Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for XAI Octagon Floating Rate & Alternative Income Term Trust
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2022-04-08
Purchase
2022-04-11
12:19 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
472 $8.47 $3,998 1,162
(Direct)
View
2021-12-20
Purchase
2021-12-20
6:08 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
4,000 $8.5303 $34,121 500,915
(Indirect
Direct)
View
2021-12-08
Sale
2021-12-09
5:25 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McGarrity John P
Officer of XAI
11,100 $9.1 $101,010 42,851
(Direct)
View
2021-07-27
Purchase
2021-07-27
2:06 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
288 $8.6655 $2,496 1,232
(Direct)
View
2021-07-21
Purchase
2021-07-22
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
29,500 $8.5 $250,750 461,081
(Indirect
Direct)
View
2021-07-21
Purchase
2021-07-21
4:30 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
10,000 $8.4996 $84,996 951,898
(Indirect
Direct)
View
2020-03-24
Purchase
2020-03-25
11:00 am
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT FRANKLIN PHILIP G
Trustee
10,000 $4.038 $40,380 56,242
(Direct)
View
2020-03-19
Purchase
2020-03-23
2:48 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Gordon Andrew David
Sub-Adviser Inv Comm Member
4,272 $4.6715 $19,957 4,272
(Direct)
View
2020-03-18
Purchase
2020-03-18
12:09 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
2,000 $4.5 $9,000 431,581
(Indirect
Direct)
View
2020-03-16
Purchase
2020-03-16
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McGarrity John P
Chief Legal & Secretary
2,520 $5.5374 $13,954 53,951
(Direct)
View
2020-03-16
Purchase
2020-03-16
4:45 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
3,000 $5.69 $17,070 453,415
(Indirect
Direct)
View
2020-03-12
Purchase(A)
2020-03-13
12:28 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Advisor Personnel
1,800 $5.925 $10,665 450,415
(Indirect
Direct)
View
2020-03-12
Purchase
2020-03-12
4:08 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Advisor Personnel
1,800 $5.9111 $10,640 450,415
(Indirect
Direct)
View
2020-03-10
Sale
2020-03-10
2:32 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
225 $6.815 $1,530 6,451
(Direct)
View
2020-03-06
Purchase
2020-03-06
2:21 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Advisor Personnel
5,000 $7.38 $36,900 448,615
(Indirect
Direct)
View
2020-01-21
Purchase
2020-01-21
2:19 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
300 $8.24 $2,472 300
(Direct)
View
2020-01-09
Purchase(A)
2020-01-14
09:44 am
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
1,221 $8.185 $9,994 429,581
(Indirect
Direct)
View
2020-01-10
Purchase
2020-01-13
2:26 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
582 $0 $0 6,553
(Direct)
View
2020-01-09
Purchase
2020-01-13
12:02 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
1,221 $8.185 $9,994 419,376
(Direct)
View
2019-04-03
Purchase
2019-04-03
3:41 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Dingens Gregory
Trustee
1,200 $8.722 $10,466 28,200
(Direct)
View
2019-01-18
Purchase
2019-01-18
3:20 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
3,008 $8.3099 $24,996 5,971
(Direct)
View
2019-01-11
Purchase
2019-01-15
11:59 am
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Basmadjian Lauren Michelle
Portfolio Manager
12,500 $8.0219 $100,274 17,500
(Direct)
View
2018-12-26
Purchase
2018-12-26
4:42 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
300 $7.37 $2,211 2,938
(Direct)
View
2018-12-21
Purchase
2018-12-21
5:34 pm
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO
2,500 $7.37 $18,425 435,094
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-09-30(A)
Ownership
2022-01-07
6:30 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
0 $0 497,437
(Direct)
View
2021-09-30
Ownership
2021-12-20
1:29 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
0 $0 7,873
(Direct)
View
2021-09-30
Ownership
2021-12-20
11:08 am
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT FRANKLIN PHILIP G
Trustee
0 $0 66,127
(Direct)
View
2021-09-30
Ownership
2021-12-17
5:58 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT McCulloch Benjamin
Secretary & CLO
0 $0 668
(Direct)
View
2021-09-30(A)
Ownership
2021-12-17
5:42 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
0 $0 496,915
(Direct)
View
2021-09-30
Ownership
2021-12-17
5:31 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Brombach Theodore J
CEO
0 $0 462,206
(Direct)
View
2021-09-09
Ownership
2021-09-20
8:25 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Eagle Point Credit Management LLC
EP DIF Cayman I LP
Eagle Point Core Income Fund LP
Eagle Point CIF GP I LLC
Eagle Point DIF GP I LLC
10% Owner
0 $0 348,303
(Indirect)
View
2020-09-30
Ownership
2020-12-07
11:35 am
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
Adviser Personnel
0 $0 467,675
(Direct)
View
2020-09-30
Ownership
2020-12-03
4:37 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
0 $0 7,128
(Direct)
View
2020-09-30
Ownership
2020-12-02
12:29 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT FRANKLIN PHILIP G
Trustee
0 $0 60,637
(Direct)
View
2020-04-09
Ownership
2020-04-16
12:21 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Gleason Sean Michael
Sub-Adviser Inv Comm Member
0 $0 0
(Direct)
View
2020-02-25
Ownership
2020-03-09
4:52 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT mullins derek jason
PFO & Treasurer
0 $0 0
(Direct)
View
2020-02-27
Ownership
2020-03-06
10:34 am
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Boger Maegan Gallagher
Sub-Adviser Inv Comm Member
0 $0 0
(Direct)
View
2019-09-30
Ownership
2020-01-13
4:14 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Spence John Yogi
CFO
0 $0 443,615
(Direct)
View
2018-09-30
Ownership
2018-12-04
3:30 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term Trust XFLT Jones Scott C
Trustee
0 $0 2,617
(Direct)
View
(A) Indicate amendment filing.
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