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Insider Trading - XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-09-25 Sale | 2018-09-26 1:45 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 200 | $9.82 | $1,964 | 426,987 (Indirect Direct) | View |
| 2018-09-25 Sale | 2018-09-26 1:52 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 300 | $9.82 | $2,946 | 422,500 (Indirect Direct) | View |
| 2018-09-27 Sale | 2018-09-28 1:29 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 700 | $9.82 | $6,874 | 426,287 (Indirect Direct) | View |
| 2018-09-27 Sale | 2018-09-28 1:40 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 700 | $9.8179 | $6,873 | 421,800 (Indirect Direct) | View |
| 2018-09-26 Sale | 2018-10-01 5:12 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 400 | $9.8 | $3,920 | 425,887 (Indirect Direct) | View |
| 2018-09-26 Sale | 2018-10-01 5:18 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 300 | $9.8 | $2,940 | 421,500 (Indirect Direct) | View |
| 2018-10-01 Sale | 2018-10-02 11:07 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 1,200 | $9.8196 | $11,784 | 424,687 (Indirect Direct) | View |
| 2018-10-01 Sale | 2018-10-02 11:47 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 965 | $9.8218 | $9,478 | 420,535 (Indirect Direct) | View |
| 2018-10-02 Sale | 2018-10-03 1:40 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 511 | $9.8143 | $5,015 | 424,176 (Indirect Direct) | View |
| 2018-10-02 Sale | 2018-10-03 1:47 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 600 | $9.8167 | $5,890 | 419,935 (Indirect Direct) | View |
| 2018-10-03 Sale | 2018-10-04 4:12 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 1,080 | $9.8536 | $10,642 | 423,096 (Indirect Direct) | View |
| 2018-10-03 Sale | 2018-10-04 4:18 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 1,080 | $9.8536 | $10,642 | 418,855 (Indirect Direct) | View |
| 2018-10-04 Sale | 2018-10-05 3:54 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 100 | $9.83 | $983 | 422,996 (Indirect Direct) | View |
| 2018-10-04 Sale | 2018-10-05 4:02 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 100 | $9.83 | $983 | 418,755 (Indirect Direct) | View |
| 2018-10-05 Sale | 2018-10-09 10:45 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 100 | $9.8 | $980 | 422,896 (Indirect Direct) | View |
| 2018-10-08 Sale | 2018-10-09 11:02 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 7 | $9.8 | $69 | 422,889 (Indirect Direct) | View |
| 2018-10-08 Sale | 2018-10-09 11:16 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 100 | $9.8 | $980 | 418,655 (Indirect Direct) | View |
| 2018-10-10 Sale | 2018-10-11 2:15 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 400 | $9.875 | $3,950 | 422,489 (Indirect Direct) | View |
| 2018-10-10 Sale | 2018-10-11 2:23 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 400 | $9.875 | $3,950 | 418,255 (Indirect Direct) | View |
| 2018-10-11 Sale | 2018-10-12 3:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 100 | $9.88 | $988 | 422,389 (Indirect Direct) | View |
| 2018-10-11 Sale | 2018-10-12 3:27 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 100 | $9.88 | $988 | 418,155 (Indirect Direct) | View |
| 2018-10-29 Purchase | 2018-10-30 1:49 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 3,206 | $9.208 | $29,521 | 43,206 (Direct) | View |
| 2018-10-25 Purchase | 2018-11-06 1:45 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Dingens Gregory Trustee | 2,000 | $9.449 | $18,898 | 27,000 (Direct) | View |
| 2018-12-21 Purchase | 2018-12-21 5:34 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 2,500 | $7.37 | $18,425 | 424,889 (Indirect Direct) | View |
| 2018-12-26 Purchase | 2018-12-26 4:42 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 300 | $7.37 | $2,211 | 2,938 (Direct) | View |
| 2019-01-11 Purchase | 2019-01-15 11:59 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Basmadjian Lauren Michelle Portfolio Manager | 12,500 | $8.0219 | $100,274 | 17,500 (Direct) | View |
| 2019-01-18 Purchase | 2019-01-18 3:20 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 3,008 | $8.3099 | $24,996 | 5,971 (Direct) | View |
| 2019-04-03 Purchase | 2019-04-03 3:41 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Dingens Gregory Trustee | 1,200 | $8.722 | $10,466 | 28,200 (Direct) | View |
| 2020-01-09 Purchase | 2020-01-13 12:02 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 1,221 | $8.185 | $9,994 | 419,376 (Direct) | View |
| 2020-01-09 Purchase(A) | 2020-01-14 09:44 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 1,221 | $8.185 | $9,994 | 419,376 (Indirect Direct) | View |
| 2020-01-21 Purchase | 2020-01-21 2:19 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 300 | $8.24 | $2,472 | 300 (Direct) | View |
| 2020-03-06 Purchase | 2020-03-06 2:21 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Advisor Personnel | 5,000 | $7.38 | $36,900 | 438,410 (Indirect Direct) | View |
| 2020-03-10 Sale | 2020-03-10 2:32 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 225 | $6.815 | $1,530 | 6,451 (Direct) | View |
| 2020-03-12 Purchase | 2020-03-12 4:08 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Advisor Personnel | 1,800 | $5.9111 | $10,640 | 440,210 (Indirect Direct) | View |
| 2020-03-12 Purchase(A) | 2020-03-13 12:28 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Advisor Personnel | 1,800 | $5.925 | $10,665 | 440,210 (Indirect Direct) | View |
| 2020-03-16 Purchase | 2020-03-16 4:45 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 3,000 | $5.69 | $17,070 | 443,210 (Indirect Direct) | View |
| 2020-03-16 Purchase | 2020-03-16 5:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McGarrity John P Chief Legal & Secretary | 2,520 | $5.5374 | $13,954 | 53,951 (Direct) | View |
| 2020-03-18 Purchase | 2020-03-18 12:09 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 2,000 | $4.5 | $9,000 | 421,376 (Indirect Direct) | View |
| 2020-03-19 Purchase | 2020-03-23 2:48 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Gordon Andrew David Sub-Adviser Inv Comm Member | 4,272 | $4.6715 | $19,957 | 4,272 (Direct) | View |
| 2020-03-24 Purchase | 2020-03-25 11:00 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 10,000 | $4.038 | $40,380 | 56,242 (Direct) | View |