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Insider Trading - WORKIVA INC (WK)

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SPAC List: List of Special Purpose Acquisition Companies

WK Insider Trading Transactions for WORKIVA INC
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2020-12-15
Sale		 2020-12-16
4:42 pm		 WORKIVA INC WK CROW MICHAEL M
Director		 3,000 $79.06 $237,180 28,943
(Indirect
Direct)		 View
2020-12-21
Sale		 2020-12-22
4:21 pm		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 25,000 $88.82 $2,220,488 0
(Indirect
Direct)		 View
2020-12-28
Sale		 2020-12-29
4:19 pm		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 25,000 $91.67 $2,291,851 0
(Indirect
Direct)		 View
2021-02-25
Sale		 2021-02-26
4:25 pm		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 25,000 $101.59 $2,539,809 270,976
(Indirect
Direct)		 View
2021-03-09
Sale		 2021-03-10
4:52 pm		 WORKIVA INC WK Herz Robert H
Director		 5,848 $99.33 $580,882 17,968
(Indirect
Direct)		 View
2021-03-11
Sale		 2021-03-15
4:19 pm		 WORKIVA INC WK CROW MICHAEL M
Director		 5,000 $100 $500,000 23,943
(Indirect
Direct)		 View
2021-03-12
Sale		 2021-03-16
4:23 pm		 WORKIVA INC WK Banarjee Mithun
EVP and Chief Customer Officer		 15,225 $97.49 $1,484,361 159,330
(Direct)		 View
2021-03-17
Sale		 2021-03-18
4:19 pm		 WORKIVA INC WK Iskow Julie
COO		 29,309 $96.09 $2,816,302 160,567
(Direct)		 View
2021-03-25
Sale		 2021-03-26
4:19 pm		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 25,000 $88.55 $2,213,805 75,000
(Indirect
Direct)		 View
2021-04-23
Sale		 2021-04-27
4:24 pm		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 25,000 $96.11 $2,402,725 50,000
(Indirect
Direct)		 View
2021-05-07
Sale		 2021-05-10
6:09 pm		 WORKIVA INC WK Klindt Jill
CFO		 9,000 $91.28 $821,520 43,813
(Direct)		 View
2021-05-25
Sale		 2021-05-27
5:05 pm		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 25,000 $93.58 $2,339,466 25,000
(Indirect
Direct)		 View
2021-06-18
Sale		 2021-06-22
4:22 pm		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 35,000 $108.54 $3,799,054 37,568
(Indirect
Direct)		 View
2021-06-25
Sale		 2021-06-28
4:23 pm		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 25,000 $113.49 $2,837,244 100,000
(Indirect
Direct)		 View
2021-07-19
Sale		 2021-07-21
4:32 pm		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 35,000 $122.58 $4,290,249 152,568
(Indirect
Direct)		 View
2021-07-23
Sale		 2021-07-26
4:22 pm		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 25,000 $129.25 $3,231,275 75,000
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2020-12-04
Gift		 2020-12-09
4:15 pm		 N/A
N/A		 WORKIVA INC WK Herz Robert H
Director		 95,022 $0 11,216
(Direct)		 View
2020-12-04
Gift		 2020-12-09
4:15 pm		 N/A
N/A		 WORKIVA INC WK Herz Robert H
Director		 95,022 $0 95,022
(Indirect)		 View
2021-02-01
Conversion		 2021-02-03
5:22 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 50,000 $0 395,952
(Direct)		 View
2021-02-01
Option Award		 2021-02-03
5:22 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 49,383 $101.25 445,335
(Direct)		 View
2021-02-01
Tax Withholding		 2021-02-03
5:22 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 7,729 $101.25 437,606
(Direct)		 View
2021-02-01
Conversion		 2021-02-03
5:22 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 50,000 $0 2,104,023
(Indirect)		 View
2021-02-01
Option Award		 2021-02-03
5:30 pm		 N/A
N/A		 WORKIVA INC WK Iskow Julie
COO		 36,543 $101.25 198,294
(Direct)		 View
2021-02-01
Option Award		 2021-02-03
5:36 pm		 N/A
N/A		 WORKIVA INC WK Miller J Stuart
CFO		 25,679 $101.25 356,107
(Direct)		 View
2021-02-01
Tax Withholding		 2021-02-03
5:36 pm		 N/A
N/A		 WORKIVA INC WK Miller J Stuart
CFO		 12,617 $101.25 343,490
(Direct)		 View
2021-02-01
Option Award		 2021-02-03
5:38 pm		 N/A
N/A		 WORKIVA INC WK Ziegler Brandon
VP		 20,741 $101.25 85,424
(Direct)		 View
2021-02-01
Option Award		 2021-02-03
5:40 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 19,753 $101.25 287,880
(Direct)		 View
2021-02-01
Tax Withholding		 2021-02-03
5:40 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 5,206 $101.25 282,674
(Direct)		 View
2021-02-01
Option Award		 2021-02-03
5:43 pm		 N/A
N/A		 WORKIVA INC WK Banarjee Mithun
EVP and Chief Customer Officer		 21,728 $101.25 181,202
(Direct)		 View
2021-02-01
Tax Withholding		 2021-02-03
5:43 pm		 N/A
N/A		 WORKIVA INC WK Banarjee Mithun
EVP and Chief Customer Officer		 5,418 $101.25 175,784
(Direct)		 View
2021-02-01
Option Award		 2021-02-03
5:45 pm		 N/A
N/A		 WORKIVA INC WK Klindt Jill
CAO		 3,457 $101.25 33,059
(Direct)		 View
2021-02-01
Tax Withholding		 2021-02-03
5:45 pm		 N/A
N/A		 WORKIVA INC WK Klindt Jill
CAO		 1,262 $101.25 31,797
(Direct)		 View
2021-02-03
Tax Withholding		 2021-02-04
5:08 pm		 N/A
N/A		 WORKIVA INC WK Miller J Stuart
CFO		 5,842 $102.91 337,648
(Direct)		 View
2021-02-03
Tax Withholding		 2021-02-04
5:11 pm		 N/A
N/A		 WORKIVA INC WK Banarjee Mithun
EVP and Chief Customer Officer		 3,979 $102.91 171,805
(Direct)		 View
2021-02-03
Tax Withholding		 2021-02-04
5:15 pm		 N/A
N/A		 WORKIVA INC WK Klindt Jill
CAO		 983 $102.91 30,814
(Direct)		 View
2021-02-03
Tax Withholding		 2021-02-04
5:18 pm		 N/A
N/A		 WORKIVA INC WK Iskow Julie
COO		 8,418 $102.91 189,876
(Direct)		 View
2021-02-03
Tax Withholding		 2021-02-04
5:24 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 7,337 $102.91 430,269
(Direct)		 View
2021-02-03
Tax Withholding		 2021-02-04
5:29 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 5,306 $102.91 277,368
(Direct)		 View
2021-02-25
Gift		 2021-02-26
4:25 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 6,392 $0 270,976
(Direct)		 View
2021-02-25
Gift		 2021-02-26
4:25 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 6,392 $0 6,392
(Indirect)		 View
2021-02-25
Exercise		 2021-02-26
4:25 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 18,608 $15.83 289,584
(Direct)		 View
2021-02-25
Exercise		 2021-02-26
4:25 pm		 2015-08-12
2024-08-11		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 18,608 $0 159,592
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
4:27 pm		 N/A
N/A		 WORKIVA INC WK Klindt Jill
CFO		 2,469 $104.38 33,283
(Direct)		 View
2021-03-01
Option Award		 2021-03-02
4:27 pm		 N/A
N/A		 WORKIVA INC WK Klindt Jill
CFO		 22,514 $104.38 55,797
(Direct)		 View
2021-03-01
Tax Withholding		 2021-03-02
4:27 pm		 N/A
N/A		 WORKIVA INC WK Klindt Jill
CFO		 2,984 $104.38 52,813
(Direct)		 View
2021-03-09
Exercise		 2021-03-10
4:52 pm		 N/A
N/A		 WORKIVA INC WK Herz Robert H
Director		 12,600 $2.53 23,816
(Direct)		 View
2021-03-09
Exercise		 2021-03-10
4:52 pm		 2012-03-15
2021-03-14		 WORKIVA INC WK Herz Robert H
Director		 12,600 $0 0
(Direct)		 View
2021-03-12
Exercise		 2021-03-16
4:23 pm		 N/A
N/A		 WORKIVA INC WK Banarjee Mithun
EVP and Chief Customer Officer		 2,750 $13.55 166,943
(Direct)		 View
2021-03-12
Exercise		 2021-03-16
4:23 pm		 2018-01-03
2027-01-02		 WORKIVA INC WK Banarjee Mithun
EVP and Chief Customer Officer		 2,750 $0 0
(Direct)		 View
2021-03-15
Conversion		 2021-03-16
4:28 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 100,000 $0 100,000
(Indirect)		 View
2021-03-15
Conversion		 2021-03-16
4:28 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 100,000 $0 1,049,645
(Indirect)		 View
2021-04-01
Tax Withholding		 2021-04-05
4:37 pm		 N/A
N/A		 WORKIVA INC WK Ziegler Brandon
Executive VP & CLO		 7,919 $92.29 77,505
(Direct)		 View
2021-04-23
Gift		 2021-04-27
4:24 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 171,000 $0 878,645
(Indirect)		 View
2021-04-23
Gift		 2021-04-27
4:24 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 57,000 $0 57,000
(Indirect)		 View
2021-04-23
Gift		 2021-04-27
4:24 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 57,000 $0 57,000
(Indirect)		 View
2021-04-23
Gift		 2021-04-27
4:24 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 57,000 $0 57,000
(Indirect)		 View
2021-05-07
Exercise		 2021-05-10
6:09 pm		 N/A
N/A		 WORKIVA INC WK Klindt Jill
CFO		 5,940 $8.48 49,753
(Direct)		 View
2021-05-07
Exercise		 2021-05-10
6:09 pm		 2013-12-28
2022-12-27		 WORKIVA INC WK Klindt Jill
CFO		 5,940 $0 0
(Direct)		 View
2021-06-03
Option Award		 2021-06-07
4:17 pm		 N/A
N/A		 WORKIVA INC WK Herz Robert H
Director		 2,041 $0 20,009
(Direct)		 View
2021-06-03
Option Award		 2021-06-07
4:20 pm		 N/A
N/A		 WORKIVA INC WK CROW MICHAEL M
Director		 2,041 $0 26,930
(Direct)		 View
2021-06-03
Option Award		 2021-06-07
4:23 pm		 N/A
N/A		 WORKIVA INC WK MULCAHY DAVID S.
Director		 2,041 $0 236,166
(Direct)		 View
2021-06-03
Option Award		 2021-06-07
4:26 pm		 N/A
N/A		 WORKIVA INC WK RADIA SUKU V.
Director		 2,041 $0 65,873
(Direct)		 View
2021-06-03
Option Award		 2021-06-07
4:28 pm		 N/A
N/A		 WORKIVA INC WK Bonner Brigid A.
Director		 2,041 $0 16,429
(Direct)		 View
2021-06-18
Gift		 2021-06-22
4:22 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 22,568 $0 357,701
(Direct)		 View
2021-06-18
Gift		 2021-06-22
4:22 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 22,568 $0 72,568
(Indirect)		 View
2021-06-21
Conversion		 2021-06-22
4:31 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 100,000 $0 125,000
(Indirect)		 View
2021-06-21
Conversion		 2021-06-22
4:31 pm		 N/A
N/A		 WORKIVA INC WK TROM JEFF D.
CTO
10% Owner		 100,000 $0 778,645
(Indirect)		 View
2021-06-24
Conversion		 2021-06-28
4:19 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 150,000 $0 187,568
(Indirect)		 View
2021-06-24
Conversion		 2021-06-28
4:19 pm		 N/A
N/A		 WORKIVA INC WK VANDERPLOEG MARTIN J.
CEO
10% Owner		 150,000 $0 1,954,023
(Indirect)		 View
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