Karpus Management Inc. 13D/13G Filings for GLADSTONE INVT CORP TERM PFD S (GAINM)

Karpus Management Inc. 13D and 13G filings for GLADSTONE INVT CORP TERM PFD S:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2021-03-10
4:05 pm
Purchase
2021-02-2813GGLADSTONE INVT CORP TERM PFD S
GAINM
Karpus Management Inc.1,361,998
25.750%
618,558increase
(+83.20%)
Filing
2021-02-12
4:30 pm
Sale
2020-12-3113GGLADSTONE INVT CORP TERM PFD S
GAINM
Karpus Management Inc.743,440
14.050%
-36,306decrease
(-4.66%)
Filing