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Insider Trading - Anderson Rick D

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for Anderson Rick D

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-07-25
Purchase
2017-07-26
6:39 pm
Apollo Endosurgery Inc. APEN Anderson Rick D
Director
10% Owner
1,136,363 $5.5 $6,249,997 1,090,909
(Indirect
Direct)
View
2017-07-25
Purchase
2017-07-26
7:27 pm
Apollo Endosurgery Inc. APEN PTV SCIENCES II L P
PTV IV L.P.
PTV Special Opportunities I L.P.
Anderson Rick D
Crawford Matthew S
PTV Evergreen Fund L.P.
10% Owner
1,090,909 $5.5 $6,000,000 5,243,372
(Direct)
View
2017-09-05
Purchase
2017-09-25
3:15 pm
Apollo Endosurgery Inc. APEN Anderson Rick D
Director
10% Owner
176,000 $3.8943 $685,390 1,266,909
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-12-29
Other
2016-12-30
08:32 am
N/A
N/A
LPATH INC APEN PTV SCIENCES II L P
PTV IV L.P.
PTV Special Opportunities I L.P.
Anderson Rick D
Crawford Matthew S
10% Owner
1,347,565 $0 1,347,565
(Direct)
View
2016-12-29
Other
2016-12-30
08:32 am
N/A
N/A
LPATH INC APEN PTV SCIENCES II L P
PTV IV L.P.
PTV Special Opportunities I L.P.
Anderson Rick D
Crawford Matthew S
10% Owner
2,199,186 $0 2,199,186
(Direct)
View
2016-12-29
Other
2016-12-30
08:32 am
N/A
N/A
LPATH INC APEN PTV SCIENCES II L P
PTV IV L.P.
PTV Special Opportunities I L.P.
Anderson Rick D
Crawford Matthew S
10% Owner
605,712 $0 605,712
(Direct)
View
2016-12-29
Other
2016-12-30
08:34 am
N/A
N/A
LPATH INC APEN Anderson Rick D
Director
10% Owner
1,347,565 $0 1,347,565
(Indirect)
View
2016-12-29
Other
2016-12-30
08:34 am
N/A
N/A
LPATH INC APEN Anderson Rick D
Director
10% Owner
2,199,186 $0 2,199,186
(Indirect)
View
2016-12-29
Other
2016-12-30
08:34 am
N/A
N/A
LPATH INC APEN Anderson Rick D
Director
10% Owner
605,712 $0 605,712
(Indirect)
View
2017-11-15
Other
2017-11-30
4:55 pm
N/A
N/A
Apollo Endosurgery Inc. APEN Anderson Rick D
Director
10% Owner
1,266,909 $0 0
(Indirect)
View
2017-11-15
Other
2017-11-30
4:55 pm
N/A
N/A
Apollo Endosurgery Inc. APEN Anderson Rick D
Director
10% Owner
12,669 $0 12,669
(Indirect)
View
2017-11-15
Other
2017-11-30
4:55 pm
N/A
N/A
Apollo Endosurgery Inc. APEN Anderson Rick D
Director
10% Owner
12,669 $0 0
(Indirect)
View
2017-11-15
Other
2017-11-30
4:55 pm
N/A
N/A
Apollo Endosurgery Inc. APEN Anderson Rick D
Director
10% Owner
4,223 $0 49,677
(Direct)
View
2020-10-01
Option Award
2020-10-05
5:43 pm
2021-10-01
2030-10-01
Silk Road Medical Inc SILK Anderson Rick D
Director
5,804 $0 5,804
(Direct)
View
2020-11-05
Option Award
2020-11-09
7:31 pm
2020-12-05
2030-11-05
Silk Road Medical Inc SILK Anderson Rick D
Director
887 $0 887
(Direct)
View