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Insider Trading - Berman Bernard D

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for Berman Bernard D

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-02-04
Purchase
2016-02-05
5:10 pm
Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
Director
20,000 $7.6785 $153,570 37,000
(Direct)
View
2016-02-08
Purchase
2016-02-10
6:13 pm
Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
Director
20,000 $7.419 $148,380 57,000
(Direct)
View
2016-02-24
Purchase
2016-02-26
5:14 pm
Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
Director
26,500 $7.3331 $194,328 83,500
(Direct)
View
2017-02-10
Purchase
2017-02-13
5:39 pm
Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
Director
10,000 $8.8794 $88,794 93,500
(Direct)
View
2017-02-10
Purchase
2017-02-13
5:41 pm
Fifth Street Finance Corp. FSC Berman Bernard D
Director
10,000 $4.6038 $46,038 35,968
(Direct)
View
2017-03-03
Purchase
2017-03-06
5:05 pm
Fifth Street Finance Corp. FSC Berman Bernard D
Director
15,000 $4.3731 $65,597 50,968
(Direct)
View
2017-03-03
Purchase
2017-03-06
5:07 pm
Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
Director
1,000 $8.956 $8,956 94,500
(Indirect
Direct)
View
2017-03-09
Purchase
2017-03-13
5:21 pm
Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
Director
5,000 $8.7689 $43,845 99,500
(Indirect
Direct)
View
2017-03-17
Purchase
2017-03-17
4:35 pm
Fifth Street Finance Corp. FSC Berman Bernard D
Director
5,000 $4.55 $22,750 55,968
(Direct)
View
2017-09-29
Sale
2017-10-03
09:10 am
Fifth Street Finance Corp. FSC Berman Bernard D
CEO
20,000 $5.43 $108,600 35,968
(Direct)
View
2017-09-29
Sale
2017-10-03
09:18 am
Fifth Street Senior Floating Rate Corp. FSFR Berman Bernard D
CEO
7,473 $8.8 $65,762 92,027
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-01-04
Conversion
2017-01-06
6:36 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
Co-President and CCO
351,710 $0 725,774
(Direct)
View
2017-01-04
Conversion
2017-01-06
6:36 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
Co-President and CCO
181,443 $0 725,774
(Indirect)
View
2017-01-04
Disposition
2017-01-06
6:36 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
Co-President and CCO
533,153 $0 725,774
(Direct)
View
2017-01-04
Conversion
2017-01-06
6:36 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
Co-President and CCO
351,710 $0 725,774
(Direct)
View
2017-01-04
Conversion
2017-01-06
6:36 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
Co-President and CCO
181,443 $0 725,774
(Indirect)
View
2017-01-12
Option Award
2017-01-17
7:21 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
Co-President and CCO
97,863 $0 97,863
(Direct)
View
2017-10-16
Exercise
2017-10-18
9:13 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
988,678 $0 222,973
(Direct)
View
2017-10-16
Exercise
2017-10-18
9:13 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
502,801 $0 222,973
(Indirect)
View
2017-10-16
Disposition
2017-10-18
9:13 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
1,491,479 $0 222,973
(Direct)
View
2017-10-16
Exercise
2017-10-18
9:13 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
988,678 $0 222,973
(Direct)
View
2017-10-16
Exercise
2017-10-18
9:13 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
502,801 $0 222,973
(Indirect)
View
2017-10-17
Exercise
2017-10-19
5:44 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
97,863 $0 0
(Direct)
View
2017-10-17
Tax Withholding
2017-10-19
5:44 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
41,954 $3.95 0
(Direct)
View
2017-10-17
Exercise
2017-10-19
5:44 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
97,863 $0 0
(Direct)
View
2017-10-26
Exercise
2017-10-30
4:56 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
10% Owner
70,591 $0 0
(Direct)
View
2017-10-26
Tax Withholding
2017-10-30
4:56 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
10% Owner
30,263 $4 0
(Direct)
View
2017-10-26
Exercise
2017-10-30
4:56 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
10% Owner
70,591 $0 0
(Direct)
View
2017-10-17
Tax Withholding
2017-11-02
4:19 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
10% Owner
36,180 $4 1,402,071
(Direct)
View
2017-10-26
Tax Withholding
2017-11-02
4:20 pm
N/A
N/A
Fifth Street Asset Management Inc. FSAM Berman Bernard D
President and CCO
10% Owner
26,098 $4 1,446,564
(Direct)
View