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Insider Trading - Hao Kenneth

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for Hao Kenneth

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-06-08
Sale
2016-06-10
7:45 pm
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
3,100,000 $163.77 $507,687,013 202,748
(Indirect)
View
2016-12-13
Sale
2016-12-15
9:18 pm
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
6,614,203 $177.06 $1,171,109,438 76,272
(Indirect)
View
2016-12-15
Sale
2016-12-16
4:09 pm
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
385,797 $180.36 $69,582,179 68,924
(Indirect)
View
2017-01-25
Sale
2017-01-27
4:07 pm
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
1,000,000 $200.76 $200,762,930 49,877
(Indirect)
View
2017-02-17
Sale
2017-02-22
8:12 pm
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
1,000,000 $211.28 $211,277,588 30,830
(Indirect)
View
2017-05-30
Purchase
2017-06-01
5:15 pm
SMART Global Holdings Inc. SGH Silver Lake (Offshore) AIV GP III Ltd.
Silver Lake Technology Associates III Cayman L.P.
Silver Lake Partners III Cayman (AIV III) L.P.
Silver Lake Technology Investors III Cayman L.P.
DAVIDSON JAMES
Hao Kenneth
10% Owner
1,500,000 $11 $16,500,000 57,169
(Indirect)
View
2017-12-04
Sale
2017-12-05
9:26 pm
SMART Global Holdings Inc. SGH Silver Lake (Offshore) AIV GP III Ltd.
Silver Lake Technology Associates III Cayman L.P.
Silver Lake Partners III Cayman (AIV III) L.P.
Silver Lake Technology Investors III Cayman L.P.
DAVIDSON JAMES
Hao Kenneth
10% Owner
3,000,000 $32.1 $96,299,995 45,139
(Indirect)
View
2018-04-03
Sale
2018-04-05
4:50 pm
SMART Global Holdings Inc. SGH Silver Lake (Offshore) AIV GP III Ltd.
Silver Lake Technology Associates III Cayman L.P.
Silver Lake Partners III Cayman (AIV III) L.P.
Silver Lake Technology Investors III Cayman L.P.
Hao Kenneth
10% Owner
2,000,000 $45.2 $90,400,002 37,119
(Indirect)
View
2018-04-13
Purchase
2018-04-17
6:18 pm
Broadcom Inc. AVGO Silver Lake Group L.L.C.
SLTA V (GP) L.L.C.
Silver Lake Technology Associates V L.P.
Silver Lake Partners V DE (AIV) L.P.
Silver Lake Technology Investors V L.P.
Hao Kenneth
Director
344,761 $247.94 $85,478,487 4,863
(Indirect)
View
2019-05-28
Sale
2019-05-30
5:22 pm
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
7,500,000 $17.42 $130,612,507 36,726,460
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-01-15
Exercise
2016-01-19
2:38 pm
N/A
N/A
Avago Technologies LTD AVGO Hao Kenneth
Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Director
7,186 $31.49 0
(Direct)
View
2016-01-15
Exercise
2016-01-19
2:38 pm
2012-03-30
2016-03-29
Avago Technologies LTD AVGO Hao Kenneth
Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Director
7,186 $31.49 0
(Direct)
View
2016-02-01
Disposition
2016-02-02
8:24 pm
N/A
N/A
Avago Technologies LTD AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
13,497,979 $0 0
(Indirect)
View
2016-02-01
Disposition
2016-02-02
8:24 pm
N/A
N/A
Avago Technologies LTD AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
262,088 $0 0
(Indirect)
View
2016-02-01
Disposition
2016-02-02
8:24 pm
N/A
N/A
Avago Technologies LTD AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
65,428 $0 0
(Indirect)
View
2016-02-01
Disposition
2016-02-02
8:24 pm
N/A
N/A
Avago Technologies LTD AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
3,285 $0 0
(Indirect)
View
2016-02-01
Disposition
2016-02-02
8:24 pm
2013-04-04
2017-04-03
Avago Technologies LTD AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
7,630 $37.41 0
(Indirect)
View
2016-02-01
Disposition
2016-02-02
8:24 pm
2014-04-10
2018-04-09
Avago Technologies LTD AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
9,854 $35.38 0
(Indirect)
View
2016-02-01
Disposition
2016-02-02
8:24 pm
2015-04-09
2019-04-08
Avago Technologies LTD AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
5,223 $62.47 0
(Indirect)
View
2016-02-01
Option Award
2016-02-02
8:28 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
13,497,979 $0 5,223
(Indirect)
View
2016-02-01
Option Award
2016-02-02
8:28 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
262,088 $0 5,223
(Indirect)
View
2016-02-01
Option Award
2016-02-02
8:28 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
65,428 $0 5,223
(Indirect)
View
2016-02-01
Option Award
2016-02-02
8:28 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
3,285 $0 5,223
(Indirect)
View
2016-02-01
Option Award
2016-02-02
8:28 pm
2013-04-04
2017-04-03
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
7,630 $37.41 5,223
(Indirect)
View
2016-02-01
Option Award
2016-02-02
8:28 pm
2014-04-10
2018-04-09
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
9,854 $35.38 5,223
(Indirect)
View
2016-02-01
Option Award
2016-02-02
8:28 pm
2015-04-09
2019-04-08
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
5,223 $62.47 5,223
(Indirect)
View
2016-02-01
Option Award
2016-04-08
7:25 pm
N/A
N/A
Broadcom Ltd AVGO Hao Kenneth
Director
57 $0 66,753
(Indirect)
View
2016-02-01
Option Award
2016-04-08
7:25 pm
N/A
N/A
Broadcom Ltd AVGO Hao Kenneth
Director
18 $0 66,753
(Indirect)
View
2016-02-01
Option Award
2016-04-08
7:25 pm
N/A
N/A
Broadcom Ltd AVGO Hao Kenneth
Director
1,325 $0 66,753
(Indirect)
View
2016-05-17
Option Award
2016-05-19
3:02 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
16,233 $0 19,184
(Indirect)
View
2016-05-17
Option Award
2016-05-19
3:02 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
2,951 $16.94 19,184
(Indirect)
View
2016-06-08
Other
2016-06-10
7:45 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
15,500 $0 202,748
(Indirect)
View
2016-06-08
Other
2016-06-10
7:45 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
15,500 $0 202,748
(Indirect)
View
2016-06-08
Other
2016-06-10
7:45 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
15,500 $0 202,748
(Indirect)
View
2016-06-08
Gift
2016-06-10
7:45 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
15,500 $0 202,748
(Indirect)
View
2016-08-01
Option Award
2016-08-03
5:09 pm
N/A
N/A
SYMANTEC CORP SYMC Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Hao Kenneth
Director
500,000,000 $500,000,000 500,000,000
(Indirect)
View
2016-12-13
Other
2016-12-15
9:18 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
26,000 $0 76,272
(Indirect)
View
2016-12-13
Other
2016-12-15
9:18 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
26,000 $0 76,272
(Indirect)
View
2016-12-13
Other
2016-12-15
9:18 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
26,000 $0 76,272
(Indirect)
View
2016-12-13
Gift
2016-12-15
9:18 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
26,000 $0 76,272
(Indirect)
View
2016-12-15
Gift
2016-12-16
4:09 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
57 $0 68,924
(Indirect)
View
2016-12-15
Gift
2016-12-16
4:09 pm
N/A
N/A
Broadcom Ltd AVGO Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
Silver Lake Partners IV Cayman (AIV II) L.P.
Silver Lake Technology Investors IV Cayman L.P.
SLP Argo I Ltd.
SLP Argo II Ltd.
Hao Kenneth
Director
3,285 $0 68,924
(Indirect)
View
2017-04-05
Option Award
2017-04-07
4:25 pm
N/A
N/A
Broadcom Ltd AVGO Hao Kenneth
Director
906 $0 67,659
(Indirect)
View
2017-05-15
Option Award
2017-05-17
4:36 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
8,593 $0 29,339
(Indirect)
View
2017-05-15
Option Award
2017-05-17
4:36 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
1,562 $32 29,339
(Indirect)
View
2017-03-15
Exercise
2017-09-15
6:00 pm
N/A
N/A
Broadcom Ltd AVGO Hao Kenneth
Director
7,630 $37.41 0
(Indirect)
View
2017-03-15
Exercise
2017-09-15
6:00 pm
2013-04-04
2017-04-03
Broadcom Ltd AVGO Hao Kenneth
Director
7,630 $37.41 0
(Indirect)
View
2018-03-20
Exercise
2018-03-22
4:16 pm
N/A
N/A
Broadcom Ltd AVGO Hao Kenneth
Director
9,854 $35.38 0
(Direct)
View
2018-03-20
Exercise
2018-03-22
4:16 pm
2014-04-10
2018-04-09
Broadcom Ltd AVGO Hao Kenneth
Director
9,854 $35.38 0
(Direct)
View
2018-04-04
Option Award
2018-04-06
4:30 pm
N/A
N/A
Broadcom Inc. AVGO Hao Kenneth
Director
807 $0 76,096
(Indirect)
View
2018-05-17
Option Award
2018-05-21
4:30 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
12,320 $0 43,899
(Indirect)
View
2018-05-17
Option Award
2018-05-21
4:30 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
2,240 $22.32 43,899
(Indirect)
View
2018-10-23
Conversion
2018-10-24
5:24 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
62,370,924 $0 0
(Indirect)
View
2018-10-23
Conversion
2018-10-24
5:24 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
1,025,143 $0 0
(Indirect)
View
2018-10-23
Conversion
2018-10-24
5:24 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
24,931,036 $0 0
(Indirect)
View
2018-10-23
Option Award
2018-10-24
5:24 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
91,998 $0 0
(Indirect)
View
2018-10-23
Conversion
2018-10-24
5:24 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
62,370,924 $0 0
(Indirect)
View
2018-10-23
Conversion
2018-10-24
5:24 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
1,025,143 $0 0
(Indirect)
View
2018-10-23
Conversion
2018-10-24
5:24 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
24,931,036 $0 0
(Indirect)
View
2019-05-14
Option Award
2019-05-16
4:30 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
14,124 $0 60,591
(Indirect)
View
2019-05-14
Option Award
2019-05-16
4:30 pm
N/A
N/A
SYMANTEC CORP SYMC Hao Kenneth
Director
2,568 $19.47 60,591
(Indirect)
View
2019-05-16
Option Award
2019-05-20
5:26 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
32,556 $0 124,554
(Indirect)
View
2019-05-28
Other
2019-05-30
5:22 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
47,115 $0 36,726,460
(Indirect)
View
2019-05-28
Other
2019-05-30
5:22 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
47,115 $0 36,726,460
(Indirect)
View
2019-05-28
Other
2019-05-30
5:22 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
39,940 $0 36,726,460
(Indirect)
View
2019-05-28
Other
2019-05-30
5:22 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
39,940 $0 36,726,460
(Indirect)
View
2019-05-28
Gift
2019-05-30
5:22 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
39,940 $0 36,726,460
(Indirect)
View
2020-01-09
Disposition
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
250,000,000 $16.77 250,000,000
(Indirect)
View
2020-01-09
Option Award
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
125,000,000 $16.77 250,000,000
(Indirect)
View
2020-01-09
Option Award
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
125,000,000 $8.4 250,000,000
(Indirect)
View
2020-01-09
Disposition
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
250,000,000 $16.77 250,000,000
(Indirect)
View
2020-01-09
Option Award
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
125,000,000 $16.77 250,000,000
(Indirect)
View
2020-01-09
Option Award
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
125,000,000 $8.4 250,000,000
(Indirect)
View
2020-01-09
Disposition
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
500,000,000 $20.41 250,000,000
(Indirect)
View
2020-01-09
Option Award
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
250,000,000 $20.41 250,000,000
(Indirect)
View
2020-01-09
Option Award
2020-01-10
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Star GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
250,000,000 $10.23 250,000,000
(Indirect)
View
2020-02-26
Option Award
2020-02-28
7:05 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
23,000 $0 124,554
(Indirect)
View
2020-03-05
Disposition
2020-03-09
4:31 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
Hao Kenneth
Director
125,000,000 $284,713,344 0
(Indirect)
View
2020-03-05
Disposition
2020-03-09
4:31 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Seal GP L.L.C.
SLP IV Seal II GP L.L.C.
SLP IV Seal Holdings L.P.
SLP IV Seal II Holdings L.P.
Hao Kenneth
Director
125,000,000 $284,713,344 0
(Indirect)
View
2020-05-17
Disposition
2020-05-19
4:32 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Star GP L.L.C.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
250,000,000 $472,967,008 0
(Indirect)
View
2020-05-19
Option Award
2020-05-21
4:31 pm
N/A
N/A
NortonLifeLock Inc. NLOK Hao Kenneth
Director
12,852 $0 75,914
(Indirect)
View
2020-05-19
Option Award
2020-05-21
4:31 pm
N/A
N/A
NortonLifeLock Inc. NLOK Hao Kenneth
Director
2,471 $20.23 75,914
(Indirect)
View
2020-05-21
Option Award
2020-05-26
4:36 pm
N/A
N/A
SolarWinds Corp SWI Silver Lake Group L.L.C.
SLTA IV (GP) L.L.C.
Silver Lake Technology Associates IV L.P.
Silver Lake Partners IV L.P.
Silver Lake Technology Investors IV L.P.
SLTA III (GP) L.L.C.
Silver Lake Technology Associates III L.P.
Hao Kenneth
Bingle Michael J
Director
10% Owner
35,793 $0 160,347
(Indirect)
View
2020-09-10
Sale
2020-09-10
9:54 pm
N/A
N/A
NortonLifeLock Inc. NLOK Silver Lake (Offshore) AIV GP IV Ltd.
Silver Lake Technology Associates IV Cayman L.P.
SLP IV Star GP L.L.C.
SLP IV Star Holdings L.P.
Hao Kenneth
Director
250,000,000 $299,516,960 0
(Indirect)
View