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Insider Trading - QUANTUM CORP (QMCO)

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SPAC List: List of Special Purpose Acquisition Companies

QMCO Insider Trading Transactions for QUANTUM CORP
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2020-08-24
Sale		 2020-08-26
4:22 pm		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 12,266 $5.3822 $66,018 586,286
(Direct)		 View
2020-08-24
Sale		 2020-08-26
4:22 pm		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 34,564 $5.3823 $186,036 297,156
(Direct)		 View
2020-08-24
Sale		 2020-08-26
4:23 pm		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 4,465 $5.3823 $24,032 157,962
(Direct)		 View
2020-08-24
Sale		 2020-08-26
4:23 pm		 QUANTUM CORP QMCO Martella Donald E. Jr.
VP		 1,931 $5.3824 $10,393 81,407
(Direct)		 View
2020-08-31
Sale		 2020-09-02
1:54 pm		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 38,808 $5.5784 $216,487 1,403,110
(Direct)		 View
2020-08-31
Sale		 2020-09-02
1:54 pm		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 13,132 $5.5784 $73,256 573,154
(Direct)		 View
2020-09-08
Sale		 2020-09-09
4:06 pm		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 67,834 $5.272 $357,621 1,335,276
(Direct)		 View
2020-12-16
Purchase		 2020-12-18
4:11 pm		 QUANTUM CORP QMCO FICHTHORN JOHN
Director		 20,000 $6.1856 $123,713 20,000
(Indirect
Direct)		 View
2020-12-23
Sale		 2020-12-23
7:28 pm		 QUANTUM CORP QMCO MacPherson Regan J
Chief Legal&Compliance Officer		 8,992 $6.3657 $57,240 53,831
(Direct)		 View
2020-12-23
Sale		 2020-12-23
7:29 pm		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 13,312 $6.3657 $84,740 144,650
(Direct)		 View
2020-12-30
Sale		 2020-12-30
7:48 pm		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 35,069 $5.6326 $197,530 1,300,207
(Direct)		 View
2020-12-30
Sale		 2020-12-30
7:49 pm		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 33,999 $5.6326 $191,503 539,155
(Direct)		 View
2021-04-13
Sale		 2021-04-15
09:40 am		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 18,425 $8.1425 $150,026 291,583
(Direct)		 View
2021-04-26
Sale		 2021-04-28
4:16 pm		 QUANTUM CORP QMCO B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner		 940,000 $8.25 $7,755,000 2,248,511
(Indirect)		 View
2021-06-04
Sale		 2021-06-07
2:55 pm		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 19,719 $7.1546 $141,082 834,151
(Direct)		 View
2021-06-04
Sale		 2021-06-07
2:55 pm		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 8,077 $7.1546 $57,788 196,780
(Direct)		 View
2021-06-11
Sale		 2021-06-14
12:40 pm		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 18,830 $7.2519 $136,553 815,321
(Direct)		 View
2021-06-11
Sale		 2021-06-14
12:40 pm		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 19,878 $7.2519 $144,153 292,330
(Direct)		 View
2021-07-07
Sale		 2021-07-08
3:23 pm		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 6,470 $6.8134 $44,083 190,310
(Direct)		 View
2021-07-07
Sale		 2021-07-08
3:23 pm		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 7,216 $6.8134 $49,165 285,114
(Direct)		 View
2021-07-07
Sale		 2021-07-08
3:24 pm		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 35,289 $6.8134 $240,438 780,032
(Direct)		 View
2021-07-14
Sale		 2021-07-16
3:15 pm		 QUANTUM CORP QMCO Lerner James J
CEO		 65,560 $6.3974 $419,414 1,677,358
(Direct)		 View
2021-07-21
Sale		 2021-07-22
3:25 pm		 QUANTUM CORP QMCO Lerner James J
CEO		 132,125 $6.121 $808,737 1,545,233
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2020-07-01
Option Award		 2020-07-02
4:27 pm		 N/A
N/A		 QUANTUM CORP QMCO Martella Donald E. Jr.
VP		 32,500 $0 83,338
(Direct)		 View
2020-07-01
Option Award		 2020-07-02
4:27 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO Martella Donald E. Jr.
VP		 16,250 $0 0
(Direct)		 View
2020-07-01
Option Award		 2020-07-02
4:28 pm		 N/A
N/A		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 280,000 $0 1,440,000
(Direct)		 View
2020-07-01
Option Award		 2020-07-02
4:28 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 160,000 $0 0
(Direct)		 View
2020-07-01
Option Award		 2020-07-02
4:30 pm		 N/A
N/A		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 27,500 $0 327,500
(Direct)		 View
2020-07-01
Option Award		 2020-07-02
4:30 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 13,750 $0 0
(Direct)		 View
2020-07-01
Option Award		 2020-07-02
4:31 pm		 N/A
N/A		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 150,000 $0 594,577
(Direct)		 View
2020-07-01
Option Award		 2020-07-02
4:31 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 75,000 $0 0
(Direct)		 View
2020-09-01
Option Award		 2020-09-03
6:09 pm		 N/A
N/A		 QUANTUM CORP QMCO Rothman Marc E
Director		 23,496 $0 116,977
(Direct)		 View
2020-09-01
Option Award		 2020-09-03
6:09 pm		 N/A
N/A		 QUANTUM CORP QMCO FICHTHORN JOHN
Director		 23,496 $0 124,740
(Direct)		 View
2020-09-01
Option Award		 2020-09-03
6:10 pm		 N/A
N/A		 QUANTUM CORP QMCO RAU RAGHAVENDRA
Director		 23,496 $0 181,514
(Direct)		 View
2020-09-01
Option Award		 2020-09-03
6:10 pm		 N/A
N/A		 QUANTUM CORP QMCO Jacoby Rebecca
Director		 23,496 $0 39,266
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:10 pm		 N/A
N/A		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 160,000 $0 1,462,918
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:10 pm		 N/A
2029-09-06		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 80,000 $0 80,000
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:10 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 80,000 $0 80,000
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
N/A		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 117,500 $0 661,370
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
2029-09-06		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 80,000 $0 80,000
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 37,500 $0 37,500
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
N/A		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 22,875 $0 168,232
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
2029-09-06		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 16,000 $0 16,000
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 6,875 $0 6,875
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
N/A		 QUANTUM CORP QMCO MacPherson Regan J
Chief Legal&Compliance Officer		 26,875 $0 81,089
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
2029-11-01		 QUANTUM CORP QMCO MacPherson Regan J
Chief Legal&Compliance Officer		 20,000 $0 20,000
(Direct)		 View
2021-03-11
Exercise		 2021-03-15
5:11 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO MacPherson Regan J
Chief Legal&Compliance Officer		 6,875 $0 6,875
(Direct)		 View
2021-03-11
Exercise		 2021-03-17
4:07 pm		 N/A
N/A		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 6,875 $0 310,008
(Direct)		 View
2021-03-11
Exercise		 2021-03-17
4:07 pm		 N/A
2025-07-01		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 6,875 $0 6,875
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:54 am		 N/A
N/A		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 22,875 $0 191,107
(Direct)		 View
2021-05-11
Option Award		 2021-05-19
08:54 am		 N/A
N/A		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 13,750 $0 204,857
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:54 am		 N/A
2029-09-06		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 16,000 $0 0
(Direct)		 View
2021-05-11
Option Award		 2021-05-19
08:54 am		 N/A
2025-07-01		 QUANTUM CORP QMCO Moorehead Lewis W.
CAO		 6,875 $0 0
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:54 am		 N/A
N/A		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 6,875 $0 298,458
(Direct)		 View
2021-05-11
Option Award		 2021-05-19
08:54 am		 N/A
N/A		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 13,750 $0 312,208
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:54 am		 N/A
2025-07-01		 QUANTUM CORP QMCO King Elizabeth
Chief Revenue Officer		 6,875 $0 0
(Direct)		 View
2021-05-11
Option Award		 2021-05-19
08:55 am		 N/A
N/A		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 160,000 $0 1,622,918
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:55 am		 N/A
N/A		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 120,000 $0 1,742,918
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:55 am		 N/A
2029-09-06		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 80,000 $0 0
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:55 am		 N/A
2025-07-01		 QUANTUM CORP QMCO Lerner James J
CEO
Chairman		 80,000 $0 0
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:55 am		 N/A
N/A		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 117,500 $0 778,870
(Direct)		 View
2021-05-11
Option Award		 2021-05-19
08:55 am		 N/A
N/A		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 75,000 $0 853,870
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:55 am		 N/A
2029-09-06		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 80,000 $0 0
(Direct)		 View
2021-05-11
Exercise		 2021-05-19
08:55 am		 N/A
2025-07-01		 QUANTUM CORP QMCO DODSON J MICHAEL
CFO		 37,500 $0 0
(Direct)		 View
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