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Insider Trading - Surface Oncology Inc. (SURF)

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SURF Insider Trading Transactions for Surface Oncology Inc.
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2020-02-05
Purchase		 2020-02-07
4:05 pm		 Surface Oncology Inc. SURF Goater Jeff
CEO		 5,000 $3.23 $16,150 262,000
(Direct)		 View
2020-05-20
Sale		 2020-05-22
4:56 pm		 Surface Oncology Inc. SURF New Enterprise Associates 14 L.P.
NEA Partners 14 L.P.
NEA 14 GP LTD
BASKETT FOREST
Florence Anthony A. Jr.
KERINS PATRICK J
SANDELL SCOTT D
Sonsini Peter W.
10% Owner		 420,000 $3.6561 $1,535,562 2,892,877
(Direct)		 View
2020-09-01
Sale		 2020-09-03
4:17 pm		 Surface Oncology Inc. SURF EcoR1 Capital LLC
10% Owner		 332,780 $7.1419 $2,376,682 4,701,081
(Indirect)		 View
2020-10-14
Sale		 2020-10-16
8:02 pm		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 4,000 $10.05 $40,200 101,000
(Direct)		 View
2020-11-11
Sale		 2020-11-13
8:00 pm		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 595 $10.05 $5,980 100,405
(Direct)		 View
2020-12-11
Sale		 2020-12-15
8:00 pm		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 1,405 $10.05 $14,120 99,000
(Direct)		 View
2020-12-15
Sale		 2020-12-17
8:00 pm		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 1,000 $10.48 $10,480 98,000
(Direct)		 View
2020-12-17
Sale		 2020-12-21
1:32 pm		 Surface Oncology Inc. SURF Atlas Venture Fund IX L.P.
Atlas Venture Associates IX L.P.
Atlas Venture Associates IX LLC
10% Owner		 1,700,000 $18.1 $30,770,001 2,945,453
(Direct)		 View
2020-12-17
Sale		 2020-12-21
1:32 pm		 Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director		 1,700,000 $18.1 $30,770,001 2,945,453
(Indirect)		 View
2020-12-17
Sale(A)		 2020-12-21
3:35 pm		 Surface Oncology Inc. SURF Atlas Venture Fund IX L.P.
Atlas Venture Associates IX L.P.
Atlas Venture Associates IX LLC
10% Owner		 1,700,000 $8.1 $13,770,001 2,945,453
(Direct)		 View
2020-12-17
Sale(A)		 2020-12-21
3:35 pm		 Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director		 1,700,000 $8.1 $13,770,001 2,945,453
(Indirect)		 View
2021-01-14
Sale		 2021-01-15
8:00 pm		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 9,000 $12.02 $108,150 89,000
(Direct)		 View
2021-01-19
Sale		 2021-01-21
8:17 pm		 Surface Oncology Inc. SURF Goater Jeff
CEO		 5,000 $13 $65,000 262,000
(Direct)		 View
2021-02-01
Sale		 2021-02-03
8:00 pm		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 1,500 $11.19 $16,785 100,683
(Direct)		 View
2021-02-01
Sale		 2021-02-03
8:00 pm		 Surface Oncology Inc. SURF Goater Jeff
CEO		 2,500 $10.69 $26,718 262,000
(Direct)		 View
2021-02-08
Sale		 2021-02-09
8:00 pm		 Surface Oncology Inc. SURF Goater Jeff
CEO		 2,500 $12.5 $31,250 262,000
(Direct)		 View
2021-02-08
Sale		 2021-02-09
8:00 pm		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 1,500 $12.45 $18,675 99,183
(Direct)		 View
2021-02-16
Sale		 2021-02-18
8:00 pm		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 1,000 $11.35 $11,350 88,000
(Direct)		 View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2020-02-03
Option Award		 2020-02-05
4:05 pm		 N/A
N/A		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 80,000 $0 105,000
(Direct)		 View
2020-02-03
Option Award		 2020-02-05
4:05 pm		 N/A
2030-02-03		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 80,000 $0 80,000
(Direct)		 View
2020-02-03
Option Award		 2020-02-05
4:10 pm		 N/A
N/A		 Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer		 80,000 $0 80,000
(Direct)		 View
2020-02-03
Option Award		 2020-02-05
4:10 pm		 N/A
2030-02-03		 Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer		 80,000 $0 80,000
(Direct)		 View
2020-02-03
Option Award		 2020-02-05
4:10 pm		 N/A
N/A		 Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer		 80,000 $0 80,000
(Direct)		 View
2020-02-03
Option Award		 2020-02-05
4:10 pm		 N/A
2030-02-03		 Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer		 90,000 $0 90,000
(Direct)		 View
2020-02-28
Option Award		 2020-03-03
4:05 pm		 N/A
N/A		 Surface Oncology Inc. SURF Dwyer Wendy
Chief Business Officer		 5,000 $1.7 85,000
(Direct)		 View
2020-06-10
Option Award		 2020-06-12
08:00 am		 N/A
2030-06-10		 Surface Oncology Inc. SURF Shanafelt Armen
Director
10% Owner		 12,000 $0 12,000
(Direct)		 View
2020-06-10
Option Award		 2020-06-12
08:00 am		 N/A
2030-06-10		 Surface Oncology Inc. SURF LYNCH DANIEL
Director		 12,000 $0 12,000
(Direct)		 View
2020-06-10
Option Award		 2020-06-12
08:00 am		 N/A
2030-06-10		 Surface Oncology Inc. SURF MCDONOUGH GEOFF
Director		 12,000 $0 12,000
(Direct)		 View
2020-06-10
Option Award		 2020-06-12
08:00 am		 N/A
2030-06-10		 Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director		 12,000 $0 12,000
(Direct)		 View
2020-06-10
Option Award		 2020-06-12
08:00 am		 N/A
2030-06-10		 Surface Oncology Inc. SURF Stelzer Laurie
Director		 12,000 $0 12,000
(Direct)		 View
2020-06-10
Option Award		 2020-06-12
08:00 am		 N/A
2030-06-10		 Surface Oncology Inc. SURF Ibrahim Ramy
Director		 12,000 $0 12,000
(Direct)		 View
2020-06-10
Option Award		 2020-06-12
08:00 am		 N/A
2030-06-10		 Surface Oncology Inc. SURF Sigal Charles Elliott
Director		 12,000 $0 12,000
(Direct)		 View
2020-10-28
Exercise		 2020-10-30
8:30 pm		 N/A
N/A		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 4,773 $4.136 100,678
(Direct)		 View
2020-10-28
Exercise		 2020-10-30
8:30 pm		 N/A
N/A		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 122 $4.27 100,800
(Direct)		 View
2020-10-28
Exercise		 2020-10-30
8:30 pm		 N/A
2026-12-09		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 4,773 $0 682
(Direct)		 View
2020-10-28
Exercise		 2020-10-30
8:30 pm		 N/A
2029-03-01		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 122 $0 14,078
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
N/A		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 227 $4.136 101,027
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
N/A		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 173 $4.27 101,200
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
N/A		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 982 $5.412 102,182
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
N/A		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 1 $4.27 102,183
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
2026-12-09		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 227 $0 455
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
2029-03-01		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 173 $0 13,905
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
2027-06-27		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 982 $0 2,654
(Direct)		 View
2020-11-25
Exercise		 2020-11-27
8:00 pm		 N/A
2029-03-01		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 1 $0 25,999
(Direct)		 View
2021-01-19
Exercise		 2021-01-21
8:17 pm		 N/A
N/A		 Surface Oncology Inc. SURF Goater Jeff
CEO		 5,000 $3.18 267,000
(Direct)		 View
2021-01-19
Exercise		 2021-01-21
8:17 pm		 N/A
2030-02-03		 Surface Oncology Inc. SURF Goater Jeff
CEO		 5,000 $0 252,000
(Direct)		 View
2021-02-01
Exercise		 2021-02-03
8:00 pm		 N/A
N/A		 Surface Oncology Inc. SURF Goater Jeff
CEO		 2,500 $3.18 264,500
(Direct)		 View
2021-02-01
Exercise		 2021-02-03
8:00 pm		 N/A
2030-02-03		 Surface Oncology Inc. SURF Goater Jeff
CEO		 2,500 $0 249,500
(Direct)		 View
2021-02-08
Exercise		 2021-02-09
8:00 pm		 N/A
N/A		 Surface Oncology Inc. SURF Goater Jeff
CEO		 2,500 $3.18 264,500
(Direct)		 View
2021-02-08
Exercise		 2021-02-09
8:00 pm		 N/A
2030-02-03		 Surface Oncology Inc. SURF Goater Jeff
CEO		 2,500 $0 247,000
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
8:16 pm		 N/A
2031-03-01		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 68,000 $0 68,000
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
8:17 pm		 N/A
2031-03-01		 Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer		 82,000 $0 82,000
(Direct)		 View
2021-03-01
Option Award		 2021-03-03
8:17 pm		 N/A
2031-03-01		 Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer		 82,000 $0 82,000
(Direct)		 View
2021-02-12
Option Award		 2021-03-03
8:18 pm		 N/A
2031-02-12		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 484,280 $0 484,280
(Direct)		 View
2021-02-12
Option Award		 2021-03-11
8:00 pm		 N/A
2031-02-12		 Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer		 484,280 $0 484,280
(Direct)		 View
2021-04-01
Option Award		 2021-04-02
8:25 pm		 N/A
2031-04-01		 Surface Oncology Inc. SURF Goater Jeff
Director		 15,000 $0 15,000
(Direct)		 View
2021-04-01
Option Award		 2021-04-02
8:25 pm		 N/A
2031-04-01		 Surface Oncology Inc. SURF Goater Jeff
Director		 15,000 $0 15,000
(Direct)		 View
2021-04-01
Option Award		 2021-04-02
8:25 pm		 N/A
2031-04-01		 Surface Oncology Inc. SURF Goater Jeff
Director		 35,400 $0 35,400
(Direct)		 View
2021-04-01
Option Award		 2021-04-02
8:25 pm		 N/A
2031-04-01		 Surface Oncology Inc. SURF Goater Jeff
Director		 4,425 $0 4,425
(Direct)		 View
2021-05-03
Option Award		 2021-05-05
6:45 pm		 N/A
2031-05-03		 Surface Oncology Inc. SURF FEES JESSICA
See Remarks		 30,000 $0 30,000
(Direct)		 View
2021-05-03
Option Award		 2021-05-05
6:50 pm		 N/A
2031-05-03		 Surface Oncology Inc. SURF RATH HENRY C.
Chief Business Officer		 140,000 $0 140,000
(Direct)		 View
2021-05-03
Option Award		 2021-05-05
6:50 pm		 N/A
2031-05-03		 Surface Oncology Inc. SURF ONEILL ALISON
CHIEF MEDICAL OFFICER		 30,000 $0 30,000
(Direct)		 View
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