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Insider Trading - Surface Oncology Inc. (SURF)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SURF Insider Trading Transactions for Surface Oncology Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-02-05
Purchase
2020-02-07
4:05 pm
Surface Oncology Inc. SURF Goater Jeff
CEO
5,000 $3.23 $16,150 262,000
(Direct)
View
2018-04-23
Purchase
2018-04-23
4:48 pm
Surface Oncology Inc. SURF Viswanathan Ravi
10% Owner
133,333 $15 $1,999,995 3,312,877
(Indirect)
View
2018-04-23
Purchase
2018-04-23
4:48 pm
Surface Oncology Inc. SURF Sonsini Peter W.
10% Owner
133,333 $15 $1,999,995 3,312,877
(Indirect)
View
2018-04-23
Purchase
2018-04-23
4:47 pm
Surface Oncology Inc. SURF SANDELL SCOTT D
10% Owner
133,333 $15 $1,999,995 3,312,877
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
N/A
Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer
80,000 $0 90,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer
90,000 $3.18 90,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
N/A
Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer
80,000 $0 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer
80,000 $3.18 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF Dwyer Wendy
Chief Business Officer
80,000 $0 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Dwyer Wendy
Chief Business Officer
80,000 $3.18 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
80,000 $0 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
2030-02-03
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
80,000 $3.18 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
45,000 $0 45,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
2030-02-03
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
45,000 $3.18 45,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF Goater Jeff
CEO
257,000 $0 257,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Goater Jeff
CEO
257,000 $3.18 257,000
(Direct)
View
2019-10-01
Option Award
2019-10-03
4:33 pm
N/A
2029-10-01
Surface Oncology Inc. SURF Sigal Charles Elliott
Director
13,572 $1.17 13,572
(Direct)
View
2019-10-01
Option Award
2019-10-03
4:31 pm
N/A
2029-10-01
Surface Oncology Inc. SURF Shanafelt Armen
Director
10% Owner
16,531 $1.17 16,531
(Direct)
View
2019-10-01
Option Award
2019-10-03
4:29 pm
N/A
2029-10-01
Surface Oncology Inc. SURF MCDONOUGH GEOFF
Director
9,135 $1.17 9,135
(Direct)
View
2019-10-01
Option Award
2019-10-03
4:28 pm
N/A
2029-10-01
Surface Oncology Inc. SURF Ibrahim Ramy
Director
24,200 $1.17 24,200
(Direct)
View
2019-10-01
Option Award
2019-10-03
4:26 pm
N/A
2029-10-01
Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director
14,965 $1.17 14,965
(Direct)
View
2019-07-01
Option Award
2019-07-02
5:20 pm
N/A
2029-07-01
Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director
6,280 $2.79 6,280
(Direct)
View
2019-07-01
Option Award
2019-07-02
5:20 pm
N/A
2029-07-01
Surface Oncology Inc. SURF MCDONOUGH GEOFF
Director
3,834 $2.79 3,834
(Direct)
View
2019-07-01
Option Award
2019-07-02
5:20 pm
N/A
2029-07-01
Surface Oncology Inc. SURF Shanafelt Armen
Director
10% Owner
6,937 $2.79 6,937
(Direct)
View
2019-07-01
Option Award
2019-07-02
5:19 pm
N/A
2029-07-01
Surface Oncology Inc. SURF Sigal Charles Elliott
Director
5,696 $2.79 5,696
(Direct)
View
2019-06-05
Option Award
2019-06-06
4:46 pm
N/A
2029-06-05
Surface Oncology Inc. SURF Stelzer Laurie
Director
12,100 $3.69 12,100
(Direct)
View
2019-06-05
Option Award
2019-06-06
4:46 pm
N/A
2029-06-05
Surface Oncology Inc. SURF Sigal Charles Elliott
Director
12,100 $3.69 12,100
(Direct)
View
2019-06-05
Option Award
2019-06-06
4:45 pm
N/A
2029-06-05
Surface Oncology Inc. SURF Shanafelt Armen
Director
10% Owner
12,100 $3.69 12,100
(Direct)
View
2019-06-05
Option Award
2019-06-06
4:45 pm
N/A
2029-06-05
Surface Oncology Inc. SURF MCDONOUGH GEOFF
Director
12,100 $3.69 12,100
(Direct)
View
2019-06-05
Option Award
2019-06-06
4:44 pm
N/A
2029-06-05
Surface Oncology Inc. SURF LYNCH DANIEL
Director
12,100 $3.69 12,100
(Direct)
View
2019-06-05
Option Award
2019-06-06
4:44 pm
N/A
2029-06-05
Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director
12,100 $3.69 12,100
(Direct)
View
2019-05-01
Option Award
2019-05-02
4:04 pm
N/A
2029-05-01
Surface Oncology Inc. SURF Dwyer Wendy
Chief Business Officer
125,000 $4.77 125,000
(Direct)
View
2019-04-01
Exercise
2019-04-02
7:00 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
2,728 $0.352 0
(Direct)
View
2019-04-01
Exercise
2019-04-02
7:00 pm
N/A
2025-09-14
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
2,728 $0.352 0
(Direct)
View
2019-03-01
Option Award
2019-03-04
6:11 pm
N/A
2029-03-01
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
14,200 $4.27 26,000
(Direct)
View
2019-03-01
Option Award
2019-03-04
6:11 pm
N/A
2029-03-01
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
26,000 $4.27 26,000
(Direct)
View
2019-03-01
Option Award
2019-03-04
6:07 pm
N/A
2029-03-01
Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer
90,000 $4.27 90,000
(Direct)
View
2019-03-01
Option Award
2019-03-04
6:05 pm
N/A
2029-03-01
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
90,000 $4.27 90,000
(Direct)
View
2019-03-01
Option Award
2019-03-04
6:04 pm
N/A
2029-03-01
Surface Oncology Inc. SURF Nogelo Liisa I
General Counsel
80,000 $4.27 80,000
(Direct)
View
2019-03-01
Option Award
2019-03-04
6:03 pm
N/A
2029-03-01
Surface Oncology Inc. SURF Goater Jeff
CEO
300,000 $4.27 300,000
(Direct)
View
2019-01-04
Exercise
2019-01-08
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
25,000 $4.136 256,578
(Direct)
View
2019-01-04
Exercise
2019-01-08
4:05 pm
N/A
2026-12-09
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
25,000 $4.136 256,578
(Direct)
View
2019-01-04
Exercise
2019-01-08
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
1,818 $0.352 5,455
(Direct)
View
2019-01-04
Exercise
2019-01-08
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
455 $4.136 5,455
(Direct)
View
2019-01-04
Exercise
2019-01-08
4:05 pm
N/A
2025-09-14
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
1,818 $0.352 5,455
(Direct)
View
2019-01-04
Exercise
2019-01-08
4:05 pm
N/A
2026-12-09
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
455 $4.136 5,455
(Direct)
View
2018-08-01
Option Award
2018-08-01
5:50 pm
N/A
2028-08-01
Surface Oncology Inc. SURF Nogelo Liisa I
General Counsel
115,000 $11.54 115,000
(Direct)
View
2018-07-02
Option Award
2018-07-05
4:06 pm
N/A
2028-07-02
Surface Oncology Inc. SURF Sigal Charles Elliott
Director
8,882 $16.83 8,882
(Direct)
View
2018-04-23
Conversion
2018-04-25
3:56 pm
N/A
N/A
Surface Oncology Inc. SURF FIL Ltd
See Remark 1
886,716 $0 0
(Direct)
View
2018-04-23
Conversion
2018-04-25
3:56 pm
N/A
N/A
Surface Oncology Inc. SURF FIL Ltd
See Remark 1
1,950,777 $0 0
(Direct)
View
2018-04-23
Conversion
2018-04-25
3:53 pm
N/A
N/A
Surface Oncology Inc. SURF FMR LLC
10% Owner
1,888,986 $0 0
(Indirect)
View
2018-04-23
Conversion
2018-04-25
3:53 pm
N/A
N/A
Surface Oncology Inc. SURF FMR LLC
10% Owner
4,155,773 $0 0
(Indirect)
View
2018-04-23
Conversion
2018-04-25
2:38 pm
N/A
N/A
Surface Oncology Inc. SURF October 2017 Liquidating Trust
Kearney Michael J
See Remark 1
406,113 $0 0
(Indirect)
View
2018-04-23
Conversion
2018-04-25
2:38 pm
N/A
N/A
Surface Oncology Inc. SURF October 2017 Liquidating Trust
Kearney Michael J
See Remark 1
893,450 $0 0
(Indirect)
View
2018-04-23
Conversion
2018-04-23
4:48 pm
N/A
N/A
Surface Oncology Inc. SURF Viswanathan Ravi
10% Owner
3,179,544 $0 3,312,877
(Indirect)
View
2018-04-23
Conversion
2018-04-23
4:48 pm
N/A
N/A
Surface Oncology Inc. SURF Viswanathan Ravi
10% Owner
6,995,000 $0 3,312,877
(Indirect)
View
2018-04-23
Conversion
2018-04-23
4:48 pm
N/A
N/A
Surface Oncology Inc. SURF Sonsini Peter W.
10% Owner
3,179,544 $0 3,312,877
(Indirect)
View
2018-04-23
Conversion
2018-04-23
4:48 pm
N/A
N/A
Surface Oncology Inc. SURF Sonsini Peter W.
10% Owner
6,995,000 $0 3,312,877
(Indirect)
View
2018-04-23
Conversion
2018-04-23
4:47 pm
N/A
N/A
Surface Oncology Inc. SURF SANDELL SCOTT D
10% Owner
3,179,544 $0 3,312,877
(Indirect)
View
2018-04-23
Conversion
2018-04-23
4:47 pm
N/A
N/A
Surface Oncology Inc. SURF SANDELL SCOTT D
10% Owner
6,995,000 $0 3,312,877
(Indirect)
View
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