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Insider Trading - Focus Financial Partners Inc. (FOCS)
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-07-30 Purchase | 2018-07-30 7:42 pm | Focus Financial Partners Inc. | FOCS | MCWHINNEY DEBORAH D Director | 3,000 | $33 | $99,000 | 3,000 (Direct) | View |
| 2020-09-08 Sale | 2020-09-09 07:30 am | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 107,180 | $31.05 | $3,327,939 | 1,000 (Direct) | View |
| 2020-09-08 Sale | 2020-09-09 07:30 am | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 226,441 | $31.05 | $7,030,993 | 0 (Indirect Direct) | View |
| 2020-09-08 Sale | 2020-09-09 07:30 am | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 186,783 | $31.05 | $5,799,612 | 0 (Direct) | View |
| 2020-09-08 Sale | 2020-09-09 07:31 am | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 348,323 | $31.05 | $10,815,429 | 0 (Indirect Direct) | View |
| 2020-09-08 Sale | 2020-09-09 07:31 am | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 561,185 | $31.05 | $17,424,794 | 0 (Direct) | View |
| 2021-03-02 Sale | 2021-03-03 8:17 pm | Focus Financial Partners Inc. | FOCS | KKR Freya Aggregator L.P. KKR Freya Aggregator GP LLC KKR Americas Fund XII (Freya) L.P. KKR Associates Americas XII AIV L.P. KKR Americas XII AIV GP LLC KKR Americas XII (Freya) Blocker Parent L.P. KKR Americas XII EEA (Freya) Blocker Parent L.P. 10% Owner | 2,075,424 | $46.2 | $95,884,590 | 420,797 (Indirect) | View |
| 2021-03-02 Sale | 2021-03-03 8:22 pm | Focus Financial Partners Inc. | FOCS | KKR Group Partnership L.P. KKR Associates Americas XII L.P. KKR Americas XII Ltd KKR Group Holdings Corp. KKR & Co. Inc. KKR Management LLP KRAVIS HENRY R ROBERTS GEORGE R 10% Owner | 2,075,424 | $46.2 | $95,884,590 | 420,797 (Indirect) | View |
| 2021-03-02 Sale | 2021-03-04 5:45 pm | Focus Financial Partners Inc. | FOCS | STONE POINT CAPITAL LLC Trident FFP LP Trident VI L.P. Trident VI Parallel Fund L.P. Trident VI DE Parallel Fund L.P. Trident FFP GP LLC Trident Capital VI L.P. Director 10% Owner | 4,662,270 | $46.2 | $215,396,878 | 148,062 (Indirect) | View |
| 2021-03-02 Sale | 2021-03-04 5:57 pm | Focus Financial Partners Inc. | FOCS | Carey James D Director | 4,662,270 | $46.2 | $215,396,878 | 8,130,816 (Indirect) | View |
| 2021-03-16 Sale | 2021-03-18 1:12 pm | Focus Financial Partners Inc. | FOCS | Carey James D Director | 683,226 | $46.2 | $31,565,042 | 7,798,810 (Indirect) | View |
| 2021-03-16 Sale | 2021-03-18 1:14 pm | Focus Financial Partners Inc. | FOCS | STONE POINT CAPITAL LLC Trident FFP LP Trident VI L.P. Trident VI Parallel Fund L.P. Trident VI DE Parallel Fund L.P. Trident FFP GP LLC Trident Capital VI L.P. Director 10% Owner | 683,226 | $46.2 | $31,565,042 | 142,016 (Indirect) | View |
| 2021-03-16 Sale | 2021-03-18 9:18 pm | Focus Financial Partners Inc. | FOCS | KKR Freya Aggregator L.P. KKR Freya Aggregator GP LLC KKR Americas Fund XII (Freya) L.P. KKR Associates Americas XII AIV L.P. KKR Americas XII AIV GP LLC KKR Americas XII (Freya) Blocker Parent L.P. KKR Americas XII EEA (Freya) Blocker Parent L.P. 10% Owner | 304,141 | $46.2 | $14,051,314 | 403,615 (Indirect) | View |
| 2021-03-16 Sale | 2021-03-18 9:18 pm | Focus Financial Partners Inc. | FOCS | KKR Group Partnership L.P. KKR Associates Americas XII L.P. KKR Americas XII Ltd KKR Group Holdings Corp. KKR & Co. Inc. KKR Management LLP KRAVIS HENRY R ROBERTS GEORGE R 10% Owner | 304,141 | $46.2 | $14,051,314 | 403,615 (Indirect) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2018-07-30 Option Award | 2018-07-30 7:42 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | MCWHINNEY DEBORAH D Director | 30,000 | $0 | 30,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 417,000 | $0 | 417,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 11,739 | $0 | 11,739 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 140,000 | $0 | 140,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 400,000 | $0 | 400,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 167,405 | $0 | 167,405 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 540,000 | $0 | 540,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 75,000 | $0 | 75,000 (Indirect) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 90,000 | $0 | 90,000 (Indirect) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 90,000 | $0 | 90,000 (Indirect) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 58,495 | $0 | 58,495 (Direct) | View |
| 2018-07-30 Exercise | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 58,495 | $0 | 0 (Direct) | View |
| 2018-07-30 Exercise | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 58,495 | $0 | 58,495 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 160,450 | $0 | 160,450 (Indirect) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 175,421 | $0 | 175,421 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 97,798 | $0 | 97,798 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 46,386 | $0 | 46,386 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 757,000 | $0 | 757,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 337,081 | $0 | 337,081 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 16,511 | $0 | 16,511 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 220,000 | $0 | 220,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 195,000 | $0 | 195,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 200,000 | $0 | 200,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 190,500 | $0 | 190,500 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 725,000 | $0 | 725,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 206,284 | $0 | 206,284 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 800,000 | $0 | 800,000 (Direct) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 90,000 | $0 | 90,000 (Indirect) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 470,000 | $0 | 470,000 (Indirect) | View |
| 2018-07-30 Option Award | 2018-07-30 7:43 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 100,000 | $0 | 100,000 (Indirect) | View |
| 2018-12-18 Option Award | 2018-12-20 5:05 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 331,642 | $0 | 331,642 (Direct) | View |
| 2018-12-18 Option Award | 2018-12-20 5:07 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 162,806 | $0 | 162,806 (Direct) | View |
| 2018-12-18 Option Award | 2018-12-20 5:08 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 192,956 | $0 | 192,956 (Direct) | View |
| 2018-12-18 Option Award | 2018-12-20 5:11 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Gottdiener Noah Director | 20,507 | $0 | 20,507 (Direct) | View |
| 2018-12-18 Option Award | 2018-12-20 5:13 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | MCWHINNEY DEBORAH D Director | 20,507 | $0 | 20,507 (Direct) | View |
| 2019-04-01 Option Award | 2019-04-02 9:12 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Feliciani Joseph Director | 30,000 | $0 | 30,000 (Direct) | View |
| 2019-12-11 Option Award | 2019-12-13 4:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Gottdiener Noah Director | 23,910 | $0 | 23,910 (Direct) | View |
| 2019-12-11 Option Award | 2019-12-13 4:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | MCWHINNEY DEBORAH D Director | 23,910 | $0 | 23,910 (Direct) | View |
| 2019-12-11 Option Award | 2019-12-13 4:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Feliciani Joseph Director | 23,910 | $0 | 23,910 (Direct) | View |
| 2019-12-11 Option Award | 2019-12-13 4:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 266,904 | $0 | 266,904 (Direct) | View |
| 2019-12-11 Option Award | 2019-12-13 4:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 179,405 | $0 | 179,405 (Direct) | View |
| 2019-12-11 Option Award | 2019-12-13 4:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 306,788 | $0 | 306,788 (Direct) | View |
| 2019-12-11 Option Award | 2019-12-13 4:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 100,000 | $0 | 100,000 (Indirect) | View |
| 2020-01-01 Other | 2020-01-03 6:08 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Management Holdings L.P. KKR Management Holdings Corp 10% Owner | 487,112 | $0 | 0 (Indirect) | View |
| 2020-01-01 Other | 2020-01-03 6:08 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Management Holdings L.P. KKR Management Holdings Corp 10% Owner | 4,384,002 | $0 | 0 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 107,180 | $0 | 108,180 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 100,000 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 75,213 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 92,767 | $0 | 92,767 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 92,767 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 14,413 | $0 | 100 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 177,979 | $0 | 177,979 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 48,462 | $0 | 48,462 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 235,723 | $0 | 181,277 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 75,000 | $0 | 0 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 177,979 | $0 | 177,979 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 48,462 | $0 | 48,462 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 177,979 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 48,462 | $0 | 0 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 186,783 | $0 | 186,783 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 10,316 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 145,464 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 80,000 | $0 | 142,000 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 186,783 | $0 | 186,783 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:30 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 186,783 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 260,749 | $0 | 260,749 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 87,574 | $0 | 87,574 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 345,348 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 125,000 | $0 | 215,000 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 260,749 | $0 | 260,749 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 87,574 | $0 | 87,574 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 260,749 | $0 | 0 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 87,574 | $0 | 0 (Indirect) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 561,185 | $0 | 561,185 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 175,000 | $0 | 421 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 97,000 | $0 | 798 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 46,000 | $0 | 386 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 336,000 | $0 | 1,081 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 561,185 | $0 | 619,680 (Direct) | View |
| 2020-09-08 Exercise | 2020-09-09 07:31 am | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 561,185 | $0 | 58,495 (Direct) | View |
| 2020-09-24 Option Award | 2020-09-25 5:17 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Morganroth Greg S. Director | 30,000 | $0 | 30,000 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:18 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 66,212 | $0 | 66,212 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:18 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Chang Leonard R. Sr. Managing Dir/Head of M&A | 6,738 | $0 | 6,738 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:21 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Gottdiener Noah Director | 9,341 | $0 | 9,341 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:21 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Gottdiener Noah Director | 951 | $0 | 951 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:23 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 55,501 | $0 | 55,501 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:23 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Shanahan James CFO | 5,648 | $0 | 5,648 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:25 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | MCWHINNEY DEBORAH D Director | 9,341 | $0 | 9,341 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:25 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | MCWHINNEY DEBORAH D Director | 951 | $0 | 951 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:27 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Morganroth Greg S. Director | 9,341 | $0 | 9,341 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:27 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Morganroth Greg S. Director | 951 | $0 | 951 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:29 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 127,080 | $0 | 127,080 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:29 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Adolf Ruediger CEO Chairman | 12,933 | $0 | 12,933 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 49,659 | $0 | 49,659 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:30 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | McGranahan John Russell General Counsel | 5,054 | $0 | 5,054 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:32 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Feliciani Joseph Director | 9,341 | $0 | 9,341 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:32 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Feliciani Joseph Director | 951 | $0 | 951 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:37 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 82,570 | $0 | 82,570 (Direct) | View |
| 2020-12-07 Option Award | 2020-12-09 9:37 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Kodialam Rajini Sundar COO | 8,403 | $0 | 8,403 (Direct) | View |
| 2021-01-01 Option Award | 2021-01-05 6:24 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Mashinsky Kristine Director | 30,000 | $0 | 30,000 (Direct) | View |
| 2021-03-02 Conversion | 2021-03-03 8:17 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Freya Aggregator L.P. KKR Freya Aggregator GP LLC KKR Americas Fund XII (Freya) L.P. KKR Associates Americas XII AIV L.P. KKR Americas XII AIV GP LLC KKR Americas XII (Freya) Blocker Parent L.P. KKR Americas XII EEA (Freya) Blocker Parent L.P. 10% Owner | 574,400 | $0 | 1,061,512 (Indirect) | View |
| 2021-03-02 Conversion | 2021-03-03 8:17 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Freya Aggregator L.P. KKR Freya Aggregator GP LLC KKR Americas Fund XII (Freya) L.P. KKR Associates Americas XII AIV L.P. KKR Americas XII AIV GP LLC KKR Americas XII (Freya) Blocker Parent L.P. KKR Americas XII EEA (Freya) Blocker Parent L.P. 10% Owner | 574,400 | $0 | 3,809,602 (Indirect) | View |
| 2021-03-02 Conversion | 2021-03-03 8:22 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Group Partnership L.P. KKR Associates Americas XII L.P. KKR Americas XII Ltd KKR Group Holdings Corp. KKR & Co. Inc. KKR Management LLP KRAVIS HENRY R ROBERTS GEORGE R 10% Owner | 574,400 | $0 | 1,061,512 (Indirect) | View |
| 2021-03-02 Conversion | 2021-03-03 8:22 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Group Partnership L.P. KKR Associates Americas XII L.P. KKR Americas XII Ltd KKR Group Holdings Corp. KKR & Co. Inc. KKR Management LLP KRAVIS HENRY R ROBERTS GEORGE R 10% Owner | 574,400 | $0 | 3,809,602 (Indirect) | View |
| 2021-03-02 Conversion | 2021-03-04 5:45 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | STONE POINT CAPITAL LLC Trident FFP LP Trident VI L.P. Trident VI Parallel Fund L.P. Trident VI DE Parallel Fund L.P. Trident FFP GP LLC Trident Capital VI L.P. Director 10% Owner | 1,296,885 | $0 | 2,396,693 (Indirect) | View |
| 2021-03-02 Conversion | 2021-03-04 5:45 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | STONE POINT CAPITAL LLC Trident FFP LP Trident VI L.P. Trident VI Parallel Fund L.P. Trident VI DE Parallel Fund L.P. Trident FFP GP LLC Trident Capital VI L.P. Director 10% Owner | 1,296,885 | $0 | 8,601,385 (Indirect) | View |
| 2021-03-02 Conversion | 2021-03-04 5:57 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Carey James D Director | 1,296,885 | $0 | 12,793,086 (Indirect) | View |
| 2021-03-02 Conversion | 2021-03-04 5:57 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Carey James D Director | 1,296,885 | $0 | 8,601,385 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 1:12 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Carey James D Director | 351,220 | $0 | 8,482,036 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 1:12 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | Carey James D Director | 351,220 | $0 | 8,250,165 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 1:14 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | STONE POINT CAPITAL LLC Trident FFP LP Trident VI L.P. Trident VI Parallel Fund L.P. Trident VI DE Parallel Fund L.P. Trident FFP GP LLC Trident Capital VI L.P. Director 10% Owner | 351,220 | $0 | 351,220 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 1:14 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | STONE POINT CAPITAL LLC Trident FFP LP Trident VI L.P. Trident VI Parallel Fund L.P. Trident VI DE Parallel Fund L.P. Trident FFP GP LLC Trident Capital VI L.P. Director 10% Owner | 351,220 | $0 | 8,250,165 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 9:18 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Freya Aggregator L.P. KKR Freya Aggregator GP LLC KKR Americas Fund XII (Freya) L.P. KKR Associates Americas XII AIV L.P. KKR Americas XII AIV GP LLC KKR Americas XII (Freya) Blocker Parent L.P. KKR Americas XII EEA (Freya) Blocker Parent L.P. 10% Owner | 155,558 | $0 | 155,558 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 9:18 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Freya Aggregator L.P. KKR Freya Aggregator GP LLC KKR Americas Fund XII (Freya) L.P. KKR Associates Americas XII AIV L.P. KKR Americas XII AIV GP LLC KKR Americas XII (Freya) Blocker Parent L.P. KKR Americas XII EEA (Freya) Blocker Parent L.P. 10% Owner | 155,558 | $0 | 3,654,044 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 9:18 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Group Partnership L.P. KKR Associates Americas XII L.P. KKR Americas XII Ltd KKR Group Holdings Corp. KKR & Co. Inc. KKR Management LLP KRAVIS HENRY R ROBERTS GEORGE R 10% Owner | 155,558 | $0 | 155,558 (Indirect) | View |
| 2021-03-16 Conversion | 2021-03-18 9:18 pm | N/A N/A | Focus Financial Partners Inc. | FOCS | KKR Group Partnership L.P. KKR Associates Americas XII L.P. KKR Americas XII Ltd KKR Group Holdings Corp. KKR & Co. Inc. KKR Management LLP KRAVIS HENRY R ROBERTS GEORGE R 10% Owner | 155,558 | $0 | 3,654,044 (Indirect) | View |