415,072decrease
(-48.60%)
Filing
History
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