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Insider Trading - Sorrento Therapeutics Inc. (SRNE)

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SRNE Insider Trading Transactions for Sorrento Therapeutics Inc.

Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2018-09-12 Sale	2018-09-14 4:12 pm	Sorrento Therapeutics Inc.	SRNE	ABG Management Ltd ABG II-SO Ltd ABG Innovation-SO Ltd ABG SRNE Ltd Ally Bridge Group Capital Partners II L.P. Ally Bridge Group Innovation Capital Partners III L.P. Ally Bridge LB Healthcare Master Fund Ltd Ally Bridge LB Management Ltd Li Bin Yu Fan 10% Owner	297,568	$5.016	$1,492,724	1,013,020 (Indirect)	View
2018-02-28 Purchase	2018-02-28 7:04 pm	Sorrento Therapeutics Inc.	SRNE	Ng George K See Remarks	90,000	$9.95	$895,500	101,453 (Indirect Direct)	View
2018-02-28 Purchase	2018-02-28 7:04 pm	Sorrento Therapeutics Inc.	SRNE	Ji Henry Director	64,600	$9.95	$642,770	1,906,177 (Indirect Direct)	View
2018-02-06 Sale	2018-02-08 08:17 am	Sorrento Therapeutics Inc.	SRNE	ABG Management Ltd ABG SRNE Ltd Ally Bridge Group Capital Partners II L.P. ABG II-SO Ltd Ally Bridge LB Healthcare Master Fund Ltd Ally Bridge LB Management Ltd Ally Bridge Group Innovation Capital Partners III L.P. ABG Innovation-SO Ltd Yu Fan Li Bin 10% Owner	662,912	$6.852	$4,542,234	1,328,529 (Indirect)	View
2018-02-05 Sale	2018-02-07 08:35 am	Sorrento Therapeutics Inc.	SRNE	ABG Management Ltd ABG SRNE Ltd Ally Bridge Group Capital Partners II L.P. ABG II-SO Ltd Ally Bridge LB Healthcare Master Fund Ltd Ally Bridge LB Management Ltd Ally Bridge Group Innovation Capital Partners III L.P. ABG Innovation-SO Ltd Yu Fan Li Bin 10% Owner	70,721	$8.004	$566,037	1,408,027 (Indirect)	View
2018-01-29 Sale	2018-01-31 09:09 am	Sorrento Therapeutics Inc.	SRNE	ABG Management Ltd ABG SRNE Ltd Ally Bridge Group Capital Partners II L.P. ABG II-SO Ltd Ally Bridge LB Healthcare Master Fund Ltd Ally Bridge LB Management Ltd Ally Bridge Group Innovation Capital Partners III L.P. ABG Innovation-SO Ltd Yu Fan Li Bin 10% Owner	310,000	$7.641	$2,368,864	1,425,000 (Indirect)	View
2018-01-23 Sale	2018-01-25 4:57 pm	Sorrento Therapeutics Inc.	SRNE	Asia Pacific MedTech (BVI) Ltd Gu Nana 10% Owner	684,288	$7.564	$5,175,690	8,617,513 (Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2019-12-16 Option Award	2019-12-18 5:56 pm	N/A 2029-12-16	Sorrento Therapeutics Inc.	SRNE	Smith Robin L Director	75,000	$3.95	75,000 (Direct)	View
2019-12-09 Option Award	2019-12-11 5:08 pm	N/A 2029-12-09	Sorrento Therapeutics Inc.	SRNE	Lee Edgar Director	75,000	$3.81	75,000 (Direct)	View
2019-04-19 Option Award	2019-04-23 9:03 pm	N/A 2029-04-19	Sorrento Therapeutics Inc.	SRNE	SHAH JAISIM Director	70,000	$3.78	70,000 (Direct)	View
2019-04-19 Option Award	2019-04-23 9:02 pm	N/A 2029-04-19	Sorrento Therapeutics Inc.	SRNE	Lemus David Director	70,000	$3.78	70,000 (Direct)	View
2019-04-19 Option Award	2019-04-23 9:02 pm	N/A 2029-04-19	Sorrento Therapeutics Inc.	SRNE	Janda Kim Director	70,000	$3.78	70,000 (Direct)	View
2019-04-19 Option Award	2019-04-23 9:01 pm	N/A 2029-04-19	Sorrento Therapeutics Inc.	SRNE	Ji Henry Director	1,500,000	$3.78	1,500,000 (Direct)	View
2019-04-19 Option Award	2019-04-23 9:00 pm	N/A 2029-04-19	Sorrento Therapeutics Inc.	SRNE	Followwill Dorman Director	70,000	$3.78	70,000 (Direct)	View
2019-04-19 Option Award	2019-04-23 9:00 pm	N/A 2029-04-19	Sorrento Therapeutics Inc.	SRNE	Wu Yue Alexander Director	70,000	$3.78	70,000 (Direct)	View
2019-04-19 Option Award	2019-04-23 8:59 pm	N/A 2029-04-19	Sorrento Therapeutics Inc.	SRNE	Shao Jiong CFO	200,000	$3.78	200,000 (Direct)	View
2018-11-26 Option Award	2018-11-27 7:49 pm	N/A 2028-11-26	Sorrento Therapeutics Inc.	SRNE	ZELDIS JEROME B See Remarks	100,000	$3.57	100,000 (Direct)	View
2018-11-26 Option Award	2018-11-27 7:49 pm	N/A 2028-11-26	Sorrento Therapeutics Inc.	SRNE	Shao Jiong CFO	100,000	$3.57	100,000 (Direct)	View
2018-11-26 Option Award	2018-11-27 7:48 pm	N/A 2028-11-26	Sorrento Therapeutics Inc.	SRNE	Wu Yue Alexander Director	35,000	$3.57	35,000 (Direct)	View
2018-11-26 Option Award	2018-11-27 7:48 pm	N/A 2028-11-26	Sorrento Therapeutics Inc.	SRNE	SHAH JAISIM Director	35,000	$3.57	35,000 (Direct)	View
2018-11-26 Option Award	2018-11-27 7:47 pm	N/A 2028-11-26	Sorrento Therapeutics Inc.	SRNE	Lemus David Director	35,000	$3.57	35,000 (Direct)	View
2018-11-26 Option Award	2018-11-27 7:47 pm	N/A 2028-11-26	Sorrento Therapeutics Inc.	SRNE	Janda Kim Director	35,000	$3.57	35,000 (Direct)	View
2018-11-26 Option Award	2018-11-27 7:46 pm	N/A 2028-11-26	Sorrento Therapeutics Inc.	SRNE	Followwill Dorman Director	35,000	$3.57	35,000 (Direct)	View
2018-07-20 Exercise	2018-07-23 06:50 am	N/A N/A	Sorrento Therapeutics Inc.	SRNE	Ji Henry Director	6,000	$1.75	0 (Direct)	View
2018-07-20 Exercise	2018-07-23 06:50 am	N/A 2020-02-16	Sorrento Therapeutics Inc.	SRNE	Ji Henry Director	6,000	$1.75	0 (Direct)	View
2018-05-17 Option Award	2018-05-17 9:01 pm	N/A 2028-05-17	Sorrento Therapeutics Inc.	SRNE	Ji Henry Director	750,000	$7.2	750,000 (Direct)	View
2018-02-28 Other	2018-02-28 7:05 pm	N/A N/A	Sorrento Therapeutics Inc.	SRNE	Ferrigno Dean CAO	118	$0	245 (Direct)	View
2018-02-28 Other	2018-02-28 7:04 pm	N/A N/A	Sorrento Therapeutics Inc.	SRNE	Ng George K See Remarks	163,469	$0	101,453 (Direct)	View
2018-02-28 Other	2018-02-28 7:04 pm	N/A N/A	Sorrento Therapeutics Inc.	SRNE	Ji Henry Director	124,298	$0	1,906,177 (Indirect)	View