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Insider Trading - SURO CAPITAL CORP. (SSSS)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SSSS Insider Trading Transactions for SURO CAPITAL CORP.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-05-11
Purchase
2018-05-14
4:15 pm
GSV Capital Corp. GSVC POTTRUCK DAVID S
Director
15,000 $6.8473 $102,710 25,000
(Indirect)
View
2018-06-12
Purchase
2018-06-12
8:58 pm
GSV Capital Corp. GSVC Moe Michael T.
Director
736 $6.7851 $4,994 70,880
(Direct)
View
2018-06-19
Purchase
2018-06-19
5:55 pm
GSV Capital Corp. GSVC Moe Michael T.
Director
692 $7.22 $4,996 71,572
(Direct)
View
2018-12-20
Purchase
2018-12-26
11:41 am
GSV Capital Corp. GSVC LOTT RONALD M.
Director
100 $5.6668 $567 100
(Direct)
View
2019-06-10
Purchase
2019-06-11
5:50 pm
GSV Capital Corp. GSVC Klein Mark D
CEO
30,000 $6.442 $193,260 129,007
(Direct)
View
2019-06-17
Purchase
2019-06-17
5:43 pm
GSV Capital Corp. GSVC Klein Mark D
CEO
5,000 $6.68 $33,400 134,007
(Direct)
View
2020-01-08
Purchase
2020-01-09
4:41 pm
SUTTER ROCK CAPITAL CORP. SSSS Klein Mark D
CEO
18,508 $6.7515 $124,957 152,515
(Direct)
View
2020-01-02
Purchase
2020-02-14
12:55 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
241,176 $6.8103 $1,642,476 1,761,176
(Direct)
View
2020-02-25
Purchase
2020-02-27
4:24 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
75,000 $6.2033 $465,250 1,836,176
(Direct)
View
2020-02-28
Purchase
2020-03-02
3:24 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
20,000 $5.81 $116,200 1,856,176
(Direct)
View
2020-03-05
Purchase
2020-03-09
4:22 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
90,000 $6.6211 $595,900 1,946,176
(Direct)
View
2020-03-09
Purchase
2020-03-11
4:13 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
33,919 $5.7994 $196,709 1,980,095
(Direct)
View
2020-03-11
Purchase
2020-03-13
4:22 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
91,081 $6.0162 $547,966 2,071,176
(Direct)
View
2020-03-13
Purchase
2020-03-17
3:22 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
75,000 $5.1533 $386,500 2,146,176
(Direct)
View
2020-03-20
Purchase
2020-03-24
4:55 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
85,000 $4.1741 $354,800 2,231,176
(Direct)
View
2020-03-24
Purchase
2020-03-25
4:31 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
50,000 $4.42 $221,000 2,281,176
(Direct)
View
2020-03-27
Purchase
2020-03-31
09:11 am
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
30,000 $5.54 $166,200 2,311,176
(Direct)
View
2020-04-03
Purchase
2020-04-07
11:08 am
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
50,000 $5.77 $288,500 2,361,176
(Direct)
View
2020-04-08
Purchase
2020-04-10
3:16 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
95,191 $5.964 $567,723 2,456,367
(Direct)
View
2020-04-09
Purchase
2020-04-13
4:42 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
4,809 $6 $28,854 2,461,176
(Direct)
View
2020-05-13
Purchase
2020-05-13
6:10 pm
SUTTER ROCK CAPITAL CORP. SSSS Klein Mark D
CEO
8,500 $6.11 $51,935 161,015
(Direct)
View
2020-05-14
Purchase
2020-05-14
6:15 pm
SUTTER ROCK CAPITAL CORP. SSSS Klein Mark D
CEO
1,940 $6.05 $11,737 162,955
(Direct)
View
2020-05-15
Purchase
2020-05-18
4:33 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
25,000 $6.14 $153,500 2,486,176
(Direct)
View
2020-05-19
Purchase
2020-05-21
4:37 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
5,000 $6.21 $31,050 2,491,176
(Direct)
View
2020-05-27
Purchase
2020-05-28
4:10 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
25,000 $6.39 $159,750 2,516,176
(Direct)
View
2020-05-29
Purchase
2020-06-02
11:42 am
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
60,000 $6.3783 $382,700 2,576,176
(Direct)
View
2020-06-02
Purchase
2020-06-04
2:07 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
85,000 $6.3282 $537,900 2,661,176
(Direct)
View
2020-06-04
Purchase
2020-06-05
5:18 pm
SUTTER ROCK CAPITAL CORP. SSSS Birch Robert S.
10% Owner
35,000 $6.49 $227,150 2,696,176
(Direct)
View
2020-06-23
Purchase
2020-06-25
12:34 pm
SURO CAPITAL CORP. SSSS Birch Robert S.
10% Owner
129,000 $8.5991 $1,109,280 2,825,176
(Direct)
View
2020-06-25
Purchase
2020-06-26
3:33 pm
SURO CAPITAL CORP. SSSS Birch Robert S.
10% Owner
16,000 $8.8 $140,800 2,841,176
(Direct)
View
2020-06-26
Purchase
2020-06-30
4:08 pm
SURO CAPITAL CORP. SSSS Birch Robert S.
10% Owner
70,720 $8.8973 $629,215 2,911,896
(Direct)
View
2020-06-30
Purchase
2020-07-02
5:53 pm
SURO CAPITAL CORP. SSSS Birch Robert S.
10% Owner
12,000 $9.0347 $108,416 2,923,896
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-07-17
Option Award
2019-07-19
5:22 pm
N/A
2029-07-17
GSV Capital Corp. GSVC Green Allison
CFO
175,000 $6.57 175,000
(Direct)
View
2019-07-17
Option Award
2019-07-19
5:24 pm
N/A
2029-07-17
GSV Capital Corp. GSVC Klein Mark D
CEO
950,000 $6.57 950,000
(Direct)
View
2020-04-28
Other
2020-04-30
5:24 pm
N/A
2029-07-17
SUTTER ROCK CAPITAL CORP. SSSS Klein Mark D
CEO
950,000 $6.57 0
(Direct)
View
2020-04-28
Other
2020-04-30
5:24 pm
N/A
2029-07-17
SUTTER ROCK CAPITAL CORP. SSSS Green Allison
See Remarks
175,000 $6.57 0
(Direct)
View
2020-07-02
Option Award
2020-07-02
5:34 pm
N/A
N/A
SURO CAPITAL CORP. SSSS LOTT RONALD M.
Director
5,440 $0 5,540
(Direct)
View
2020-07-02
Option Award
2020-07-02
5:36 pm
N/A
N/A
SURO CAPITAL CORP. SSSS Mazur Marc
Director
5,440 $0 11,440
(Direct)
View
2020-07-02
Option Award
2020-07-02
5:37 pm
N/A
N/A
SURO CAPITAL CORP. SSSS Westley Lisa
Director
5,440 $0 5,440
(Direct)
View
2020-07-02
Option Award
2020-07-02
5:38 pm
N/A
N/A
SURO CAPITAL CORP. SSSS Potter Leonard
Director
5,440 $0 39,773
(Direct)
View
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