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Insider Trading - XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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XFLT Insider Trading Transactions for XAI Octagon Floating Rate & Alternative Income Term Trust
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2019-04-03
Purchase		 2019-04-03
3:41 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Dingens Gregory
Trustee		 1,200 $8.722 $10,466 28,200
(Direct)		 View
2019-01-18
Purchase		 2019-01-18
3:20 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee		 3,008 $8.31 $24,996 5,971
(Direct)		 View
2019-01-11
Purchase		 2019-01-15
11:59 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Basmadjian Lauren Michelle
Portfolio Manager		 12,500 $8.022 $100,274 17,500
(Direct)		 View
2018-12-26
Purchase		 2018-12-26
4:42 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee		 300 $7.37 $2,211 2,938
(Direct)		 View
2018-12-21
Purchase		 2018-12-21
5:34 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 2,500 $7.37 $18,425 424,889
(Indirect
Direct)		 View
2018-10-25
Purchase		 2018-11-06
1:45 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Dingens Gregory
Trustee		 2,000 $9.449 $18,898 27,000
(Direct)		 View
2018-10-29
Purchase		 2018-10-30
1:49 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT FRANKLIN PHILIP G
Trustee		 3,206 $9.208 $29,521 43,206
(Direct)		 View
2018-10-11
Sale		 2018-10-12
3:27 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 100 $9.88 $988 418,155
(Indirect
Direct)		 View
2018-10-11
Sale		 2018-10-12
3:01 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 100 $9.88 $988 422,389
(Indirect
Direct)		 View
2018-10-10
Sale		 2018-10-11
2:23 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 400 $9.875 $3,950 418,255
(Indirect
Direct)		 View
2018-10-10
Sale		 2018-10-11
2:15 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 400 $9.875 $3,950 422,489
(Indirect
Direct)		 View
2018-10-08
Sale		 2018-10-09
11:16 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 100 $9.8 $980 418,655
(Indirect
Direct)		 View
2018-10-08
Sale		 2018-10-09
11:02 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 7 $9.8 $69 422,889
(Indirect
Direct)		 View
2018-10-05
Sale		 2018-10-09
10:45 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 100 $9.8 $980 422,896
(Indirect
Direct)		 View
2018-10-04
Sale		 2018-10-05
4:02 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 100 $9.83 $983 418,755
(Indirect
Direct)		 View
2018-10-04
Sale		 2018-10-05
3:54 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 100 $9.83 $983 422,996
(Indirect
Direct)		 View
2018-10-03
Sale		 2018-10-04
4:18 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 1,080 $9.854 $10,642 418,855
(Indirect
Direct)		 View
2018-10-03
Sale		 2018-10-04
4:12 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 1,080 $9.854 $10,642 423,096
(Indirect
Direct)		 View
2018-10-02
Sale		 2018-10-03
1:47 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 600 $9.817 $5,890 419,935
(Indirect
Direct)		 View
2018-10-02
Sale		 2018-10-03
1:40 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 511 $9.814 $5,015 424,176
(Indirect
Direct)		 View
2018-10-01
Sale		 2018-10-02
11:47 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 965 $9.822 $9,478 420,535
(Indirect
Direct)		 View
2018-10-01
Sale		 2018-10-02
11:07 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 1,200 $9.82 $11,784 424,687
(Indirect
Direct)		 View
2018-09-26
Sale		 2018-10-01
5:18 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 300 $9.8 $2,940 421,500
(Indirect
Direct)		 View
2018-09-26
Sale		 2018-10-01
5:12 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 400 $9.8 $3,920 425,887
(Indirect
Direct)		 View
2018-09-27
Sale		 2018-09-28
1:40 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 700 $9.818 $6,873 421,800
(Indirect
Direct)		 View
2018-09-27
Sale		 2018-09-28
1:29 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 700 $9.82 $6,874 426,287
(Indirect
Direct)		 View
2018-09-25
Sale		 2018-09-26
1:52 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 300 $9.82 $2,946 422,500
(Indirect
Direct)		 View
2018-09-25
Sale		 2018-09-26
1:45 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 200 $9.82 $1,964 426,987
(Indirect
Direct)		 View
2018-09-20
Sale		 2018-09-21
12:22 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 200 $9.8 $1,960 422,800
(Indirect
Direct)		 View
2018-09-20
Sale		 2018-09-21
12:13 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 200 $9.805 $1,961 427,187
(Indirect
Direct)		 View
2018-09-19
Sale		 2018-09-20
2:28 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 300 $9.82 $2,946 423,000
(Indirect
Direct)		 View
2018-09-19
Sale		 2018-09-20
2:13 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 400 $9.823 $3,929 427,387
(Indirect
Direct)		 View
2018-09-18
Sale		 2018-09-19
11:48 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 300 $9.83 $2,949 423,300
(Indirect
Direct)		 View
2018-09-18
Sale		 2018-09-19
11:38 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 300 $9.83 $2,949 427,787
(Indirect
Direct)		 View
2018-09-17
Sale		 2018-09-18
11:52 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 200 $9.815 $1,963 423,600
(Indirect
Direct)		 View
2018-09-17
Sale		 2018-09-18
11:40 am		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 200 $9.815 $1,963 428,087
(Indirect
Direct)		 View
2018-09-14
Sale		 2018-09-17
1:04 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 900 $9.871 $8,884 423,800
(Indirect
Direct)		 View
2018-09-14
Sale		 2018-09-17
12:56 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 1,000 $9.868 $9,868 428,287
(Indirect
Direct)		 View
2018-09-13
Sale		 2018-09-14
12:23 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO		 2,900 $9.87 $28,624 424,700
(Indirect
Direct)		 View
2018-09-13
Sale		 2018-09-14
12:11 pm		 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO		 2,820 $9.868 $27,827 429,287
(Indirect
Direct)		 View

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