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Insider Trading - Surface Oncology Inc. (SURF)

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SURF Insider Trading Transactions for Surface Oncology Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-02-05
Purchase
2020-02-07
4:05 pm
Surface Oncology Inc. SURF Goater Jeff
CEO
5,000 $3.23 $16,150 262,000
(Direct)
View
2020-05-20
Sale
2020-05-22
4:56 pm
Surface Oncology Inc. SURF New Enterprise Associates 14 L.P.
NEA Partners 14 L.P.
NEA 14 GP LTD
BASKETT FOREST
Florence Anthony A. Jr.
KERINS PATRICK J
SANDELL SCOTT D
Sonsini Peter W.
10% Owner
420,000 $3.6561 $1,535,562 2,892,877
(Direct)
View
2020-09-01
Sale
2020-09-03
4:17 pm
Surface Oncology Inc. SURF EcoR1 Capital LLC
10% Owner
332,780 $7.1419 $2,376,682 4,701,081
(Indirect)
View
2020-10-14
Sale
2020-10-16
8:02 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
4,000 $10.05 $40,200 101,000
(Direct)
View
2020-11-11
Sale
2020-11-13
8:00 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
595 $10.05 $5,980 100,405
(Direct)
View
2020-12-11
Sale
2020-12-15
8:00 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
1,405 $10.05 $14,120 99,000
(Direct)
View
2020-12-15
Sale
2020-12-17
8:00 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
1,000 $10.48 $10,480 98,000
(Direct)
View
2020-12-17
Sale
2020-12-21
1:32 pm
Surface Oncology Inc. SURF Atlas Venture Fund IX L.P.
Atlas Venture Associates IX L.P.
Atlas Venture Associates IX LLC
10% Owner
1,700,000 $18.1 $30,770,001 2,945,453
(Direct)
View
2020-12-17
Sale
2020-12-21
1:32 pm
Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director
1,700,000 $18.1 $30,770,001 2,945,453
(Indirect)
View
2020-12-17
Sale(A)
2020-12-21
3:35 pm
Surface Oncology Inc. SURF Atlas Venture Fund IX L.P.
Atlas Venture Associates IX L.P.
Atlas Venture Associates IX LLC
10% Owner
1,700,000 $8.1 $13,770,001 2,945,453
(Direct)
View
2020-12-17
Sale(A)
2020-12-21
3:35 pm
Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director
1,700,000 $8.1 $13,770,001 2,945,453
(Indirect)
View
2021-01-14
Sale
2021-01-15
8:00 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
9,000 $12.02 $108,150 89,000
(Direct)
View
2021-01-19
Sale
2021-01-21
8:17 pm
Surface Oncology Inc. SURF Goater Jeff
CEO
5,000 $13 $65,000 262,000
(Direct)
View
2021-02-01
Sale
2021-02-03
8:00 pm
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
1,500 $11.19 $16,785 100,683
(Direct)
View
2021-02-01
Sale
2021-02-03
8:00 pm
Surface Oncology Inc. SURF Goater Jeff
CEO
2,500 $10.69 $26,718 262,000
(Direct)
View
2021-02-08
Sale
2021-02-09
8:00 pm
Surface Oncology Inc. SURF Goater Jeff
CEO
2,500 $12.5 $31,250 262,000
(Direct)
View
2021-02-08
Sale
2021-02-09
8:00 pm
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
1,500 $12.45 $18,675 99,183
(Direct)
View
2021-02-16
Sale
2021-02-18
8:00 pm
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
1,000 $11.35 $11,350 88,000
(Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
80,000 $0 105,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:05 pm
N/A
2030-02-03
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
80,000 $0 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
N/A
Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer
80,000 $0 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer
80,000 $0 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
N/A
Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer
80,000 $0 80,000
(Direct)
View
2020-02-03
Option Award
2020-02-05
4:10 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer
90,000 $0 90,000
(Direct)
View
2020-02-28
Option Award
2020-03-03
4:05 pm
N/A
N/A
Surface Oncology Inc. SURF Dwyer Wendy
Chief Business Officer
5,000 $1.7 85,000
(Direct)
View
2020-06-10
Option Award
2020-06-12
08:00 am
N/A
2030-06-10
Surface Oncology Inc. SURF Shanafelt Armen
Director
10% Owner
12,000 $0 12,000
(Direct)
View
2020-06-10
Option Award
2020-06-12
08:00 am
N/A
2030-06-10
Surface Oncology Inc. SURF LYNCH DANIEL
Director
12,000 $0 12,000
(Direct)
View
2020-06-10
Option Award
2020-06-12
08:00 am
N/A
2030-06-10
Surface Oncology Inc. SURF MCDONOUGH GEOFF
Director
12,000 $0 12,000
(Direct)
View
2020-06-10
Option Award
2020-06-12
08:00 am
N/A
2030-06-10
Surface Oncology Inc. SURF GRAYZEL DAVID S.
Director
12,000 $0 12,000
(Direct)
View
2020-06-10
Option Award
2020-06-12
08:00 am
N/A
2030-06-10
Surface Oncology Inc. SURF Stelzer Laurie
Director
12,000 $0 12,000
(Direct)
View
2020-06-10
Option Award
2020-06-12
08:00 am
N/A
2030-06-10
Surface Oncology Inc. SURF Ibrahim Ramy
Director
12,000 $0 12,000
(Direct)
View
2020-06-10
Option Award
2020-06-12
08:00 am
N/A
2030-06-10
Surface Oncology Inc. SURF Sigal Charles Elliott
Director
12,000 $0 12,000
(Direct)
View
2020-10-28
Exercise
2020-10-30
8:30 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
4,773 $4.136 100,678
(Direct)
View
2020-10-28
Exercise
2020-10-30
8:30 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
122 $4.27 100,800
(Direct)
View
2020-10-28
Exercise
2020-10-30
8:30 pm
N/A
2026-12-09
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
4,773 $0 682
(Direct)
View
2020-10-28
Exercise
2020-10-30
8:30 pm
N/A
2029-03-01
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
122 $0 14,078
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
227 $4.136 101,027
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
173 $4.27 101,200
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
982 $5.412 102,182
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
N/A
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
1 $4.27 102,183
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
2026-12-09
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
227 $0 455
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
2029-03-01
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
173 $0 13,905
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
2027-06-27
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
982 $0 2,654
(Direct)
View
2020-11-25
Exercise
2020-11-27
8:00 pm
N/A
2029-03-01
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
1 $0 25,999
(Direct)
View
2021-01-19
Exercise
2021-01-21
8:17 pm
N/A
N/A
Surface Oncology Inc. SURF Goater Jeff
CEO
5,000 $3.18 267,000
(Direct)
View
2021-01-19
Exercise
2021-01-21
8:17 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Goater Jeff
CEO
5,000 $0 252,000
(Direct)
View
2021-02-01
Exercise
2021-02-03
8:00 pm
N/A
N/A
Surface Oncology Inc. SURF Goater Jeff
CEO
2,500 $3.18 264,500
(Direct)
View
2021-02-01
Exercise
2021-02-03
8:00 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Goater Jeff
CEO
2,500 $0 249,500
(Direct)
View
2021-02-08
Exercise
2021-02-09
8:00 pm
N/A
N/A
Surface Oncology Inc. SURF Goater Jeff
CEO
2,500 $3.18 264,500
(Direct)
View
2021-02-08
Exercise
2021-02-09
8:00 pm
N/A
2030-02-03
Surface Oncology Inc. SURF Goater Jeff
CEO
2,500 $0 247,000
(Direct)
View
2021-03-01
Option Award
2021-03-03
8:16 pm
N/A
2031-03-01
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
68,000 $0 68,000
(Direct)
View
2021-03-01
Option Award
2021-03-03
8:17 pm
N/A
2031-03-01
Surface Oncology Inc. SURF Nogelo Liisa I
Chief Legal Officer
82,000 $0 82,000
(Direct)
View
2021-03-01
Option Award
2021-03-03
8:17 pm
N/A
2031-03-01
Surface Oncology Inc. SURF Palombella Vito J.
Chief Scientific Officer
82,000 $0 82,000
(Direct)
View
2021-02-12
Option Award
2021-03-03
8:18 pm
N/A
2031-02-12
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
484,280 $0 484,280
(Direct)
View
2021-02-12
Option Award
2021-03-11
8:00 pm
N/A
2031-02-12
Surface Oncology Inc. SURF ROSS ROBERT W.
Chief Medical Officer
484,280 $0 484,280
(Direct)
View
2021-04-01
Option Award
2021-04-02
8:25 pm
N/A
2031-04-01
Surface Oncology Inc. SURF Goater Jeff
Director
15,000 $0 15,000
(Direct)
View
2021-04-01
Option Award
2021-04-02
8:25 pm
N/A
2031-04-01
Surface Oncology Inc. SURF Goater Jeff
Director
15,000 $0 15,000
(Direct)
View
2021-04-01
Option Award
2021-04-02
8:25 pm
N/A
2031-04-01
Surface Oncology Inc. SURF Goater Jeff
Director
35,400 $0 35,400
(Direct)
View
2021-04-01
Option Award
2021-04-02
8:25 pm
N/A
2031-04-01
Surface Oncology Inc. SURF Goater Jeff
Director
4,425 $0 4,425
(Direct)
View
2021-05-03
Option Award
2021-05-05
6:45 pm
N/A
2031-05-03
Surface Oncology Inc. SURF FEES JESSICA
See Remarks
30,000 $0 30,000
(Direct)
View
2021-05-03
Option Award
2021-05-05
6:50 pm
N/A
2031-05-03
Surface Oncology Inc. SURF RATH HENRY C.
Chief Business Officer
140,000 $0 140,000
(Direct)
View
2021-05-03
Option Award
2021-05-05
6:50 pm
N/A
2031-05-03
Surface Oncology Inc. SURF ONEILL ALISON
CHIEF MEDICAL OFFICER
30,000 $0 30,000
(Direct)
View
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