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Insider Trading - Neal James R

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for Neal James R

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-10-07
Sale
2016-10-11
5:26 pm
XOMA Corp XOMA Neal James R
VP
2,500 $0.4478 $1,120 413,839
(Indirect
Direct)
View
2016-11-01
Sale
2016-11-03
7:38 pm
XOMA Corp XOMA Neal James R
VP
150 $5.25 $788 20,541
(Indirect
Direct)
View
2017-01-09
Sale
2017-01-10
12:21 pm
XOMA Corp XOMA Neal James R
VP
125 $5.15 $644 20,666
(Indirect
Direct)
View
2017-02-01
Sale
2017-02-01
4:47 pm
XOMA Corp XOMA Neal James R
VP
195 $4.5154 $881 20,471
(Indirect
Direct)
View
2017-03-21
Sale
2017-03-23
10:45 am
XOMA Corp XOMA Neal James R
VP
5,105 $5.4004 $27,569 15,366
(Indirect
Direct)
View
2017-11-13
Sale
2017-11-15
8:03 pm
XOMA Corp XOMA Neal James R
CEO
46,296 $28.24 $1,307,187 16,333
(Indirect
Direct)
View
2018-04-26
Sale
2018-04-27
5:44 pm
XOMA Corp XOMA Neal James R
CEO
24,000 $24.51 $588,285 16,333
(Indirect
Direct)
View
2018-11-13
Purchase
2018-11-15
4:09 pm
XOMA Corp XOMA Neal James R
CEO
4,000 $13.26 $53,056 20,333
(Indirect
Direct)
View
2019-09-18
Sale
2019-09-20
7:40 pm
XOMA Corp XOMA Neal James R
CEO
15,652 $21.02 $328,928 17,669
(Indirect
Direct)
View
2019-11-06
Sale
2019-11-08
4:30 pm
XOMA Corp XOMA Neal James R
CEO
4,348 $22 $95,656 17,669
(Indirect
Direct)
View
2020-03-20
Purchase
2020-03-23
4:30 pm
XOMA Corp XOMA Neal James R
CEO
1,000 $16.41 $16,410 19,849
(Indirect
Direct)
View
2020-03-23
Purchase
2020-03-24
4:38 pm
XOMA Corp XOMA Neal James R
CEO
1,000 $14.5 $14,500 20,849
(Indirect
Direct)
View
2020-11-05
Sale
2020-11-06
5:20 pm
XOMA Corp XOMA Neal James R
CEO
10,000 $26.02 $260,205 20,849
(Indirect
Direct)
View
2020-11-20
Sale
2020-11-24
4:30 pm
XOMA Corp XOMA Neal James R
CEO
20,000 $32.81 $656,184 20,849
(Indirect
Direct)
View
2020-12-15
Sale
2020-12-17
4:30 pm
XOMA Corp XOMA Neal James R
CEO
26,000 $41.35 $1,074,998 20,849
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-12-22
Option Award
2016-12-23
6:07 pm
N/A
2026-12-22
XOMA Corp XOMA Neal James R
VP
100,000 $0 100,000
(Direct)
View
2017-02-10
Option Award
2017-05-22
6:27 pm
N/A
2027-02-10
XOMA Corp XOMA Neal James R
CEO
312,500 $0 312,500
(Direct)
View
2017-11-13
Exercise
2017-11-15
8:03 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
11,568 $4.03 27,901
(Direct)
View
2017-11-13
Exercise
2017-11-15
8:03 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
8,583 $4.03 24,916
(Direct)
View
2017-11-13
Exercise
2017-11-15
8:03 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
26,145 $4.03 42,478
(Direct)
View
2017-11-13
Exercise
2017-11-15
8:03 pm
N/A
2027-02-10
XOMA Corp XOMA Neal James R
CEO
11,568 $0 300,932
(Direct)
View
2017-11-13
Exercise
2017-11-15
8:03 pm
N/A
2027-02-10
XOMA Corp XOMA Neal James R
CEO
8,583 $0 292,349
(Direct)
View
2017-11-13
Exercise
2017-11-15
8:03 pm
N/A
2027-02-10
XOMA Corp XOMA Neal James R
CEO
26,145 $0 266,204
(Direct)
View
2018-02-14
Option Award
2018-02-16
5:28 pm
N/A
2028-02-14
XOMA Corp XOMA Neal James R
CEO
30,000 $0 30,000
(Direct)
View
2018-04-26
Exercise
2018-04-27
5:44 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
8,345 $5.5 24,678
(Direct)
View
2018-04-26
Exercise
2018-04-27
5:44 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
15,655 $5.5 31,988
(Direct)
View
2018-04-26
Exercise
2018-04-27
5:44 pm
2017-12-21
2026-12-22
XOMA Corp XOMA Neal James R
CEO
8,345 $0 91,655
(Direct)
View
2018-04-26
Exercise
2018-04-27
5:44 pm
2017-12-21
2026-12-22
XOMA Corp XOMA Neal James R
CEO
15,655 $0 76,000
(Direct)
View
2018-12-20
Exercise
2018-12-21
6:24 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
678 $13 21,011
(Direct)
View
2018-12-20
Exercise
2018-12-21
6:24 pm
2018-11-19
2018-12-14
XOMA Corp XOMA Neal James R
CEO
678 $0 0
(Direct)
View
2019-02-13
Option Award
2019-02-15
5:00 pm
N/A
2029-02-13
XOMA Corp XOMA Neal James R
CEO
60,000 $0 60,000
(Direct)
View
2019-09-18
Exercise
2019-09-20
7:40 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
3,830 $5.5 21,499
(Direct)
View
2019-09-18
Exercise
2019-09-20
7:40 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
6,370 $5.5 24,039
(Direct)
View
2019-09-18
Exercise
2019-09-20
7:40 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
5,452 $5.5 23,121
(Direct)
View
2019-09-18
Exercise
2019-09-20
7:40 pm
2017-12-21
2026-12-22
XOMA Corp XOMA Neal James R
CEO
3,830 $0 72,170
(Direct)
View
2019-09-18
Exercise
2019-09-20
7:40 pm
2017-12-21
2026-12-22
XOMA Corp XOMA Neal James R
CEO
6,370 $0 65,800
(Direct)
View
2019-09-18
Exercise
2019-09-20
7:40 pm
2017-12-21
2026-12-22
XOMA Corp XOMA Neal James R
CEO
5,452 $0 60,348
(Direct)
View
2019-11-06
Exercise
2019-11-08
4:30 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
4,348 $5.5 22,017
(Direct)
View
2019-11-06
Exercise
2019-11-08
4:30 pm
2017-12-21
2026-12-22
XOMA Corp XOMA Neal James R
CEO
4,348 $0 56,000
(Direct)
View
2019-12-23
Exercise
2020-01-16
5:33 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
1,180 $22 18,849
(Direct)
View
2019-12-23
Exercise
2020-01-16
5:33 pm
2019-12-02
2019-12-18
XOMA Corp XOMA Neal James R
CEO
1,180 $0 0
(Direct)
View
2020-03-13
Option Award
2020-03-16
4:30 pm
N/A
2030-03-13
XOMA Corp XOMA Neal James R
CEO
66,200 $0 66,200
(Direct)
View
2020-11-05
Exercise
2020-11-06
5:20 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
10,000 $5.5 30,849
(Direct)
View
2020-11-05
Exercise
2020-11-06
5:20 pm
N/A
2026-12-22
XOMA Corp XOMA Neal James R
CEO
10,000 $0 46,000
(Direct)
View
2020-11-20
Exercise
2020-11-24
4:30 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
6,874 $5.5 27,723
(Direct)
View
2020-11-20
Exercise
2020-11-24
4:30 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
13,126 $5.5 33,975
(Direct)
View
2020-11-20
Exercise
2020-11-24
4:30 pm
N/A
2026-12-22
XOMA Corp XOMA Neal James R
CEO
6,874 $0 39,126
(Direct)
View
2020-11-20
Exercise
2020-11-24
4:30 pm
N/A
2026-12-22
XOMA Corp XOMA Neal James R
CEO
13,126 $0 26,000
(Direct)
View
2020-12-15
Exercise
2020-12-17
4:30 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
26,000 $5.5 46,849
(Direct)
View
2020-12-15
Option Award
2020-12-17
4:30 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
8,000 $25 8,000
(Indirect)
View
2020-12-15
Exercise
2020-12-17
4:30 pm
N/A
2017-12-22
XOMA Corp XOMA Neal James R
CEO
26,000 $0 0
(Direct)
View
2021-02-17
Option Award
2021-02-19
4:30 pm
N/A
2031-02-17
XOMA Corp XOMA Neal James R
CEO
60,268 $0 60,268
(Direct)
View
2021-04-09
Option Award
2021-04-13
4:30 pm
N/A
N/A
XOMA Corp XOMA Neal James R
CEO
8,000 $25 8,000
(Indirect)
View
2021-04-27
Option Award
2021-04-29
5:54 pm
N/A
2027-11-10
PALISADE BIO Inc PALI Neal James R
Director
849 $0 849
(Direct)
View
2021-04-27
Option Award
2021-04-29
5:54 pm
N/A
2028-04-05
PALISADE BIO Inc PALI Neal James R
Director
3,398 $0 3,398
(Direct)
View
2021-04-27
Option Award
2021-04-29
5:54 pm
N/A
2028-07-24
PALISADE BIO Inc PALI Neal James R
Director
1,359 $0 1,359
(Direct)
View
2021-04-27
Option Award
2021-04-29
5:54 pm
N/A
2029-04-25
PALISADE BIO Inc PALI Neal James R
Director
5,091 $0 5,091
(Direct)
View
2021-04-27
Option Award
2021-04-29
5:54 pm
N/A
2029-06-19
PALISADE BIO Inc PALI Neal James R
Director
1,298 $0 1,298
(Direct)
View
2021-04-27
Option Award
2021-04-29
5:54 pm
N/A
2030-07-10
PALISADE BIO Inc PALI Neal James R
Director
4,406 $0 4,406
(Direct)
View