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Sec Filings Insider Trading - CAPITAL ONE FINANCIAL CORP (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for CAPITAL ONE FINANCIAL CORP
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-11-03
Sale
2017-11-07
4:16 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking
8,292 $91.99 $762,781 53,613
(Direct)
View
2017-10-27
Sale
2017-10-31
4:46 pm
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director
24,167 $92.71 $2,240,523 68,117
(Direct)
View
2017-10-25
Sale
2017-10-27
4:24 pm
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
Director
11,055 $91.18 $1,007,995 69,066
(Indirect
Direct)
View
2017-07-25
Sale
2017-07-27
6:00 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
367,419 $87.02 $31,973,016 2,980,556
(Direct)
View
2017-05-05
Sale
2017-05-08
4:25 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking
6,276 $82.16 $515,636 61,905
(Direct)
View
2017-04-03
Sale
2017-04-05
4:16 pm
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
734 $86.88 $63,770 79,998
(Indirect
Direct)
View
2017-03-16
Sale
2017-03-20
4:06 pm
CAPITAL ONE FINANCIAL CORP COF Newkirk Christopher T
Pres., Intl. and Sm. Bus. Card
5,238 $90.46 $473,829 26,364
(Direct)
View
2017-03-13
Sale
2017-03-15
5:31 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
63,562 $92.08 $5,852,643 162,542
(Indirect
Direct)
View
2017-03-06
Sale
2017-03-08
5:48 pm
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Gen. Counsel & Corp. Secretary
9,429 $93.49 $881,517 131,958
(Direct
Indirect)
View
2017-03-02
Sale
2017-03-06
4:07 pm
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
21,175 $95.35 $2,019,126 98,829
(Indirect
Direct)
View
2017-03-02
Sale
2017-03-06
4:06 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
14,446 $95.34 $1,377,293 89,791
(Indirect
Direct)
View
2017-03-01
Sale
2017-03-03
4:06 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services
10,000 $95.02 $950,200 170,785
(Direct)
View
2017-03-01
Sale
2017-03-03
4:05 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer
3,507 $95 $333,165 42,973
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-11-13
Gift
2017-11-15
4:37 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
2,296 $0 2,678,265
(Direct)
View
2017-11-08
Gift
2017-11-13
4:47 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
903 $0 79,827
(Direct)
View
2017-10-31
Tax Withholding
2017-11-02
4:52 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Eder Noelle K
Chief Card Cust. Exp. Officer
2,997 $92.18 35,806
(Direct)
View
2017-10-27
Exercise
2017-10-31
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director
15,663 $16.93 68,117
(Direct)
View
2017-10-27
Exercise
2017-10-31
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director
8,504 $47.29 68,117
(Direct)
View
2017-10-27
Exercise
2017-10-31
4:46 pm
2010-04-23
2019-04-22
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director
15,663 $16.93 68,117
(Direct)
View
2017-10-27
Exercise
2017-10-31
4:46 pm
2009-04-24
2018-04-23
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director
8,504 $47.29 68,117
(Direct)
View
2017-10-25
Exercise
2017-10-27
4:24 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
Director
11,055 $47.29 69,066
(Direct)
View
2017-10-25
Exercise
2017-10-27
4:24 pm
2009-04-24
2018-04-23
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
Director
11,055 $47.29 69,066
(Direct)
View
2017-07-25
Exercise
2017-07-27
6:00 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
300,000 $50.99 2,980,556
(Direct)
View
2017-07-25
Exercise
2017-07-27
6:00 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
67,419 $50.99 2,980,556
(Direct)
View
2017-07-25
Exercise
2017-07-27
6:00 pm
N/A
2017-12-09
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
300,000 $50.99 2,980,556
(Direct)
View
2017-07-25
Exercise
2017-07-27
6:00 pm
N/A
2017-12-09
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
67,419 $50.99 2,980,556
(Direct)
View
2017-07-03
Option Award
2017-07-05
4:07 pm
2018-02-15
2018-02-15
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer
453 $0 7,969
(Direct)
View
2017-05-09
Tax Withholding
2017-05-11
4:56 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer
1,714 $82.32 41,259
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF WEST CATHERINE
Director
2,061 $0 12,608
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
Director
2,061 $0 50,085
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director
2,061 $0 43,950
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:43 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF RASKIND PETER E
Director
2,061 $0 18,192
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:43 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
Director
2,061 $0 41,361
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:43 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Killalea Peter Thomas
Director
2,061 $0 5,151
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:42 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF JENKINS BENJAMIN P III
Director
2,061 $0 14,800
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:42 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
Director
2,061 $0 43,283
(Direct)
View
2017-05-03
Option Award
2017-05-05
5:42 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
Director
2,061 $0 58,011
(Direct)
View
2017-03-27
Option Award
2017-03-29
4:23 pm
2018-02-15
2018-02-15
CAPITAL ONE FINANCIAL CORP COF Santos Kleber
Pres., Retail & Direct Banking
925 $0 17,470
(Direct)
View
2017-03-13
Exercise
2017-03-15
5:31 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
57,457 $48.28 162,542
(Direct)
View
2017-03-13
Exercise
2017-03-15
5:31 pm
N/A
2021-01-25
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
57,457 $48.28 162,542
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
13,727 $0 111,633
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
6,548 $92.4 111,633
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
11,775 $0 100,220
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
5,617 $92.4 100,220
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Chief Risk Officer
10,662 $0 63,064
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:46 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Chief Risk Officer
5,427 $92.4 63,064
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:45 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Gen. Counsel & Corp. Secretary
15,939 $0 147,897
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:45 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Gen. Counsel & Corp. Secretary
8,113 $92.4 147,897
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:45 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services
14,946 $0 175,731
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:45 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services
6,270 $92.4 175,731
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:45 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking
11,754 $0 74,743
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:45 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking
6,562 $92.4 74,743
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
194,330 $0 2,773,247
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chair, CEO and President
Director
92,696 $92.4 2,773,247
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
5,616 $0 83,270
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
2,679 $92.4 83,270
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF CRAWFORD STEPHEN S
Head of Finance and Corp Dev
22,660 $0 189,370
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF CRAWFORD STEPHEN S
Head of Finance and Corp Dev
11,686 $92.4 189,370
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
14,660 $0 112,875
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:44 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
7,460 $92.4 112,875
(Direct)
View
2017-03-08
Option Award
2017-03-10
4:43 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer
14,432 $0 73,512
(Direct)
View
2017-03-08
Tax Withholding
2017-03-10
4:43 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer
7,344 $92.4 73,512
(Direct)
View
2017-03-02
Exercise
2017-03-06
4:07 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
18,990 $48.95 98,829
(Direct)
View
2017-03-02
Exercise
2017-03-06
4:07 pm
N/A
2018-02-20
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
18,990 $48.95 98,829
(Direct)
View
2017-03-01
Exercise
2017-03-03
4:06 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services
10,000 $56.32 170,785
(Direct)
View
2017-03-01
Exercise
2017-03-03
4:06 pm
N/A
2023-01-30
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services
10,000 $56.32 170,785
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
4,438 $0 127,742
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
3,950 $0 127,742
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
3,483 $0 127,742
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
11,141 $0 127,742
(Direct)
View
2017-02-15
Disposition
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
4,438 $88.31 127,742
(Direct)
View
2017-02-15
Disposition
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
3,950 $88.31 127,742
(Direct)
View
2017-02-15
Disposition
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
3,483 $88.31 127,742
(Direct)
View
2017-02-15
Disposition
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
11,141 $88.31 127,742
(Direct)
View
2017-02-15
Tax Withholding
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
1,876 $90.93 127,742
(Direct)
View
2017-02-15
Tax Withholding
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
1,774 $90.93 127,742
(Direct)
View
2017-02-15
Tax Withholding
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
2,958 $90.93 127,742
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
4,438 $0 127,742
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
3,950 $0 127,742
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
3,483 $0 127,742
(Direct)
View
2017-02-15
Exercise
2017-02-17
7:14 pm
2017-02-15
2017-02-15
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
President, Retail Banking
11,141 $0 127,742
(Direct)
View
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