Real time insider trading transaction history:
- Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>

Common stock purchase or sale:
Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
2023-11-13 Purchase | 2023-11-16 12:05 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 289 | $7.08 | $2,046 | 561,860 (Indirect Direct) | View |
2023-11-13 Purchase | 2023-11-16 12:04 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 289 | $7.08 | $2,046 | 512,580 (Indirect Direct) | View |
2022-12-22 Purchase | 2022-12-23 12:12 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 500 | $6.33 | $3,165 | 541,835 (Indirect Direct) | View |
2022-11-11 Purchase | 2022-11-15 1:26 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 3,050 | $6.67 | $20,344 | 509,901 (Indirect Direct) | View |
2022-11-11 Purchase | 2022-11-15 1:18 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 3,050 | $6.67 | $20,344 | 541,347 (Indirect Direct) | View |
2022-11-10 Purchase | 2022-11-14 8:29 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 2,000 | $6.6373 | $13,275 | 506,851 (Indirect Direct) | View |
2022-11-10 Purchase | 2022-11-14 8:20 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 2,000 | $6.6373 | $13,275 | 538,297 (Indirect Direct) | View |
2022-11-08 Purchase(A) | 2022-11-09 8:51 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 6,000 | $6.5091 | $39,055 | 536,297 (Indirect Direct) | View |
2022-11-08 Purchase(A) | 2022-11-09 8:39 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 6,000 | $6.5091 | $39,055 | 504,851 (Indirect Direct) | View |
2022-11-08 Purchase | 2022-11-09 8:27 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 6,000 | $6.5091 | $39,055 | 536,297 (Indirect Direct) | View |
2022-11-08 Purchase | 2022-11-09 8:16 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 6,000 | $6.5091 | $39,055 | 494,646 (Indirect Direct) | View |
2022-11-03 Purchase(A) | 2022-11-09 7:49 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 4,000 | $6.3859 | $25,544 | 498,851 (Indirect Direct) | View |
2022-11-03 Purchase(A) | 2022-11-09 6:22 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 4,000 | $6.3859 | $25,544 | 530,297 (Indirect Direct) | View |
2022-11-03 Purchase | 2022-11-04 3:52 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 4,000 | $6.3859 | $25,544 | 529,067 (Indirect Direct) | View |
2022-11-03 Purchase | 2022-11-04 3:37 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 4,000 | $6.3859 | $25,544 | 466,606 (Indirect Direct) | View |
2022-09-23 Purchase | 2022-09-23 1:39 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 3,000 | $6.2333 | $18,700 | 525,067 (Indirect Direct) | View |
2022-09-02 Purchase | 2022-09-02 4:57 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 2,000 | $6.985 | $13,970 | 520,924 (Indirect Direct) | View |
2022-08-19 Purchase | 2022-08-22 1:43 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 3,000 | $7.158 | $21,474 | 518,924 (Indirect Direct) | View |
2022-04-08 Purchase | 2022-04-11 12:19 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 472 | $8.47 | $3,998 | 1,162 (Direct) | View |
2021-12-20 Purchase | 2021-12-20 6:08 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 4,000 | $8.5303 | $34,121 | 500,915 (Indirect Direct) | View |
2021-12-08 Sale | 2021-12-09 5:25 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McGarrity John P Officer of XAI | 11,100 | $9.1 | $101,010 | 42,851 (Direct) | View |
2021-07-27 Purchase | 2021-07-27 2:06 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 288 | $8.6655 | $2,496 | 1,232 (Direct) | View |
2021-07-21 Purchase | 2021-07-22 5:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 29,500 | $8.5 | $250,750 | 461,081 (Indirect Direct) | View |
2021-07-21 Purchase | 2021-07-21 4:30 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 10,000 | $8.4996 | $84,996 | 951,898 (Indirect Direct) | View |
2020-03-24 Purchase | 2020-03-25 11:00 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 10,000 | $4.038 | $40,380 | 56,242 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
Ownership | 2023-10-03 8:02 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Roessler Randi Jean Chief Compliance Officer | 0 | $0 | 0 (Direct) | View |
2023-07-24 Gift | 2023-07-26 4:22 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 4,000 | $0 | 546,173 (Direct) | View |
Ownership | 2022-11-15 6:35 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 0 | $0 | 8,737 (Direct) | View |
Ownership(A) | 2022-01-07 6:30 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 0 | $0 | 497,437 (Direct) | View |
Ownership | 2021-12-20 1:29 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 0 | $0 | 7,873 (Direct) | View |
Ownership | 2021-12-20 11:08 am | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 0 | $0 | 66,127 (Direct) | View |
Ownership | 2021-12-17 5:58 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 0 | $0 | 668 (Direct) | View |
Ownership(A) | 2021-12-17 5:42 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 0 | $0 | 496,915 (Direct) | View |
Ownership | 2021-12-17 5:31 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 0 | $0 | 462,206 (Direct) | View |
Ownership | 2021-09-20 8:25 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Eagle Point Credit Management LLC EP DIF Cayman I LP Eagle Point Core Income Fund LP Eagle Point CIF GP I LLC Eagle Point DIF GP I LLC 10% Owner | 0 | $0 | 348,303 (Indirect) | View |
Ownership | 2020-12-07 11:35 am | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 0 | $0 | 467,675 (Direct) | View |
Ownership | 2020-12-03 4:37 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 0 | $0 | 7,128 (Direct) | View |
Ownership | 2020-12-02 12:29 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 0 | $0 | 60,637 (Direct) | View |
Ownership | 2020-04-16 12:21 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Gleason Sean Michael Sub-Adviser Inv Comm Member | 0 | $0 | 0 (Direct) | View |