Activist 13D/13G Filings - RIVERNORTH CAPITAL MANAGEMENT LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2020-02-13
5:07 pm
Sale
13GHIGH INCOME SECS FD SH BEN INT
PCF
RIVERNORTH CAPITAL MANAGEMENT LLC241,231
4.33%
-405,369decrease
(-62.69%)
View
2020-02-13
5:05 pm
Sale
13GOHA INVESTMENT CORP
OHAI
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-1,640,387decrease
(Position Closed)
View
2020-02-13
5:02 pm
Sale
13GNEUBERGER BERMAN CALIF MUNI FD
NBW
RIVERNORTH CAPITAL MANAGEMENT LLC205,755
3.71%
-85,926decrease
(-29.46%)
View
2020-02-13
4:56 pm
Sale
13GMRG STLY
MSD
RIVERNORTH CAPITAL MANAGEMENT LLC234,044
1.14%
-970,481decrease
(-80.57%)
View
2020-02-13
4:54 pm
Sale
13GLAZARD WORLD DIVIDEND & INCOME
LOR
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-533,362decrease
(Position Closed)
View
2020-02-13
4:52 pm
Sale
13GNUVEEN EMERGING MKTS DEBT 2022
JEMD
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-810,852decrease
(Position Closed)
View
2020-02-13
4:50 pm
Sale
13GNUVEEN MTG OPPORTUNITY TERM FD
JMT
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-343,595decrease
(Position Closed)
View
2020-02-13
4:47 pm
Sale
13GGarrison Capital Inc.
GARS
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-1,330,952decrease
(Position Closed)
View
2020-02-13
4:45 pm
Sale
13GEATON VANCE NJ MUNI INC TST
EVJ
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-263,928decrease
(Position Closed)
View
2020-02-13
4:43 pm
Sale
13GWESTERN ASSET EMERGING MKTS DE
EMD
RIVERNORTH CAPITAL MANAGEMENT LLC2,771,600
4.56%
-1,973,789decrease
(-41.59%)
View
2020-02-13
4:41 pm
Sale
13GEAGLE GROWTH & INCOME OPPORTUN
EGIF
RIVERNORTH CAPITAL MANAGEMENT LLC27,061
0.37%
-614,645decrease
(-95.78%)
View
2020-02-13
4:39 pm
Sale
13GALLIANZGI CONV & INCOME 2024
CBH
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-1,638,055decrease
(Position Closed)
View
2020-02-13
4:37 pm
Sale
13GLIBERTY ALL-STAR GROWTH FD INC
ASG
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-2,202,598decrease
(Position Closed)
View
2020-02-13
4:35 pm
Sale
13GALLIANCE CALIFORNIA INCOME FD
AKP
RIVERNORTH CAPITAL MANAGEMENT LLC0
0%
-828,329decrease
(Position Closed)
View
2020-02-13
4:33 pm
Purchase
13GWESTERN ASSET INFLATION-LINKED
WIW
RIVERNORTH CAPITAL MANAGEMENT LLC3,156,612
5.15%
3,156,612increase
(New Position)
View
2020-02-13
4:31 pm
Sale
13GINVESCO HIGH INCOME TR II COM
VLT
RIVERNORTH CAPITAL MANAGEMENT LLC426,744
6.57%
-162,858decrease
(-27.62%)
View
2020-02-13
4:27 pm
Purchase
13GSWISS HELVETIA FUND INC
SWZ
RIVERNORTH CAPITAL MANAGEMENT LLC881,134
6.64%
881,134increase
(New Position)
View
2020-02-13
4:25 pm
Purchase
13GNUVEEN GA QUALITY MUN INCOME F
NKG
RIVERNORTH CAPITAL MANAGEMENT LLC643,966
6.19%
643,966increase
(New Position)
View
2020-02-13
4:19 pm
Purchase
13GNEUBERGER BERMAN YORK MUNI
NBO
RIVERNORTH CAPITAL MANAGEMENT LLC497,582
9.8%
153,486increase
(+44.61%)
View
2020-02-13
4:16 pm
Sale
13GWESTERN ASSET HIGH INCM OPPORT
HIO
RIVERNORTH CAPITAL MANAGEMENT LLC9,680,707
7.56%
-176,395decrease
(-1.79%)
View
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