Activist 13D/13G Filings - RIVERNORTH CAPITAL MANAGEMENT LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2020-02-13
4:12 pm
Purchase
13GPGIM GLOBAL HIGH YIELD FUND, I
GHY
RIVERNORTH CAPITAL MANAGEMENT LLC2,666,271
6.51%
1,206increase
(+0.05%)
View
2020-02-13
4:07 pm
Purchase
13GWESTERN ASSET GLB HIGH INCM FD
EHI
RIVERNORTH CAPITAL MANAGEMENT LLC3,246,243
7.35%
650,192increase
(+25.05%)
View
2020-02-13
4:02 pm
Purchase
13GEATON VANCE FLOATING RATE
EFF
RIVERNORTH CAPITAL MANAGEMENT LLC591,577
7.77%
591,577increase
(New Position)
View
2020-02-13
3:59 pm
Purchase
13GBLACKROCK DEBT STRATEGIES FD I
DSU
RIVERNORTH CAPITAL MANAGEMENT LLC2,911,397
5.89%
2,911,397increase
(New Position)
View
2020-02-13
3:56 pm
Sale
13GDELAWARE ENHANCED GLOBAL DIVID
DEX
RIVERNORTH CAPITAL MANAGEMENT LLC968,107
8.06%
-464,059decrease
(-32.40%)
View
2020-02-13
3:53 pm
Purchase
13GBRANDYWINEGLOBAL GOBAL INCOME
BWG
RIVERNORTH CAPITAL MANAGEMENT LLC3,205,494
15.27%
483,513increase
(+17.76%)
View
2020-02-13
3:49 pm
Purchase
13GBLACKROCK YORK MUNI INC QU
BSE
RIVERNORTH CAPITAL MANAGEMENT LLC564,651
8.66%
100,462increase
(+21.64%)
View
2020-02-13
3:43 pm
Purchase
13GBARINGS BDC INC
BBDC
RIVERNORTH CAPITAL MANAGEMENT LLC2,815,252
5.71%
121,073increase
(+4.49%)
View
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