Activist 13D/13G Filings - Gladstone Investment Corp.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2021-04-09
4:08 pm
Purchase
13GGLADSTONE INVT CORP
GAINL
Karpus Management Inc.737,414
9.1%
737,414increase
(New Position)
View
2021-03-10
4:05 pm
Purchase
13GGLADSTONE INVT CORP TERM PFD S
GAINM
Karpus Management Inc.1,361,998
25.75%
618,558increase
(+83.20%)
View
2021-02-12
4:30 pm
Sale
13GGLADSTONE INVT CORP TERM PFD S
GAINM
Karpus Management Inc.743,440
14.05%
-36,306decrease
(-4.66%)
View
2020-02-14
4:00 pm
Sale
13GGLADSTONE INVT CORP TERM PFD S
GAINM
Karpus Management Inc.779,746
15.9%
-48,660decrease
(-5.87%)
View