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Insider Trading - SURO CAPITAL CORP. (SSSS)
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-05-11 Purchase | 2018-05-14 4:15 pm | GSV Capital Corp. | GSVC | POTTRUCK DAVID S Director | 15,000 | $6.8473 | $102,710 | 25,000 (Indirect) | View |
| 2018-06-12 Purchase | 2018-06-12 8:58 pm | GSV Capital Corp. | GSVC | Moe Michael T. Director | 736 | $6.7851 | $4,994 | 70,880 (Direct) | View |
| 2018-06-19 Purchase | 2018-06-19 5:55 pm | GSV Capital Corp. | GSVC | Moe Michael T. Director | 692 | $7.22 | $4,996 | 71,572 (Direct) | View |
| 2018-12-20 Purchase | 2018-12-26 11:41 am | GSV Capital Corp. | GSVC | LOTT RONALD M. Director | 100 | $5.6668 | $567 | 100 (Direct) | View |
| 2019-06-10 Purchase | 2019-06-11 5:50 pm | GSV Capital Corp. | GSVC | Klein Mark D CEO | 30,000 | $6.442 | $193,260 | 129,007 (Direct) | View |
| 2019-06-17 Purchase | 2019-06-17 5:43 pm | GSV Capital Corp. | GSVC | Klein Mark D CEO | 5,000 | $6.68 | $33,400 | 134,007 (Direct) | View |
| 2020-01-08 Purchase | 2020-01-09 4:41 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Klein Mark D CEO | 18,508 | $6.7515 | $124,957 | 152,515 (Direct) | View |
| 2020-01-02 Purchase | 2020-02-14 12:55 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 241,176 | $6.8103 | $1,642,476 | 1,761,176 (Direct) | View |
| 2020-02-25 Purchase | 2020-02-27 4:24 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 75,000 | $6.2033 | $465,250 | 1,836,176 (Direct) | View |
| 2020-02-28 Purchase | 2020-03-02 3:24 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 20,000 | $5.81 | $116,200 | 1,856,176 (Direct) | View |
| 2020-03-05 Purchase | 2020-03-09 4:22 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 90,000 | $6.6211 | $595,900 | 1,946,176 (Direct) | View |
| 2020-03-09 Purchase | 2020-03-11 4:13 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 33,919 | $5.7994 | $196,709 | 1,980,095 (Direct) | View |
| 2020-03-11 Purchase | 2020-03-13 4:22 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 91,081 | $6.0162 | $547,966 | 2,071,176 (Direct) | View |
| 2020-03-13 Purchase | 2020-03-17 3:22 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 75,000 | $5.1533 | $386,500 | 2,146,176 (Direct) | View |
| 2020-03-20 Purchase | 2020-03-24 4:55 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 85,000 | $4.1741 | $354,800 | 2,231,176 (Direct) | View |
| 2020-03-24 Purchase | 2020-03-25 4:31 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 50,000 | $4.42 | $221,000 | 2,281,176 (Direct) | View |
| 2020-03-27 Purchase | 2020-03-31 09:11 am | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 30,000 | $5.54 | $166,200 | 2,311,176 (Direct) | View |
| 2020-04-03 Purchase | 2020-04-07 11:08 am | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 50,000 | $5.77 | $288,500 | 2,361,176 (Direct) | View |
| 2020-04-08 Purchase | 2020-04-10 3:16 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 95,191 | $5.964 | $567,723 | 2,456,367 (Direct) | View |
| 2020-04-09 Purchase | 2020-04-13 4:42 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 4,809 | $6 | $28,854 | 2,461,176 (Direct) | View |
| 2020-05-13 Purchase | 2020-05-13 6:10 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Klein Mark D CEO | 8,500 | $6.11 | $51,935 | 161,015 (Direct) | View |
| 2020-05-14 Purchase | 2020-05-14 6:15 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Klein Mark D CEO | 1,940 | $6.05 | $11,737 | 162,955 (Direct) | View |
| 2020-05-15 Purchase | 2020-05-18 4:33 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 25,000 | $6.14 | $153,500 | 2,486,176 (Direct) | View |
| 2020-05-19 Purchase | 2020-05-21 4:37 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 5,000 | $6.21 | $31,050 | 2,491,176 (Direct) | View |
| 2020-05-27 Purchase | 2020-05-28 4:10 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 25,000 | $6.39 | $159,750 | 2,516,176 (Direct) | View |
| 2020-05-29 Purchase | 2020-06-02 11:42 am | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 60,000 | $6.3783 | $382,700 | 2,576,176 (Direct) | View |
| 2020-06-02 Purchase | 2020-06-04 2:07 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 85,000 | $6.3282 | $537,900 | 2,661,176 (Direct) | View |
| 2020-06-04 Purchase | 2020-06-05 5:18 pm | SUTTER ROCK CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 35,000 | $6.49 | $227,150 | 2,696,176 (Direct) | View |
| 2020-06-23 Purchase | 2020-06-25 12:34 pm | SURO CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 129,000 | $8.5991 | $1,109,280 | 2,825,176 (Direct) | View |
| 2020-06-25 Purchase | 2020-06-26 3:33 pm | SURO CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 16,000 | $8.8 | $140,800 | 2,841,176 (Direct) | View |
| 2020-06-26 Purchase | 2020-06-30 4:08 pm | SURO CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 70,720 | $8.8973 | $629,215 | 2,911,896 (Direct) | View |
| 2020-06-30 Purchase | 2020-07-02 5:53 pm | SURO CAPITAL CORP. | SSSS | Birch Robert S. 10% Owner | 12,000 | $9.0347 | $108,416 | 2,923,896 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2019-07-17 Option Award | 2019-07-19 5:22 pm | N/A 2029-07-17 | GSV Capital Corp. | GSVC | Green Allison CFO | 175,000 | $6.57 | 175,000 (Direct) | View |
| 2019-07-17 Option Award | 2019-07-19 5:24 pm | N/A 2029-07-17 | GSV Capital Corp. | GSVC | Klein Mark D CEO | 950,000 | $6.57 | 950,000 (Direct) | View |
| 2020-04-28 Other | 2020-04-30 5:24 pm | N/A 2029-07-17 | SUTTER ROCK CAPITAL CORP. | SSSS | Klein Mark D CEO | 950,000 | $6.57 | 0 (Direct) | View |
| 2020-04-28 Other | 2020-04-30 5:24 pm | N/A 2029-07-17 | SUTTER ROCK CAPITAL CORP. | SSSS | Green Allison See Remarks | 175,000 | $6.57 | 0 (Direct) | View |
| 2020-07-02 Option Award | 2020-07-02 5:34 pm | N/A N/A | SURO CAPITAL CORP. | SSSS | LOTT RONALD M. Director | 5,440 | $0 | 5,540 (Direct) | View |
| 2020-07-02 Option Award | 2020-07-02 5:36 pm | N/A N/A | SURO CAPITAL CORP. | SSSS | Mazur Marc Director | 5,440 | $0 | 11,440 (Direct) | View |
| 2020-07-02 Option Award | 2020-07-02 5:37 pm | N/A N/A | SURO CAPITAL CORP. | SSSS | Westley Lisa Director | 5,440 | $0 | 5,440 (Direct) | View |
| 2020-07-02 Option Award | 2020-07-02 5:38 pm | N/A N/A | SURO CAPITAL CORP. | SSSS | Potter Leonard Director | 5,440 | $0 | 39,773 (Direct) | View |