Real time insider trading transaction history:
- Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2022-04-08 Purchase | 2022-04-11 12:19 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 472 | $8.47 | $3,998 | 1,162 (Direct) | View |
| 2021-12-20 Purchase | 2021-12-20 6:08 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 4,000 | $8.5303 | $34,121 | 500,915 (Indirect Direct) | View |
| 2021-12-08 Sale | 2021-12-09 5:25 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McGarrity John P Officer of XAI | 11,100 | $9.1 | $101,010 | 42,851 (Direct) | View |
| 2021-07-27 Purchase | 2021-07-27 2:06 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 288 | $8.6655 | $2,496 | 1,232 (Direct) | View |
| 2021-07-21 Purchase | 2021-07-22 5:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 29,500 | $8.5 | $250,750 | 461,081 (Indirect Direct) | View |
| 2021-07-21 Purchase | 2021-07-21 4:30 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 10,000 | $8.4996 | $84,996 | 951,898 (Indirect Direct) | View |
| 2020-03-24 Purchase | 2020-03-25 11:00 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 10,000 | $4.038 | $40,380 | 56,242 (Direct) | View |
| 2020-03-19 Purchase | 2020-03-23 2:48 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Gordon Andrew David Sub-Adviser Inv Comm Member | 4,272 | $4.6715 | $19,957 | 4,272 (Direct) | View |
| 2020-03-18 Purchase | 2020-03-18 12:09 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 2,000 | $4.5 | $9,000 | 431,581 (Indirect Direct) | View |
| 2020-03-16 Purchase | 2020-03-16 5:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McGarrity John P Chief Legal & Secretary | 2,520 | $5.5374 | $13,954 | 53,951 (Direct) | View |
| 2020-03-16 Purchase | 2020-03-16 4:45 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 3,000 | $5.69 | $17,070 | 453,415 (Indirect Direct) | View |
| 2020-03-12 Purchase(A) | 2020-03-13 12:28 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Advisor Personnel | 1,800 | $5.925 | $10,665 | 450,415 (Indirect Direct) | View |
| 2020-03-12 Purchase | 2020-03-12 4:08 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Advisor Personnel | 1,800 | $5.9111 | $10,640 | 450,415 (Indirect Direct) | View |
| 2020-03-10 Sale | 2020-03-10 2:32 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 225 | $6.815 | $1,530 | 6,451 (Direct) | View |
| 2020-03-06 Purchase | 2020-03-06 2:21 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Advisor Personnel | 5,000 | $7.38 | $36,900 | 448,615 (Indirect Direct) | View |
| 2020-01-21 Purchase | 2020-01-21 2:19 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 300 | $8.24 | $2,472 | 300 (Direct) | View |
| 2020-01-09 Purchase(A) | 2020-01-14 09:44 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 1,221 | $8.185 | $9,994 | 429,581 (Indirect Direct) | View |
| 2020-01-10 Purchase | 2020-01-13 2:26 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 582 | $0 | $0 | 6,553 (Direct) | View |
| 2020-01-09 Purchase | 2020-01-13 12:02 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 1,221 | $8.185 | $9,994 | 419,376 (Direct) | View |
| 2019-04-03 Purchase | 2019-04-03 3:41 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Dingens Gregory Trustee | 1,200 | $8.722 | $10,466 | 28,200 (Direct) | View |
| 2019-01-18 Purchase | 2019-01-18 3:20 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 3,008 | $8.3099 | $24,996 | 5,971 (Direct) | View |
| 2019-01-11 Purchase | 2019-01-15 11:59 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Basmadjian Lauren Michelle Portfolio Manager | 12,500 | $8.0219 | $100,274 | 17,500 (Direct) | View |
| 2018-12-26 Purchase | 2018-12-26 4:42 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 300 | $7.37 | $2,211 | 2,938 (Direct) | View |
| 2018-12-21 Purchase | 2018-12-21 5:34 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 2,500 | $7.37 | $18,425 | 435,094 (Indirect Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2021-09-30(A) Ownership | 2022-01-07 6:30 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 0 | $0 | 497,437 (Direct) | View |
| 2021-09-30 Ownership | 2021-12-20 1:29 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 0 | $0 | 7,873 (Direct) | View |
| 2021-09-30 Ownership | 2021-12-20 11:08 am | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 0 | $0 | 66,127 (Direct) | View |
| 2021-09-30 Ownership | 2021-12-17 5:58 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | McCulloch Benjamin Secretary & CLO | 0 | $0 | 668 (Direct) | View |
| 2021-09-30(A) Ownership | 2021-12-17 5:42 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 0 | $0 | 496,915 (Direct) | View |
| 2021-09-30 Ownership | 2021-12-17 5:31 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J CEO | 0 | $0 | 462,206 (Direct) | View |
| 2021-09-09 Ownership | 2021-09-20 8:25 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Eagle Point Credit Management LLC EP DIF Cayman I LP Eagle Point Core Income Fund LP Eagle Point CIF GP I LLC Eagle Point DIF GP I LLC 10% Owner | 0 | $0 | 348,303 (Indirect) | View |
| 2020-09-30 Ownership | 2020-12-07 11:35 am | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi Adviser Personnel | 0 | $0 | 467,675 (Direct) | View |
| 2020-09-30 Ownership | 2020-12-03 4:37 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 0 | $0 | 7,128 (Direct) | View |
| 2020-09-30 Ownership | 2020-12-02 12:29 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | FRANKLIN PHILIP G Trustee | 0 | $0 | 60,637 (Direct) | View |
| 2020-04-09 Ownership | 2020-04-16 12:21 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Gleason Sean Michael Sub-Adviser Inv Comm Member | 0 | $0 | 0 (Direct) | View |
| 2020-02-25 Ownership | 2020-03-09 4:52 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | mullins derek jason PFO & Treasurer | 0 | $0 | 0 (Direct) | View |
| 2020-02-27 Ownership | 2020-03-06 10:34 am | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Boger Maegan Gallagher Sub-Adviser Inv Comm Member | 0 | $0 | 0 (Direct) | View |
| 2019-09-30 Ownership | 2020-01-13 4:14 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Spence John Yogi CFO | 0 | $0 | 443,615 (Direct) | View |
| 2018-09-30 Ownership | 2018-12-04 3:30 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Jones Scott C Trustee | 0 | $0 | 2,617 (Direct) | View |